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  3. New York
  4. Syosset
  5. 40 Act
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United States
Posted On Sep 08, 26
Full-time 16 views
Job Tags:
higher education licensing Securities wealth management
Job Tags:
higher education licensing Securities wealth management

Title: Wealth Advisor Job Responsibilities: - Accountable for achieving revenue goals through acquiring new clients from both internal and external sources and retaining and expanding a book of business. - Consults and coordinates on delivering solutions for a comprehensive wealth management strategy...

Posted On Aug 21, 26
Full-time 3 views Experience : Min 15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts

(RIA), Broker-Dealer (B/D), and 40 Act registered fund obligations,... including all policies, procedures, testing, and supervisory controls. - Monitor proposed SEC, FINRA, NFA, and CFTC rulemaking on an ongoing basis and translate regulatory developments into timely, actionable policy updates and...

Posted On Sep 14, 26
Full-time 29 views Experience : Min 12 yrs required
Job Tags:
asset management banking credit facilities private client shareholders
Job Tags:
asset management banking credit facilities private client shareholders

Client Advisor II Forest Hills Full time posted on Posted 30+ Days Ago job requisition id 24017496 Job Description: At Bank of America, we are guided by a common purpose to help make financial...

Posted On Sep 21, 26
Full-time 1 views Experience : 4-8 yrs required
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Construction/Developer-Agreements & Transactions Construction - General Energy and Oil & Gas - General
Job Tags:
agreements alcohol Battery clean energy Commercial Contracts construction contracts corporate governance criminal Domestic Violence EEOC Energy equity family finance health benefits Insurance Intellectual Property Litigation M&A Partnership partnerships project development Transportation wage and hour laws
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Construction/Developer-Agreements & Transactions Construction - General Energy and Oil & Gas - General
Job Tags:
agreements alcohol Battery clean energy Commercial Contracts construction contracts corporate governance criminal Domestic Violence EEOC Energy equity family finance health benefits Insurance Intellectual Property Litigation M&A Partnership partnerships project development Transportation wage and hour laws

Title: Associate Counsel Job Responsibilities: The Associate Counsel at the company will play a crucial role in the growing energy efficiency business and legal team, supporting geothermal, energy efficiency, and solar verticals. The responsibilities include: - Reviewing, drafting, negotiating, and managing a...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

Officer - Corporate and Investment Banking The candidate will provide compliance advisory and monitoring support to company's Corporate and Investment Banking (CIB) business in North America. Will assist in enhancing the CIB Compliance program through active participation with the business, acting as a key driver in analyzing and implementing new rules and regulations and managing regulatory risk in an effective and control-oriented manner. Have close contact with... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Director - Investment Advisory The candidate will provide investment advisory compliance coverage for company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations,... Group's fiduciary policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel- Municipal Securities The candidate will provide transactional and regulatory advice and documentary assistance to bankers, traders and salespeople in the company’s Municipal Securities Division (MSD). Provide advice on matters arising from municipal securities offerings, secondary market trading of municipal securities, reinvest products, derivatives, tender option bond programs and loans. Will be expected to be familiar with, or learn, applicabl... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst-Control Group Advisory The candidate supports the North America Control Group Compliance team (“NAM Control Group”), a division within ICG Compliance responsible for developing policies and procedures reasonably designed to prevent the misuse of material nonpublic information. The position entails a high degree of interaction with varying levels of personnel and management within Compliance and throughout different global functions and business units w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel- Credit Trading The candidate will provide transactional and regulatory advice and documentary assistance to traders and salespeople primarily in bank’s Credit Trading business including credit and emerging market derivatives, credit linked notes and total rate of return Swaps and other OTC Swaps (credit and emerging market) and to a lesser extent other trading desks. The attorney will support the trading, structuring and sales desks for there pro... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Negotiator Duties: Supports the firm’s global derivatives and swaps clearing and futures businesses by providing essential negotiation and contract administration support for the firm’s Platinum and Priority counterparties/clients. The negotiator will be assigned a specific group of high priority clients and will be responsible to ensure that the more complex and difficult documentation issues are addressed and resolved in accordance with the team’s SLA. The negot... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitab... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Officer - Markets Regulatory Implementation The candidate will report to the Compliance Director, Markets Regulatory Implementation. Will primarily work with the Director to identify, develop and implement policies and procedures, processes, and controls pursuant to new laws, regulations, rules, and interpretations or guidance issued by US market regulators including the SEC and CFTC; FINRA, NFA, and other SROs; and international regulators as applicable. Will als... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Negotiator Duties: Supports the firm’s global derivatives and swaps clearing and futures businesses by providing essential negotiation and contract administration support for the firm’s Platinum and Priority counterparties/clients. Will be assigned a specific group of high priority clients and will be responsible to ensure that the more complex and difficult documentation issues are addressed and resolved in accordance with the team's SLA. Will assist with the dev... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will report to the Site Leader. Will provide legal counsel and assistance to General Management and the various operating divisions to ensure maximum protection of the legal rights of the company, and to ensure operations remain within the limits prescribed by law and the Prime Contract. Manage and administer the Law department. Supervise and direct activities of Law department. Develop and disseminate policy and directions on legal aspects of o... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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