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United States
Posted On Jul 01, 26
Full-time 7 views Experience : 5-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Practice Area:
Finance - Financial Services Regulation Finance - General

entities under the regulatory authority of the Commission. - Oversee the examination of broker-dealers to ensure compliance with... relevant regulations. - Provide guidance and support to the examination team, ensuring that all examinations are conducted efficiently and effectively. - Develop and implement...

Posted On Jul 17, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
banking contracts Financial Institutions Litigation Money Laundering pleadings public sector RICO Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
banking contracts Financial Institutions Litigation Money Laundering pleadings public sector RICO Securities Securities Exchange Act of 1934 securities laws

Title: Attorney - Adviser (Attorney - Enforcement Liaison) Job Responsibilities: - Analyze questions related to Enforcement matters involving various statutory provisions and rules administered by the Division of Trading and Markets (TM). This may include issues across different business models and activities,...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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SK 14 The candidate will provide duties include: Developing and preparing guidance and facilitating action on complex legal and policy issues arising from the interpretation and application of the federal securities laws and the rules and regulations promulgated there under. Reviewing and analyzing proposed rule changes by registered clearing agencies, national securities exchanges, and other regulated entities, as well as reviewing and analyzing proposed n... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Adviser - SK 16 The candidate will be responsible for coordinating with TM staff to establish a comprehensive plan to address crypto and digital asset securities and engaging with other Divisions and Offices on such matters Serving as the TM's point of contact for domestic and international regulators, market participants, and the public. Providing expert level comment on policy and workstreams. Developing and maintaining expert-level industry knowledge of crypto an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Adviser Duties: The candidate will provide legal advice for difficult and complex programs, issues and problems dealing with nationwide examination or inspection activities for self-regulatory organizations, broker-dealers, transfer agents, clearing agencies,... investment companies, and investment adviser. Will develop and prepare guidance on a variety of complex legal issues arising from interpretation and application of statutes administered by OCIE which have been... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney-Adviser - SK 15 The candidate will join a well-respected team that is responsible for supporting OCIE's mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory Attorney-Adviser, will: Participate in planning and conducting securities compliance examinations; Apply judgement and knowledge of the securities industry to FSIO's oversight functions; Provide advice a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Supervisory Attorney Adviser, SK-15 Duties: The candidate will participate in planning and conducting securities compliance examinations. Will apply judgement and knowledge of the securities industry to FSIO's oversight functions. Provide advice and technical support for examinations in areas related to self-regulatory organizations (SRO) and broker-dealers registered under the Securities... Exchange Act of 1934. Conduct interviews of SRO personnel. Conduct research a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser Duties: The candidate will direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Will assign work taking into account skills and abilities of the staff and monitoring work performance. Operate or oversees inspections in regards to surveillance and or risk of IA/IC, BD and SRO's. Serve as a member of an examination team in an audit or examination program of a feder... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney Adviser Duties: The candidate will join a team that is responsible for risk identification, data and analytical projects - both created within the Office of Risk Analysis and Surveillance and as part of larger Commission-wide work streams with internally created and commercially available products. Direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Assign work taking i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 Duties: The candidate focuses on Trading and Markets related matters, which generally involve oversight and supervision of the US securities markets (., exchanges, clearing agencies, and other self-regulatory organizations) and securities market participants (., broker-dealers and security-based swap dealers).... Reviews and analyzes proposals for rules and regulations drafted by the Division of Trading and Markets. Advises on novel legal questi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 Duties: The candidate focuses on Trading and Markets related matters, which generally involve oversight and supervision of the US securities markets (., exchanges, clearing agencies, and other self-regulatory organizations) and securities market participants (., broker-dealers and security-based swap dealers).... Reviews and analyzes proposals for rules and regulations drafted by the Division of Trading and Markets. Advises on novel legal questi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney-Adviser, SK 15 Duties: Directs employees responsible for working and/or consulting with a variety of individuals conducting examinations. Operates or oversees inspections in regards to surveillance and or risk of IA/IC, BD and transfer agents; Serves as a member of an examination team in an audit or examination program of a federal, state or regulatory body in the securities or financial services industry. Assist in the planning for and conducting of exa... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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