Post Jobs Upload Your Resume Log in

Legal jobs

1 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Florida
  4. North Miami Beach
  5. Broker Dealer
  6. Government

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Oct 01, 26
Full-time 2 views Experience : Min 1 yrs required
Practice Area:
Administrative Law Corporate - Securities and Capital Markets Corporate - Compliance Government - General Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Administrative Law Corporate - Securities and Capital Markets Corporate - Compliance Government - General Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

role in safeguarding investors, ensuring market integrity, and supporting responsible capital formation. Your responsibilities will include: - Participating in and providing technical assistance and support to examination or inspection activities for broker-dealers. - Collaborating with other team... members to conduct examinations,...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

Attorney-Adviser - SK 15 The candidate will join a well-respected team that is responsible for supporting OCIE's mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory Attorney-Adviser, will: Participate in planning and conducting securities compliance examinations; Apply judgement and knowledge of the securities industry to FSIO's oversight functions; Provide advice a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Supervisory Attorney Adviser, SK-15 Duties: The candidate will participate in planning and conducting securities compliance examinations. Will apply judgement and knowledge of the securities industry to FSIO's oversight functions. Provide advice and technical support for examinations in areas related to self-regulatory organizations (SRO) and broker-dealers registered under the Securities... Exchange Act of 1934. Conduct interviews of SRO personnel. Conduct research a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser Duties: The candidate will direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Will assign work taking into account skills and abilities of the staff and monitoring work performance. Operate or oversees inspections in regards to surveillance and or risk of IA/IC, BD and SRO's. Serve as a member of an examination team in an audit or examination program of a feder... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser Duties: The candidate will join a team that is responsible for risk identification, data and analytical projects - both created within the Office of Risk Analysis and Surveillance and as part of larger Commission-wide work streams with internally created and commercially available products. Direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Assign work taking i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser, SK-15 Duties: The candidate will participate in planning and conducting securities compliance examinations. Will apply judgment and knowledge of the securities industry to FSIO's oversight functions. Provide expert legal analysis and technical support for examinations in areas related to the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and broker-dealers registered under the Securities... Exchan... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

ATTORNEY ADVISER Securities and Exchange Commission Division of Examinations Summary The Event and Emerging Risk Examination Team (EERT) is hiring a Supervisory Securities Compliance Examiner. The position will oversee a team responsible for working with key stakeholders to develop strategic theme and event-based analyses to identify and address exigent threats, incidents, and emerging risks through examinations. This job is open to Internal to an agenc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser, SK 17 Duties: The candidate will join a team that is responsible for risk identification, data and analytical projects - both created within the Office of Risk Analysis and Surveillance and as part of larger Commission-wide work streams with internally created and commercially available products. Direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Assign work t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

ATTORNEY-ADVISER The Candidate will be responsible for providing accounting/examining assistance for actions being undertaken by the SEC, as well as supporting the National Examination Program (NEP) mission to conduct and coordinate the nationwide examinations of BDX Agencies. Serve as an adviser and counselor to key executives within the SEC on all matters arising within area for which responsible; Direct employees responsible for working and/or consulting with... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Attorney Adviser, SK 13-14 Duties: The candidate will be conducting examinations in one of the Division of Examination's programs within a regional office or headquarters, with an emphasis on the review of registered investment companies, investment advisers, broker-dealers, and clearing agencies, (collectively... registrants); and/or understanding registrants' preparedness for specific threats and market events. Planning and conducting examinations; analyzing transac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Attorney Adviser, SK 13-14 Duties: The candidate will be conducting examinations in one of the Division of Examination's programs within a regional office or headquarters, with an emphasis on the review of registered investment companies, investment advisers, broker-dealers, and clearing agencies, (collectively... registrants); and/or understanding registrants' preparedness for specific threats and market events. Planning and conducting examinations; analyzing transac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend