Pennsylvania Legal Counsel Mutual Fund Jobs in In-House

Associate Attorney The candidate will be responsible for assisting Investment Advisers and Mutual Funds; Research under the... Investment Adviser Act of 1940; Research under the Investment Company Act of 1940; Drafting memoranda to clients relating to Advisers Act and Investment Company Act of 1940 legal requirements; Drafting memoranda to... clients of the Advisers; Assessing Advisers' and Funds' legal status; Other duties relating... to Investment and Financial Industry Companies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney The candidate duties may include: Responsible for assisting Investment Advisers and Mutual Funds; Research under the... Investment Adviser Act of 1940; Research under the Investment Company Act of 1940; Drafting memoranda to clients relating to Advisers Act and Investment Company Act of 1940 legal requirements;Drafting memoranda to clients... of the Advisers; Assessing Advisers' and Funds' legal status; Other duties relating... to Investment and Financial Industry Companies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel - Expedited Legal Support Team The candidate... will provide advice and help draft responses to customer complaints arising out of the sale and delivery of these products and services. Interact with other lawyers in the department who support firm's Retail Banking department. Report to a managing attorney who is a member of the Retail Banking group of the Legal Department. Identifies and manages... legal risk for the organization.... Conducts research, provides substantive an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel, Funds & Advisors The... candidate work with a team of talented professionals who share a commitment to excellence as represent firm on a variety of investment management regulatory matters. Should have law degree from a competitive law school. Must have 4+ years of experience providing legal advice on securities, banking... and/or insurance regulatory matters, Candidates with experience providing interpretive advice under the Investment Company Act of 1940 and t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President and Counsel The candidate provides general... legal advice to the company... related to insurance, securities and contractual matters, primarily with respect to Lombard International Administration Services Company, LLC, and the lines of business it services. Acts as primary legal liaison between and the... insurance carrier whose business it administers, as well as between and its affiliates. This position reports to the affiliated insurance company’s US General Cou... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Fund Attorney, Investment Manager... will build and expand legal support of the Investment... Manager Services Unit and seeks a proven Mutual Funds Attorney. As a... member of the Corporate Legal team the Mutual Fund... Attorney will become... intimately involved with SEI’s business activities in order to become a valued contributor and legal adviser. Support the market... unit’s fund administration, fund accounting and... distribution business, including with r... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President and Counsel Responsibilities: Maintains private and... public disclosure documents associated with the administered products, and tracks pipeline of investment, regulatory and administrative updates needed. Negotiates changes to investment management, hedge fund and mutual fund participation agreements for... inclusion within separate account product lines. Oversees and manages the LIAS compliance department. Miscellaneous legal functions in support of... the business... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel - Fund Distribution The... candidate will support its Financial Advisor Services (FAS) division, which provides services and firm's investment products to financial advisor clients, including broker-dealers, asset managers, bank trust departments, registered investment advisers, and insurance companies. Will generally provide legal advice, counseling and education... to FAS business partners in support of their sales and transfer agent activities in connection wi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

AVP, Senior Counsel - Fund Management The... candidate will provide legal advice and support to... the company Group business segments, including SEC-registered investment adviser, that are responsible for providing investment management services to proprietary mutual funds and separate accounts.... Provide significant and pro-active legal support, legal project management... and sophisticated guidance regarding the proprietary mutual funds, including advice regarding... fund operations an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Senior The candidate will... be an integral part of a six-attorney team that provides support to the investment activities of Asset Management Group (AMG). Will primarily support Capital Advisors (an SEC-registered investment adviser) and the Funds (a family of mutual funds), and will be... responsible for delivering legal support to senior management,... business development officers, and operations personnel with respect to federal laws and SEC rules and regulations governi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here