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United States
Posted On Jul 29, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

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Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and...

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Posted On Aug 11, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title

Assistant General Counsel, Retail Brokerage Platform Job Responsibilities: The Assistant General Counsel for the Retail Brokerage Platform at the company plays a crucial role in supporting the Personal Wealth business, specifically focusing on the retail brokerage and wealth platform that serves over...

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Posted On Sep 07, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job Responsibilities: - Provide legal advice and representation on matters related to the Investment Company Act of 1940. - Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to...

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Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence asset management contracts Data Protection emerging technologies Ethics investment management IP rights Machine Learning regulatory compliance Visa
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence asset management contracts Data Protection emerging technologies Ethics investment management IP rights Machine Learning regulatory compliance Visa

Title: AI Associate Counsel Job Responsibilities: The AI Associate Counsel acts as a subject matter expert on legal and regulatory issues concerning the use of artificial intelligence (AI) within the company. This role requires a combination of deep legal expertise and a...

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Posted On Sep 01, 26
Full-time Experience : Min 10 yrs required
Job Tags:
asset management Asset Protection Estate and Trust Estate Planning family fiduciary marketing Media special projects Taxation title Visa wealth management wealth transfer
Job Tags:
asset management Asset Protection Estate and Trust Estate Planning family fiduciary marketing Media special projects Taxation title Visa wealth management wealth transfer

Senior Estate and Tax Specialist Job Responsibilities: The Senior Estate and Tax Specialist is responsible for deepening client relationships and delivering exceptional estate and tax planning services to the company's highest-net-worth and most complex clients. This role is recognized as a subject...

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Posted On Jul 27, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Litigation - Labor & Employment
Job Tags:
agreements artificial intelligence asset management commercial litigation Employment Law employment law counseling Harassment Insurance investment management Labor and Employment Litigation M&A stage
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Litigation - Labor & Employment
Job Tags:
agreements artificial intelligence asset management commercial litigation Employment Law employment law counseling Harassment Insurance investment management Labor and Employment Litigation M&A stage

topics, including hiring, pay practices, performance management, leaves of absence, accommodation... requests, and separations. - Draft and update employment-related policies and procedures to ensure compliance with applicable laws and alignment with business needs. - Support internal investigations involving claims of workplace mi...

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Posted On Jul 27, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts

Title: Specialist I, Paralegal Job Responsibilities: The Specialist I, Paralegal is an integral member of the Legal & Compliance department at the company. The primary responsibilities of this role include providing legal services to support the company's market units and corporate entities....

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Posted On Aug 26, 26
Full-time 2 views Experience : 4-8 yrs required
Practice Area:
Corporate - Technology Transactions Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements artificial intelligence asset management contracts corporate governance emerging technologies Insurance Intellectual Property investment management licensing licensing agreements Machine Learning partnerships Privacy regulatory compliance Software stage technology transactions title
Practice Area:
Corporate - Technology Transactions Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements artificial intelligence asset management contracts corporate governance emerging technologies Insurance Intellectual Property investment management licensing licensing agreements Machine Learning partnerships Privacy regulatory compliance Software stage technology transactions title

Title: Data Licensing & Technology Transactions Attorney Job Responsibilities: - Support business, technology, operations, procurement, data governance, and product teams in reviewing, negotiating, and administering a wide array of commercial transactions. - Collaborate with business stakeholders and senior members of the legal department...

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Posted On Aug 17, 26
Full-time 2 views Experience : 1-5 yrs required
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
agreements asset management Case Law children crime depositions family Financial Institutions health insurance Insurance Litigation marketing pension professional liability Surety Bonds trials
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
agreements asset management Case Law children crime depositions family Financial Institutions health insurance Insurance Litigation marketing pension professional liability Surety Bonds trials

liability claims involving bank, asset management, and insurance company... accounts of varying levels of severity with supervision from claims management. - Prepare and present reports... for management reflecting loss development, financial... exposure, reserve adjustments, coverage issues, and claim and recovery str...

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Posted On Sep 10, 26
Full-time 3 views Experience : Min 5 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance Partnership partnerships restructuring
Job Tags:
asset management company policies criminal Energy family Insurance Partnership partnerships restructuring

and Local Tax - Asset Management Duties: The candidate... services to partnerships for Asset Management clients. Deliver exceptional... client service to multi-state companies with state and local tax issues including compliance, advisory services, planning, technology, and controversies. Assist multi-state companies...

