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Pennsylvania Capital Markets Lawyer Jobs in Government

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Pennsylvania Capital Markets Lawyer Jobs in Government - Related Job Titles

Capital Markets AssociateEntertainment Lawyer
United States
Posted On Oct 01, 26
Full-time Experience : Min 1 yrs required
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

aimed at protecting investors, ensuring market integrity, and supporting responsible capital formation. The primary duties... include: - Participating in and providing technical assistance and support to examination or inspection activities for broker-dealers. - Collaborating as a team member with other staff mem...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Attorney Adviser, SK 16 Duties: The candidate will get exposure to a wide range of important issues, and provide a platform to advance the goals and priorities of the Division and the Market Abuse Unit. Will be expected to conduct investigations, advise on all issues relating to investigations, and provide assistance to the Market Abuse Unit Chief. Advise the Unit Chief, supervisors and other staff on factual, legal, and other matters relating to investigations, pr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Duties: The candidate will act as primary coordinator and point of contact between A&D Center Specialists and Division of Enforcement/MAU investigative staff including by identifying analytical resources available to the staff. Assist with the design and development of new procedures, tools and methodologies for detecting and investigating market abuses. Provide expert advice and counsel on issues relevant to the identification and investigation of market an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel 4 Duties: Render legal advice and opinions to the Board, System, and Plan on all benefits, administrative, and investment matters. Prosecute and/or defend litigation filed by or against in accordance with the Commonwealth Attorneys Act. Represent in administrative hearings pertaining to benefits or other matters, in both original and appellate jurisdiction. Attend Board, Committee, and staff meetings to address questions and provide advice as needed. Prepare or... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Development Specialist The candidate will develop growth strategies and plans to increase workload, capabilities, and market share. Provide technical information concerning the facilities, materials, and procedures in an industrial production. Pass on business information on industrial programs that the organization has interests in pursuing as a partner.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Trading and Markets The candidate will be... assisting in drafting new rules; drafting amendments to and interpreting existing rules; reviewing proposed rule changes submitted by regulated entities; drafting responses to requests for no-action or exemptive relief; consulting with other SEC offices or federal financial agencies; reviewing legislation; and working on special projects. Applicant must possess a . degree from an accredited law schoo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney, Division of Enforcement The applicant will join the division that investigates possible violations of the federal securities laws, recommends Commission action when appropriate, either in federal court or before an administrative law judge, and negotiates settlements of these actions if possible or litigates the cases if necessary. Alleged violations investigated by the staff of the Division encompass a wide range of conduct including insider trading, market... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney, Compliance Inspections and Examinations The candidate will be working in the Office of Market Oversight. Will work in the office review and analyze books, records, and financial statements of registrants, prepare inspection reports including findings and recommendations, consult with commission offices/divisions outside the office on enforcement matters and other issues within the office's jurisdiction, work on legislative matters within the office's jurisdic... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Trading and Markets The applicant will be... shaping important legal and policy decisions that pertain to securities markets and market participants. Assist... in drafting new rules; drafting amendments to and interpreting existing rules; reviewing proposed rule changes submitted by regulated entities; drafting responses to requests for no-action or exemptive relief; consulting with other SEC offices or federal financial agencies; reviewing legislation;... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Trading and Markets The applicant will assist... in drafting new rules; drafting amendments to and interpreting existing rules; reviewing proposed rule changes submitted by regulated entities; drafting responses to requests for no-action or exemptive relief; consulting with other offices or federal financial agencies; reviewing legislation; and working on special projects. Applicant should have a . degree from an accredited law school and be a member of th... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney, Division of Enforcement The applicant will encompass a wide range of conduct including insider trading, market manipulation, financial reporting and accounting fraud, offering fraud and violations by professional market intermediaries (broker-dealers, transfer agents, investment companies, investment advisers) and persons associated with them. Work on cases involving a number of such kinds of violations and to play important and responsible roles in the inves... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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