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Pennsylvania Broker Dealer Attorney Jobs in Government

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Pennsylvania Broker Dealer Attorney Jobs in Government - Related Job Titles

Isda Attorney
United States
Posted On Oct 08, 26
Full-time
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Title: Market Abuse Unit Attorney Job Responsibilities: As a Market Abuse... Unit Attorney, the primary responsibilities include: -... insider trading, front-running, cherry picking, hack-to-trade schemes, and violations by market-related entities such as broker-dealers, exchanges, and alternative trading... systems. - Managing multiple complex investigations...

Posted On Oct 01, 26
Full-time Experience : Min 1 yrs required
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Job Title: Junior Attorney - EXAMS Job Responsibilities: The Junior... Attorney - EXAMS position within... primary duties include: - Participating in and providing technical assistance and support to examination or inspection activities for broker-dealers. - Collaborating as a team... member with other staff mem...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
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Temporary Supervisory Attorney Adviser, SK-15 Duties: The... candidate will participate in planning and conducting securities compliance examinations. Will apply judgement and knowledge of the securities industry to FSIO's oversight functions. Provide advice and technical support for examinations in areas related to self-regulatory organizations (SRO) and broker-dealers registered under the Securities... Exchange Act of 1934. Conduct interviews of SRO personnel. Conduct research a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney-Adviser - SK 15 The... candidate will join a well-respected team that is responsible for supporting OCIE's mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory Attorney-Adviser, will: Participate in planning... and conducting securities compliance examinations; Apply judgement and knowledge of the securities industry to FSIO's oversight functions; Provide advice a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

SUPVEVISORY ATTORNEY ADVISER Securities and Exchange... Commission Division of Examinations Summary The Event and Emerging Risk Examination Team (EERT) is hiring a Supervisory Securities Compliance Examiner. The position will oversee a team responsible for working with key stakeholders to develop strategic theme and event-based analyses to identify and address exigent threats, incidents, and emerging risks through examinations. This job is open to Internal to an agenc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Enforcement The... applicant will join the division that investigates possible violations of the federal securities laws, recommends Commission action when appropriate, either in federal court or before an administrative law judge, and negotiates settlements of these actions if possible or litigates the cases if necessary. Alleged violations investigated by the staff of the Division encompass a wide range of conduct including insider trading, market... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Enforcement The... applicant will encompass a wide range of conduct including insider trading, market manipulation, financial reporting and accounting fraud, offering fraud and violations by professional market intermediaries (broker-dealers, transfer agents, investment companies,... investment advisers) and persons associated with them. Work on cases involving a number of such kinds of violations and to play important and responsible roles in the inves... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Looking for a Trial Attorney(SI)SK-0905-16. The candidate will... be responsible for taking the lead in the trial of complex securities cases before both federal courts and administrative law judges. In the course of these duties, the attorney trains, plans, organizes, and... directs a team including several other professional employees. The candidate will provide litigation-related counsel and advice concerning pending cases or legal/policy questions relating to statutes; engag... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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