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United States
Posted On Jul 15, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Case Law contracts pleadings public sector RICO Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Case Law contracts pleadings public sector RICO Securities securities laws

Investor Education and Assistance. The team is responsible for addressing questions and complaints from individual investors concerning securities regulation and the operations... of the SEC. Key responsibilities include: - Evaluating, triaging, and responding to investor complaints and questions. - Exercising judgment and...

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Posted On Jul 15, 26
Full-time
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters

filings made under the Securities Act of 1933 and... the Securities Exchange Act of 1934.... Your primary responsibilities will include: - Interpreting registration and reporting requirements of the Securities Act and the Exchange... Act. - Reviewing filings an...

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Posted On Jul 20, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws

and guidance on federal securities laws, rules, and regulations,... with a particular focus on market intermediaries. - Draft and review legal documents, including examination reports, letters, and internal memoranda. - Interpret registration and reporting requirements to ensure compliance with applicable laws and...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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Attorney (Corporate and Postal Business Law... - Pricing & Product Support) Duties: The candidate, as a member of the Pricing and Product Support group of attorneys, will have a varied portfolio that combines complex regulatory practice and administrative litigation with corporate governance, contract negotiation, business... strategy, new product development, and more. Primary responsibilities include advising internal clients about, and conducting advocacy before the Commission... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney-Adviser, SK 14 The candidate will provide duties include: Developing and preparing guidance and facilitating action on complex legal and policy issues arising from the interpretation and application of the federal securities laws and the rules... and regulations promulgated there under. Reviewing and analyzing proposed rule changes by registered clearing agencies, national securities exchanges, and other regulated... entities, as well as reviewing and analyzing proposed n... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

. Senator Pat Toomey seeks an experienced securities and capital markets lawyer... to join the Republican staff of the . Senate Banking Committee at the start of the 117th Congress in January 2021. The qualified individual will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must... have an understanding of major securities statutes and regulations, such... as the Securities Act of 1933, the... Sec... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities And Capital Markets Counsel... The candidate will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must... have an understanding of major securities statutes and regulations, such... as the Securities Act of 1933, the... Securities Exchange Act of 1934,... the Investment Company Act of 1940, Sarbanes-Oxley, Dodd-Frank, and the JOBS Act. Will be an adherent of free market economics and possess except... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities & Capital Markets Counsel... The candidate must have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must... have an understanding of major securities statutes and regulations, such... as the Securities Act of 1933, the... Securities Exchange Act of 1934,... the Investment Company Act of 1940, Sarbanes-Oxley, Dodd-Frank, and the JOBS Act. Will be an adherent of free market economics and possess exceptio... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Adviser - SK 16 The candidate will be responsible for coordinating with TM staff to establish a comprehensive plan to address crypto and digital asset securities and engaging with other... Divisions and Offices on such matters Serving as the TM's point of contact for domestic and international regulators, market participants, and the public. Providing expert level comment on policy and workstreams. Developing and maintaining expert-level industry knowledge of crypto an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Adviser Duties: The candidate will provide legal advice for difficult and complex programs, issues and problems dealing with nationwide examination or inspection activities for self-regulatory organizations, broker-dealers, transfer agents, clearing agencies, investment companies, and investment adviser. Will develop and prepare guidance on a variety of complex legal issues arising from interpretation and application of statutes administered by OCIE which have been... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney-adviser, SK 16 Duties : Carry out a wide variety of duties relating to the securities markets and certain market... participants, including review and analysis of rule changes submitted by self-regulatory organizations (SROs) and work on rulemaking initiatives and special projects relating to the equity, debt, and derivatives securities markets. Assist the Associate... Directors, other staff in the Division, and other offices and divisions in the Commission on a wide arra... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Adviser, SK 13-14 Duties: The candidate will provide expert legal analysis, advice, litigation support, and technical assistance on international matters involving federal securities regulations including enforcement investigations... where wrongdoers, witnesses, evidence, and proceeds of fraud are located abroad. Will assist and advise foreign securities regulators and other foreign... authorities with similar functions when their matters cross into the US. Provide techn... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 Duties: The candidate focuses on Trading and Markets related matters, which generally... involve oversight and supervision of the US securities markets (., exchanges, clearing... agencies,... and other self-regulatory organizations) and securities market participants (., broker-dealers... and security-based swap dealers). Reviews and analyzes proposals for rules and regulations drafted by the Division of Trading and Markets. Advises on novel legal... questi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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