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Pennsylvania Bank Regulatory Counsel Jobs in In-House

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Pennsylvania Bank Regulatory Counsel Jobs in In-House - Related Job Titles

Associate Counsel
United States
Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve as... the Investment Company Act of 1940. - Provide legal support on issues arising under the Investment Advisers Act of 1940, including governance, fiduciary obligations, disclosures, conflicts of interest, regulatory filings, SEC examinations, a......

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Posted On Sep 28, 26
Full-time Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve as... under the Investment Company Act of 1940. - Provide legal support on matters arising under the Investment Advisers Act of 1940, including governance, fiduciary obligations, disclosures, conflicts of interest, regulatory filings, SEC examin...

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Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Title: Wealth Strategist III Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients, including those of greater complexity. - Collaborates with other planning resources on specific subject matters of greater complexity and partners in the acquisition of...

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Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Wealth Strategist Job Title: Senior Wealth Strategist Job Responsibilities: - Develop, consult on, and implement tax, estate, and financial plans for clients, including those of the greatest complexity. - Collaborate with other planning resources on specific subject matters of greatest complexity and partner in...

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Posted On Sep 15, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
banking family finance FINRA Insurance insurance coverage Litigation LLC Partnership pleadings Securities wealth management
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
banking family finance FINRA Insurance insurance coverage Litigation LLC Partnership pleadings Securities wealth management

Job Title Assistant General Counsel Job Responsibilities Litigation, Arbitration &... case strategy, budgeting, and coordination with outside counsel, insurance brokers, and carriers.... - Handle pre-litigation disputes, assessing exposure early and driving matters toward efficient resolution. - Review pleadings, statements of claim/answ...

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Posted On Sep 21, 26
Full-time 13 views Experience : 3-7 yrs required
Practice Area:
Finance - General Finance - Project Finance Finance - Banking Finance - Public Finance Finance - Structured Finance
Job Tags:
Affirmative Action agreements banking Commercial Lending contracts corporate trust escrow family finance Financial Institutions Government Insurance Letters of Credit structured finance
Practice Area:
Finance - General Finance - Project Finance Finance - Banking Finance - Public Finance Finance - Structured Finance
Job Tags:
Affirmative Action agreements banking Commercial Lending contracts corporate trust escrow family finance Financial Institutions Government Insurance Letters of Credit structured finance

Job Title: Director, Managing Counsel - Issuer Services (Corporate... Trust, Credit Services and Global Payments and Trade) Job Responsibilities: - Advise on all aspects of corporate trust, commercial lending, and global payments and trade transactions, including products, programs, platforms, processes, and related...

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Posted On Sep 21, 26
Full-time 17 views
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs

Title: Senior Vice President, Counsel? (Asset Servicing) Job Responsibilities: - Serve... on significant business transactions, regulatory matters, and strategic initiatives. -... Liaise with a variety of key stakeholders, including lines of business, business partners, and senior leadership, to ensure any material legal issues...

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Posted On Sep 21, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities

Title: Senior Vice-President/Counsel - Global Markets and Treasury Services Job Responsibilities: The role of Senior Vice-President/Counsel in the Global Markets and Treasury Services Team involves a variety of responsibilities aimed at supporting business colleagues and contributing to the legal functions of...

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Posted On Sep 08, 26
Full-time 12 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Public Finance
Job Tags:
agreements banking Commercial Law contracts Corporation due diligence escrow Harassment lending licensing agreements Litigation pleadings Public Finance Securities Software title UCC
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Public Finance
Job Tags:
agreements banking Commercial Law contracts Corporation due diligence escrow Harassment lending licensing agreements Litigation pleadings Public Finance Securities Software title UCC

Position Title: Corporate Counsel Job Responsibilities: The primary responsibilities for... the Corporate Counsel position involve providing legal... counsel and guidance on complex... legal, regulatory, and risk matters related... to a public company in the financial services industry. The incumbent will: - Review, draft,...

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Posted On Sep 24, 26
Full-time 49 views Experience : 2-4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy

provide credit card or bank account information, or perform... any sort of monetary transaction. Learn more. By applying to a job using CareerBuilder you are agreeing to comply with and be subject to the CareerBuilder Terms and Conditions for...

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Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title

Title: Wealth Strategist II Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients. - Collaborates with more senior planning resources on complex matters and specific subject matters. - Partners in acquiring new clients and works to retain, expand,...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking blockchain criminal data privacy Employee Rights equity finance Privacy regulatory compliance Section 5 Securities UDAAP
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking blockchain criminal data privacy Employee Rights equity finance Privacy regulatory compliance Section 5 Securities UDAAP

Job Title: Senior In-House Counsel Job Responsibilities: As a Senior... Counsel on the Product Legal... include: - Providing full product life-cycle counseling across fintech and crypto law areas. - Advising product managers and engineers on . and international regulatory requirements, including money tr......

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Posted On Sep 04, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - General
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - General
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities

Job Title: Senior Counsel, Arc Job Responsibilities: The Senior Counsel... on the Product Legal... and operation of the Arc network and partnering closely with senior leaders across various departments including Product, Engineering, Compliance, and Policy. The Senior Counsel will navigate complex glo......

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Posted On Aug 18, 26
Full-time 2 views Experience : 15-20 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements Capital Markets Insurance securitization
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements Capital Markets Insurance securitization

Job Title: Senior Counsel - Mortgage Servicing Transactions Job... Responsibilities: The Senior Counsel - Transactions is responsible... for supporting servicing transactions by providing expert legal guidance and managing complex documentation. Key responsibilities include: - Drafting, reviewing, and negotiating a variety of servicing-related agreements...

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Posted On Aug 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance
Job Tags:
Article 9 banking Commercial Finance contracts corporate governance Corporation finance Insurance lending Litigation NASDAQ regulatory compliance Uniform Commercial Code
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance
Job Tags:
Article 9 banking Commercial Finance contracts corporate governance Corporation finance Insurance lending Litigation NASDAQ regulatory compliance Uniform Commercial Code

management of legal issues. - Provide assistance and oversight in coordination with department leaders and the parent company for matters related to regulatory compliance, audits, vendor management,... and corporate governance. - Advise business segments on legal issues related to commercial transactions, incl...

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Posted On Aug 07, 26
Full-time 1 views Experience : 5-5 yrs required
Practice Area:
Finance - Project Finance Finance - Structured Finance Finance - General
Job Tags:
alcohol children derivatives Disability Benefits ERISA Financial Institutions FINRA health benefits hedge funds Insurance Investment Banking ISDA lending LLC regulatory compliance Securities Visa
Practice Area:
Finance - Project Finance Finance - Structured Finance Finance - General
Job Tags:
alcohol children derivatives Disability Benefits ERISA Financial Institutions FINRA health benefits hedge funds Insurance Investment Banking ISDA lending LLC regulatory compliance Securities Visa

Job Title: Assistant General Counsel, VP Job Responsibilities: - Provide legal... repo arrangements. - Advise trading, credit, and operations teams on repo documentation (MRA, GMRA, Long Form Confirmations and Term Sheets), structure, and related legal considerations. - Provide legal advice and counsel for derivatives...

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