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Posted On Sep 10, 26
Full-time Experience : 5-8 yrs required
Job Tags:
asset management company policies Corporation criminal family Insurance Partnership partnerships
Job Tags:
asset management company policies Corporation criminal family Insurance Partnership partnerships

Title: Tax Senior Manager, Asset Management Job Responsibilities: - Provide... and partnerships for various Asset Management clients. - Collaborate... as part of a multi-disciplinary team to deliver industry knowledge and experiences. - Oversee a portfolio of clients with varying sizes and...

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Posted On Sep 10, 26
Full-time 11 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, Tax - SALT Asset Management Job Responsibilities: The role of... Manager or Senior Manager in the State and Local Tax (SALT) practice at the company includes a variety of responsibilities aimed at providing tax-related services to alternative investment firms. The primary...

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Posted On Aug 17, 26
Full-time 7 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title
Practice Area:
Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title

Job Title: Senior Counsel, Asset Management Job Responsibilities: - Engage in... as well as customer agreements. - Possess extensive knowledge of investment management functions such as trading,... proxy voting, pricing, and valuation. - Demonstrate extensive understanding of investment products, including mutual funds, ETFs, privat...

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Posted On Sep 10, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, Salt Asset Management The candidate will... participate in compliance and consulting projects for multi-state alternative investment clients (hedge fund, fund of funds, private equity, real estate). Work as part of a multi-disciplinary team helping to provide subject matter/alternative investment...

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Posted On Jul 22, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Bank Secrecy Act document review equity Ethics family FCPA FINRA Insurance OFAC organizational documents pension Securities special projects stage
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Bank Secrecy Act document review equity Ethics family FCPA FINRA Insurance OFAC organizational documents pension Securities special projects stage

tasked with supporting the Asset Management legal team. Responsibilities... include coordinating and assisting with the legal review or preparation of various agreements, organizational documents, and regulatory filings related to pooled investment vehicles and the adviser. Additionally, the role involves preparing...

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Posted On Sep 10, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Senior Associate, SALT Asset Management The candidate will... participate in multi-state alternative investment firms (hedge fund, fund to funds, private equity, real estate) with state and local tax issues including compliance, advising, planning, and controversies. Participate in multi-state companies with...

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Posted On Aug 17, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Litigation - Commercial Litigation - General (consumer)
Job Tags:
asset management Corporation
Practice Area:
Litigation - Commercial Litigation - General (consumer)
Job Tags:
asset management Corporation

while regularly interacting with management. - Oversees legal research, analysis,... legal compliance and risk management. - Manages the expense for... outside counsel relationships and provides strategic direction on when to leverage outside counsel. - Works with outside counsel, combining their advice with analysis...

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Posted On Aug 27, 26
Full-time Experience : 10-15 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation Real Estate - Foreclosure (Litigation) Real Estate - Finance Finance - Banking Finance - General Real Estate - Eviction (Litigation) Litigation - Commercial Bankruptcy-General Real Estate - General
Job Tags:
Bankruptcy commercial real estate debtor equity finance Foreclosure insurance compliance lending Litigation title
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation Real Estate - Foreclosure (Litigation) Real Estate - Finance Finance - Banking Finance - General Real Estate - Eviction (Litigation) Litigation - Commercial Bankruptcy-General Real Estate - General
Job Tags:
Bankruptcy commercial real estate debtor equity finance Foreclosure insurance compliance lending Litigation title

Title: Executive Leader - Asset Resolution Department Job Responsibilities: - Provide... legal oversight for the Asset Resolution Department. - Direct nationwide... legal recovery strategies. - Oversee Asset Resolution counsel and manage... relationships with outside counsel. - Support portfolio performance and operational execution for non-performing commercial...

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Posted On Sep 11, 26
Full-time 9 views Experience : Min 5 yrs required
Job Tags:
AML Bank Secrecy Act blockchain crime criminal due diligence emerging technologies finance FinCEN fraud Government Money Laundering OFAC Privacy Software
Job Tags:
AML Bank Secrecy Act blockchain crime criminal due diligence emerging technologies finance FinCEN fraud Government Money Laundering OFAC Privacy Software

for collaborating with leading organizations to develop and execute next-generation AML and compliance programs in the digital asset space. Key responsibilities include:... - Advising clients on AML, KYC, and BSA regulatory frameworks applicable to digital assets, including interpretation and ope...

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