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Pennsylvania Regulatory Broker Dealer Securities Attorney Jobs in Government

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Pennsylvania Regulatory Broker Dealer Securities Attorney Jobs in Government - Related Job Titles

Closing AttorneyRegulatory Litigation AttorneyTemporary Regulatory Paralegal Temporary Securities Paralegal
United States
Posted On Oct 08, 26
Full-time
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Title: Market Abuse Unit Attorney Job Responsibilities: As a Market Abuse... Unit Attorney, the primary responsibilities include: -... Conducting complex investigations into potential violations of federal securities laws, focusing on market... manipulation, insider trading, market-related entities such as broker-dealers, exchanges, and alternative trading......

Posted On Oct 01, 26
Full-time Experience : Min 1 yrs required
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Job Title: Junior Attorney - EXAMS Job Responsibilities: The Junior... Attorney - EXAMS position within... primary duties include: - Participating in and providing technical assistance and support to examination or inspection activities for broker-dealers. - Collaborating as a team... member with other staff mem...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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Supervisory Attorney-Adviser - SK 15 The... candidate will join a well-respected team that is responsible for supporting OCIE's mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory... Attorney-Adviser, will: Participate in planning... and conducting securities compliance examinations; Apply judgement... and knowledge of the securities industry to FSIO's oversight... functions; Provide advice a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Looking for a Trial Attorney(SI)SK-0905-16. The candidate will... be responsible for taking the lead in the trial of complex securities cases before both federal... courts and administrative law judges. In the course of these duties, the attorney trains, plans, organizes, and... directs a team including several other professional employees. The candidate will provide litigation-related counsel and advice concerning pending cases or legal/policy questions relating to statutes; engag... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Supervisory Attorney Adviser, SK-15 Duties: The... candidate will participate in planning and conducting securities compliance examinations. Will apply... judgement and knowledge of the securities industry to FSIO's oversight... functions. Provide advice and technical support for examinations in areas related to self-regulatory organizations (SRO) and broker-dealers registered under the Securities... Exchange Act of 1934.... Conduct interviews of SRO personnel. Conduct research a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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