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United States
Posted On Jun 24, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary finance FINRA Insurance Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary finance FINRA Insurance Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Counsel, Wealth Management Division Job Responsibilities: - Provide legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. - Interpret and apply fiduciary principles and duties. - Advise on advisory and brokerage service models and related regulatory requirements. - Review and draft...

Posted On Jul 14, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

General Counsel Job Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel will provide comprehensive legal support to the wealth management, trust, fiduciary, investment advisory, and brokerage businesses within the company. Key responsibilities include: - Offering legal advice on a wide range of matters...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks... in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions,...

Posted On Aug 21, 26
Full-time 5 views Experience : 4-10 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements banking Commercial Finance credit facilities Government Litigation regulatory compliance security agreements shareholders syndicated credit agreements
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements banking Commercial Finance credit facilities Government Litigation regulatory compliance security agreements shareholders syndicated credit agreements

Legal Counsel - Commercial Banking Job Responsibilities: - Provide legal counsel... transactions supporting the Commercial Banking business. - Structure, negotiate, and... advise on commercial credit arrangements. - Offer specific advice regarding the commercial legal framework. - Partner with business, risk, compliance, and legal stakeholders to...

Posted On Aug 25, 26
Full-time 4 views Experience : Min 8 yrs required
Job Tags:
banking Capital Markets Code of Conduct family finance guardian H-1B regulatory compliance
Job Tags:
banking Capital Markets Code of Conduct family finance guardian H-1B regulatory compliance

Banking and Capital Markets Tax... Director Duties: The candidate will be focusing on providing advice and guidance to clients on tax planning, compliance, and strategy. Helping businesses navigate complex tax regulations and optimize their tax positions. Setting the strategic direction...

Posted On Aug 31, 26
Full-time Experience : Min 8 yrs required
Practice Area:
Tax - Federal Tax - General
Job Tags:
banking Capital Markets Code of Conduct family finance guardian H-1B regulatory compliance
Practice Area:
Tax - Federal Tax - General
Job Tags:
banking Capital Markets Code of Conduct family finance guardian H-1B regulatory compliance

Banking and Capital Markets Tax... their tax positions. Reviewing and analyzing financial data, preparing and filing tax returns, and assisting businesses in meeting their tax obligations while minimizing risks of non-compliance. Leading tax compliance efforts for banking and capital mar...

Posted On Aug 27, 26
Full-time 2 views Experience : 7-10 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders

Title: Attorney - Corporate M&A Transactions and Global Strategic and Sustainable Investments Job Responsibilities: - Provide legal counsel on Corporate M&A and Global Strategic and Sustainable Investments (GSSI) transactions, including purchases, investments, sales, and wind downs of businesses. - Coordinate with Corporate M&A...

Posted On Aug 27, 26
Full-time Experience : Min 7 yrs required
Job Tags:
banking criminal Deferred Compensation equity Equity Compensation Estate Planning Insurance investment management Retirement Planning shareholders Software stock options Taxation trusts wealth management
Job Tags:
banking criminal Deferred Compensation equity Equity Compensation Estate Planning Insurance investment management Retirement Planning shareholders Software stock options Taxation trusts wealth management

Title: Executive Wealth Services Advisor Job Responsibilities: - Serve as the primary point of contact and planning lead for executives participating in the Executive Wealth Services program. - Lead the wealth planning engagement process from discovery through strategy development and ongoing relationship management. -...

Posted On Sep 08, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Finance - General
Job Tags:
agreements asset management credit agreements directors EEOC family information technology Insurance lending purchase and sale agreements Securities securities laws special projects Workouts
Practice Area:
Finance - General
Job Tags:
agreements asset management credit agreements directors EEOC family information technology Insurance lending purchase and sale agreements Securities securities laws special projects Workouts

Title Lawyer - Private Credit Investment Team Job Responsibilities - Collaborate with business colleagues to analyze complex investment transactions, assess risk, recommend mitigation strategies, and negotiate solutions with internal and external third parties. - Draft and negotiate all necessary and...

Posted On Aug 26, 26
Full-time 4 views Experience : Min 5 yrs required
Job Tags:
Code of Conduct family finance H-1B
Job Tags:
Code of Conduct family finance H-1B

Title Tax Senior Manager - Global Information Reporting Job Responsibilities - Lead and manage large-scale projects to achieve successful outcomes. - Innovate and streamline processes to enhance efficiency and effectiveness. - Maintain exceptional standards of operational excellence in every activity....

