Pennsylvania Corporate Securities Lawyer Jobs in Government

SUPVEVISORY ATTORNEY ADVISER Securities and Exchange Commission Division... of Examinations Summary The Event and Emerging Risk Examination Team (EERT) is hiring a Supervisory Securities Compliance Examiner. The position... will oversee a team responsible for working with key stakeholders to develop strategic theme and event-based analyses to identify and address exigent threats, incidents, and emerging risks through examinations. This job is open to Internal to an agenc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Adviser, SK 14 Duties: Reviewing, analyzing and providing comments on investment company, business development company, and insurance company registration statements, investment company merger documents, proxy materials, tender offers and other filings to help ensure full disclosure and compliance with applicable form and other regulatory requirements. Providing formal and informal guidance to internal and external stakeholders relating to issues under the Investmen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Officer - National Unit Chief (Asset Management Unit) Duties: The candidate will lead the Unit along with another Co-Chief and in consultation with the Division of Enforcement's Director exercising delegated decision-making authority with respect to all operations and functions of the Unit. Will develop, conceive, plan, and implement policies and guidelines affecting broad, emerging, and/or critical Commission programs. Serve as a primary Commission advisor on various... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Adviser, SK 16 Duties: The candidate will get exposure to a wide range of important issues, and provide a platform to advance the goals and priorities of the Division and the Market Abuse Unit. Will be expected to conduct investigations, advise on all issues relating to investigations, and provide assistance to the Market Abuse Unit Chief. Advise the Unit Chief, supervisors and other staff on factual, legal, and other matters relating to investigations, pr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Duties: The candidate will act as primary coordinator and point of contact between A&D Center Specialists and Division of Enforcement/MAU investigative staff including by identifying analytical resources available to the staff. Assist with the design and development of new procedures, tools and methodologies for detecting and investigating market abuses. Provide expert advice and counsel on issues relevant to the identification and investigation of market an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel 4 Duties: Render legal advice and opinions to the Board, System, and Plan on all benefits, administrative, and investment matters. Prosecute and/or defend litigation filed by or against in accordance with the Commonwealth Attorneys Act. Represent in administrative hearings pertaining to benefits or other matters, in both original and appellate jurisdiction. Attend Board, Committee, and staff meetings to address questions and provide advice as needed. Prepare or... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Supervisory Attorney Adviser, SK-15 Duties: The candidate will participate in planning and conducting securities compliance examinations. Will apply... judgement and knowledge of the securities industry to FSIO's oversight... functions. Provide advice and technical support for examinations in areas related to self-regulatory organizations (SRO) and broker-dealers registered under the Securities Exchange Act of 1934.... Conduct interviews of SRO personnel. Conduct research a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney-Adviser - SK 15 The candidate will join a well-respected team that is responsible for supporting OCIE's mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory Attorney-Adviser, will: Participate in planning and conducting securities compliance examinations; Apply judgement... and knowledge of the securities industry to FSIO's oversight... functions; Provide advice a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney-Adviser, SK 15 Duties : This position is in the Private Unit (PFU) of the Office of Compliance Inspections and Examinations. Delegating supervisory authority in the establishment and issuance of technical and administrative guidance. Planning and assigning work, advising on program goals and objectives, making decisions on work problems, and organizing and monitoring the flow of work for the assigned programs in order to achieve the most effective result... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Adviser Duties: The candidate will serve in the Division of Enforcement working under the general direction of a Cyber Unit Assistant Director and the Unit Chief. Will advise the Unit Chiefs, supervisors and other staff on factual, legal, and other matters relating to investigations, proceedings and actions; manage the Unit's substantive and procedural receipt and review of tips, complaints and referrals (TCRs). Review memoranda, subpoenas, document demands, and oth... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here