Los Angeles Investment Law Jobs in Government

Temporary Attorney-Adviser-Securities and Exchange Commission-SK 16 Duties: The candidate will be applying expert level legal analytical and research skills to analyze, interpret, and develop official positions and serving as a recognized legal expert in the assigned area of responsibility. Will be serving as an expert adviser and consultant within the NEP's Investment Adviser / Investment Company... program, with responsibility for a specialized area of expertise related to co... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will be responsible to act as a lead, trains, mentors and assigns work to less senior counsel. Independently perform with broad discretion, legal work of the most complex and sensi­tive nature, including the most difficult, complex and sensitive applications filed under the Franchise Investment Law (FIL). Resolve issues... within franchise applications through deficiency letters for those offerings not in compliance with the FIL, federal amended franchise... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Duties: Identifies the nuances of concurrent jurisdiction with the federal amended franchise rule and its interplay and impact on compliance under the Franchise Investment Law (FIL) and accompanying... regulations and the NASAA franchise commentaries in order to perform a legal review of franchise applications ensuring compliance of the FIL and accompanying regulations. Resolves issues regarding the information contained in franchise applications and issues deficiency... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser Duties: The candidate will direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Will assign work taking into account skills and abilities of the staff and monitoring work performance. Operate or oversees inspections in regards to surveillance and or risk of IA/IC, BD and SRO's. Serve as a member of an examination team in an audit or examination program of a feder... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser Duties: The candidate will join a team that is responsible for risk identification, data and analytical projects - both created within the Office of Risk Analysis and Surveillance and as part of larger Commission-wide work streams with internally created and commercially available products. Direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Assign work taking i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Adviser, SK 17 Duties: The candidate will direct the work of the assigned office through subordinate supervisors. Will exercise delegated supervisory authority in the establishment and issuance of technical and administrative guidance. Plan and assign work, advising on program goals and objectives, making decisions on work problems, and organizing and monitoring the flow of work for the assigned programs in order to achieve the most effective results wit... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Adviser, SK 15 Duties: The candidate will direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Produce well-constructed written reports and presentations whose audience includes senior staff from across the Division and the SEC. Serve as a member or supervisor of an examination team in an audit or examination program of a federal, state or regulatory body in the securities or fina... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney IV The candidate performs independently and with broad discretion, legal work of the most complex and sensi­tive nature, by conducting the most difficult and complex litigation, appellate cases, settlements, pre-trial negotiations, legal research, and hearings under the Corporate Securities Laws; Franchise Investment Law; Check Sellers, Bill... Payers and Proraters Law; California Residential Mortgage Lending... Act, California Finance Lenders Law; Escrow Law; Deferred D...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate performs with close supervision the investigation and prosecution of less complicated and sensitive litigation under the Corporate Securities Law; Franchise Investment Law; Check Sellers, Bill... Payers and Proraters Law; California Residential Mortgage Lending... Act, California Deferred Deposit Transaction Law; California Finance Lenders Law;... Escrow Law and California... Commodities Law consisting mostly of administrative... matters and will include research, dra... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate performs with close supervision the investigation and prosecution of less complicated and sensitive litigation under the Corporate Securities Law; Franchise Investment Law; Check Sellers, Bill... Payers and Proraters Law; California Residential Mortgage Lending... Act, California Deferred Deposit Transaction Law; California Finance Lenders Law;... Escrow Law and California... Commodities Law consisting mostly of administrative... matters and will include research, dra... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here