Posted On Sep 11, 26
Full-time 4 views Experience : Min 5 yrs required
Job Tags:
AML banking blockchain Capital Markets emerging technologies finance licensing
Job Tags:
AML banking blockchain Capital Markets emerging technologies finance licensing

Title: Digital Assets Regulatory Management Senior Consultant Job Responsibilities: As a Senior Consultant in the Digital Assets Regulatory Management team, the candidate will have the opportunity to partner with leading organizations to interpret, design, and deploy controls across the digital asset...

Posted On Jun 26, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds within the Wealth and Investment...

Posted On Sep 08, 26
Contract, Full-time 4 views Experience : Max 2 yrs required
Job Tags:
banking Government Privacy Scams
Job Tags:
banking Government Privacy Scams

Title: Lexis Associate - Student Representative Job Responsibilities: The Lexis Associate - Student Representative position is designed for students currently enrolled in Law School. The role involves engaging with and supporting fellow law students in utilizing the company's legal research tools...

Posted On Jun 30, 26
Full-time 10 views
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: Vice President, Assistant General Counsel, Cybersecurity Job Responsibilities: The Vice President, Cybersecurity Attorney will serve as the lead legal advisor in cybersecurity matters, providing strategic legal counsel across various domains. Key responsibilities include: - Advising on legal and regulatory obligations...

Posted On Jul 03, 26
Full-time 3 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities. - Advise on legal and regulatory obligations...

Posted On Jul 07, 26
Full-time 5 views Experience : 3-5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Corporate - General
Job Tags:
agreements banking confidentiality agreements Corporate Law Data Protection finance GDPR Hardware HIPAA Identity Theft Insurance licensing Privacy regulatory compliance Software
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Corporate - General
Job Tags:
agreements banking confidentiality agreements Corporate Law Data Protection finance GDPR Hardware HIPAA Identity Theft Insurance licensing Privacy regulatory compliance Software

organization. The Counsel collaborates closely with other members of the legal department and business leaders to identify and mitigate legal risks, ensure compliance with applicable laws and regulations, and support... the achievement of the company's strategic goals. The key r...

Posted On Jul 28, 26
Full-time 3 views Experience : Min 6 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
agreements EEOC Employment Law employment litigation Financial Institutions health benefits NASDAQ stock options wealth management
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
agreements EEOC Employment Law employment litigation Financial Institutions health benefits NASDAQ stock options wealth management

Title: VP, Assistant General Counsel Job Responsibilities: - Provide day-to-day counseling on employment matters to Human Resources partners. - Advise Human Resources and business partners on employee relations matters such as terminations, restructurings, lay-offs, discipline, leaves of absence, and accommodations, as well as...

Posted On Aug 27, 26
Full-time
Job Tags:
asset management banking credit facilities criminal mortgage loans private client shareholders
Job Tags:
asset management banking credit facilities criminal mortgage loans private client shareholders

Title: Private Client Advisor II - Executive Coverage Job Responsibilities: The position of Private Client Advisor II - Executive Coverage involves providing exceptional client service and coverage to corporate executives through the Executive Wealth Services team. Key responsibilities include: - Developing...

Posted On Aug 12, 26
Full-time 7 views Experience : Min 3 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements CCPA Commercial Contracts contracts equity Government government procurement Hardware ordinances Privacy regulatory compliance social security Software Women
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements CCPA Commercial Contracts contracts equity Government government procurement Hardware ordinances Privacy regulatory compliance social security Software Women

Title: Associate Corporate Counsel Job Responsibilities: - Serve as a key member of the contracts and corporate team supporting sales teams globally. - Partner with external teams such as Sales, Supply Chain, Software and Hardware Engineering, Product, and IT to structure and negotiate...

Posted On Aug 14, 26
Full-time 1 views Experience : 8-12 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking Banking Law Capital Markets commercial real estate confidentiality agreements Employer Rights family Genetics Investment Banking lending Securities securities laws securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking Banking Law Capital Markets commercial real estate confidentiality agreements Employer Rights family Genetics Investment Banking lending Securities securities laws securitization structured finance

Title: CIB Securitization Senior Legal Counsel, Executive Director Job Responsibilities: The Securitization Senior Legal Counsel – Executive Director is responsible for performing substantive and procedural legal tasks that require in-depth knowledge of securitization and structured finance. The role involves directly...

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