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United States
Posted On Aug 21, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Administrative Law Government / Public Law Government and Government Relations Government - General
Job Tags:
agreements Asset Protection banking Capital Markets employee benefits financial products financial services regulation Government Investment Banking investment management Securities wealth management
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Administrative Law Government / Public Law Government and Government Relations Government - General
Job Tags:
agreements Asset Protection banking Capital Markets employee benefits financial products financial services regulation Government Investment Banking investment management Securities wealth management

Title: Operations & Strategic Advisory Counsel Job Responsibilities: - Provide practical legal advice to Operations stakeholders, management committees, and business partners on regulatory requirements, legal risk, governance matters, and business initiatives. - Work across a variety of legal and regulatory topics affecting financial...

Posted On Sep 09, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities

Title: Director Legal Counsel, Corporate Treasury Job Responsibilities: The Director Legal Counsel, Corporate Treasury, plays a critical role in providing strategic legal guidance to support the company's treasury activities. The main responsibilities include: - Supporting the Treasury Department in matters related to...

Posted On Sep 09, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa

Title: Director Legal Counsel: Investment Company Attorney Job Responsibilities: - Prepare and file prospectuses and registration statements. - Advise on legal and regulatory requirements for registered funds, including money market funds subject to Rule 2a-7. - Draft and negotiate agreements...

Posted On Jul 07, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA wealth management
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA wealth management

for the Wealth Management business. - Conduct internal investigations involving potential employee misconduct. - Handle regulatory enforcement matters related to the company's broker-dealers, investment advisers, banks, digital... platforms, and other entities, as well as company employees. - Independently manage a large volume of...

Posted On Jul 13, 26
Full-time 2 views
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management

Title: Wealth Management Investigations Paralegal Job Responsibilities: - Provide paralegal support for a team of attorneys handling internal investigations involving potential employee misconduct and inquiries from regulators and law enforcement at the state and federal level, including the SEC, FINRA, DOJ, and...

Posted On Sep 18, 26
Full-time 10 views Experience : Min 4 yrs required
Job Tags:
Domestic Violence family finance global trade Harassment international trade Partnership tariffs Visa
Job Tags:
Domestic Violence family finance global trade Harassment international trade Partnership tariffs Visa

Title: Supervisor - Trade and Tariff Advisory Services Job Responsibilities: As a Supervisor in the Trade Advisory Services practice, you will engage in a variety of responsibilities aimed at providing high-impact solutions for clients dealing with customs and global trade matters....

Posted On Sep 02, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
acquisitions agreements blockchain brokers commercial real estate construction due diligence escrow Fair Labor Standards Act finance FLSA Insurance landlords lease leasing letters of intent Machine Learning marketing pleadings purchase and sale agreements renewals restructuring title UCC Women zoning
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
acquisitions agreements blockchain brokers commercial real estate construction due diligence escrow Fair Labor Standards Act finance FLSA Insurance landlords lease leasing letters of intent Machine Learning marketing pleadings purchase and sale agreements renewals restructuring title UCC Women zoning

Title: Paralegal II Job Responsibilities: - Retail Leasing New Stores and Renewals: Prepare, redline, and circulate various leasing documents, including letters of intent, leases, amendments, renewals, and extensions, under attorney supervision. Draft and manage ancillary documents such as estoppel certificates, SNDAs, memoranda...

Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

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