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  3. Virginia
  4. Stoneridge
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United States
Posted On Jul 15, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Case Law contracts pleadings public sector RICO Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Case Law contracts pleadings public sector RICO Securities securities laws

Investor Education and Assistance. The team is responsible for addressing questions and complaints from individual investors concerning securities regulation and the operations... of the SEC. Key responsibilities include: - Evaluating, triaging, and responding to investor complaints and questions. - Exercising judgment and...

Posted On Jul 15, 26
Full-time
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters

filings made under the Securities Act of 1933 and... the Securities Exchange Act of 1934.... Your primary responsibilities will include: - Interpreting registration and reporting requirements of the Securities Act and the Exchange... Act. - Reviewing filings an...

Posted On Jul 20, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws

and guidance on federal securities laws, rules, and regulations,... with a particular focus on market intermediaries. - Draft and review legal documents, including examination reports, letters, and internal memoranda. - Interpret registration and reporting requirements to ensure compliance with applicable laws and...

Posted On Sep 18, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Capital Markets criminal Cybersecurity debt collection Ethics evidence federal government finance Financial Institutions financial services regulation fingerprints Government I-9 Litigation Privacy RICO Rule of Law Securities and Capital Markets social security
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Capital Markets criminal Cybersecurity debt collection Ethics evidence federal government finance Financial Institutions financial services regulation fingerprints Government I-9 Litigation Privacy RICO Rule of Law Securities and Capital Markets social security

Title: Deputy Assistant General Counsel (Banking and Finance) Job Responsibilities: - Serve as a senior legal executive and technical authority for banking and finance legal matters. - Implement legal priorities established by the General Counsel and Assistant General Counsel (Banking and Finance), translating...

Posted On Sep 20, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Finance - Banking
Job Tags:
banking Capital Markets Cybersecurity debt collection Ethics evidence finance Financial Institutions financial services regulation Government Litigation Rule of Law Securities and Capital Markets
Practice Area:
Finance - Banking
Job Tags:
banking Capital Markets Cybersecurity debt collection Ethics evidence finance Financial Institutions financial services regulation Government Litigation Rule of Law Securities and Capital Markets

Title: Deputy Assistant General Counsel (Banking and Finance) Job Responsibilities: The Deputy Assistant General Counsel (Banking and Finance) serves as a senior legal advisor in the Office of the General Counsel, providing expert legal guidance across the Domestic Finance portfolio of the...

Posted On Sep 23, 26
Full-time 1 views Experience : Min 1 yrs required
Job Tags:
brokers Case Law criminal derivatives evidence federal government FOIA Government mother Privacy public sector Rule of Law social security spouse
Job Tags:
brokers Case Law criminal derivatives evidence federal government FOIA Government mother Privacy public sector Rule of Law social security spouse

Title: Paralegal Specialist Job Responsibilities: As a Paralegal Specialist within the Market Participants Division (MPD) at the organization, the primary responsibilities include providing comprehensive legal and regulatory support to attorneys, financial analysts, and examiners. These duties encompass: - Comprehensive Legal Support: Organizing and...

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