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United States
Posted On Aug 26, 26
Full-time 1 views Experience : 3-7 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants

Title: Real Estate/Leasing Attorney Job Responsibilities: - Manage all legal matters for a large commercial real estate development. - Negotiate, draft, and revise a high volume of retail tenant leases, real estate documents, financing documents, and all related agreements. - Communicate with leasing agents...

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Posted On Aug 27, 26
Full-time 7 views Experience : 3-7 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Finance Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements entertainment financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants Water
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Finance Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements entertainment financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants Water

Title: Real Estate/Leasing Attorney Job Responsibilities: - Manage all legal matters related to a large commercial real estate development, which includes negotiating, drafting, and revising a high volume of real estate documents, financing documents, tenant leases, and related agreements. - Communicate with leasing...

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Posted On Aug 11, 26
Full-time 4 views Experience : 8-15 yrs required
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title

Executive Director, Associate General Counsel Job Responsibilities: The Executive Director, Associate General Counsel serves as a senior legal advisor supporting legal and regulatory matters impacting the financial market infrastructure businesses of the company. This role involves addressing issues related to risk management,...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

sales channel for the retail investment business. - Act as legal counsel for banking products distributed through the company’s wealth management, focusing on the intersection of retail/consumer bank and broker-dealer products and services. - Provide... ongoing, strategic advice and guidance on a...

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Posted On Sep 25, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Tax - Employee Benefits & Executive Compensation Tax - Federal Tax - M&A and Transactions Tax - Exempt Organization Tax - Controversy and Dispute Resolution ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General
Job Tags:
agreements Broker Dealer criminal Deferred Compensation endorsements ERISA Fair Employment Practices financial products government affairs Immigration Insurance Mutual Funds
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Tax - Employee Benefits & Executive Compensation Tax - Federal Tax - M&A and Transactions Tax - Exempt Organization Tax - Controversy and Dispute Resolution ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General
Job Tags:
agreements Broker Dealer criminal Deferred Compensation endorsements ERISA Fair Employment Practices financial products government affairs Immigration Insurance Mutual Funds

Title Assistant General Counsel Job Responsibilities The Assistant General Counsel at the company will manage a diverse range of legal issues associated with the Retirement Services sector, specifically targeting the not-for-profit group retirement market. Responsibilities include: - Providing legal support on retirement...

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Posted On Sep 21, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
Affirmative Action banking consumer protection Expedited Funds Availability Act family finance Insurance lending Partnership partnerships Privacy UDAAP
Job Tags:
Affirmative Action banking consumer protection Expedited Funds Availability Act family finance Insurance lending Partnership partnerships Privacy UDAAP

Title: Senior Vice President, Consumer Compliance Officer – Global Payments & Trade Job Responsibilities: - Independently contribute to compliance efforts focusing on consumer banking while collaborating with multiple assigned business teams. - Assist business teams in ensuring compliance with BaaS industry best...

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Posted On Sep 24, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing

Title: Manager - Anti-Money Laundering - Financial Crime and Fraud Job Responsibilities: As an Anti-Money Laundering (AML) Manager, the primary responsibilities involve aiding clients in mitigating risks associated with money laundering, terrorist financing, and sanctions violations. The manager is tasked with...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 7 yrs required
Job Tags:
construction general liability Harassment health insurance Insurance Personal Property Pollution trials
Job Tags:
construction general liability Harassment health insurance Insurance Personal Property Pollution trials

Title: Senior Claim Director - Westchester Casualty Job Responsibilities: The Senior Claim Director is tasked with investigating, adjusting, and driving the resolution of high exposure and high-risk claims while maintaining a high standard of customer service and claim file quality. This...

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Posted On Sep 08, 26
Full-time 9 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: The... primarily focusing on the broker-dealer and custodial platform business,... while also supporting the investment advisory business. The role involves serving as a strategic partner to senior leadership, shaping legal and r...

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Posted On Sep 21, 26
Full-time Experience : Min 8 yrs required
Job Tags:
Code of Conduct contracts Energy equity finance FINRA hedge funds
Job Tags:
Code of Conduct contracts Energy equity finance FINRA hedge funds

Job Title: Broker-Dealer Compliance Advisor (Equities and... Options) Job Responsibilities: - Support the Head of . Broker-Dealer Compliance. - Provide compliance... advisory support to front office teams across day-to-day business activities. - draft, and enhance . Broker-Dealer Policies and Procedures and......

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Posted On Sep 24, 26
Full-time 4 views Experience : Min 4 yrs required
Job Tags:
acquisitions ADA brokers FMLA Insurance M&A mergers NASDAQ pension Visa
Job Tags:
acquisitions ADA brokers FMLA Insurance M&A mergers NASDAQ pension Visa

Job Title: Senior R&W Broker Job Responsibilities: - Collaborate with the... Transactional Solutions Client Advocate or Production Team within the Mergers & Acquisitions Group in designing and placing transactional insurance products for clients. - Prepare submissions and coverage specifications, present them to carriers,...

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Posted On Sep 17, 26
Full-time 7 views Experience : Min 4 yrs required 1 applications
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements asset management Broker Dealer Capital Markets corporate governance credit agreements Ethics finance FINRA Harassment investment management Joint Ventures partnerships Privacy Securities securities laws structured finance syndicated transactions Syndication
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements asset management Broker Dealer Capital Markets corporate governance credit agreements Ethics finance FINRA Harassment investment management Joint Ventures partnerships Privacy Securities securities laws structured finance syndicated transactions Syndication

Title: Director, Legal, Brookfield Capital Solutions Job Responsibilities: The Director, Legal, at Company will play a crucial role in supporting the Capital Solutions Business and other business initiatives, as well as general corporate governance and regulatory matters. The Director will...

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Posted On Jul 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

office, as well as its SEC-registered broker dealer. - Counsel on legal... and regulatory issues, perform legal research, and review documentation for financial transactions. - Present updates to senior management and manage corporate governance, primarily in support of CIB under the sup...

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Posted On Aug 28, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

Title: Investment Banking In-House Finance Counsel Job Responsibilities: The successful candidate for the Investment Banking In-House Finance Counsel position at the company will be responsible for providing legal counsel on various legal and regulatory issues, particularly in support of the Corporate &...

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Posted On Jul 01, 26
Full-time 11 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Chapter 11 Financial Institutions Investment Banking LLC marketing restructuring Securities Securities and Capital Markets
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Chapter 11 Financial Institutions Investment Banking LLC marketing restructuring Securities Securities and Capital Markets

Title: Associate Legal Counsel - Capital Markets Job Responsibilities: The Associate Legal Counsel - Capital Markets at Company is responsible for a variety of legal tasks associated with the firm’s investment banking and capital markets business. The primary job functions include: -...

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Posted On Jul 03, 26
Full-time 8 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Capital Markets derivatives distribution agreements equity ISDA Litigation marketing Rule 144A securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Capital Markets derivatives distribution agreements equity ISDA Litigation marketing Rule 144A securities laws

Title: Director, Head of Structured Products Legal, Americas Job Responsibilities - Ensure compliance of the Markets division's activities with applicable laws, rules, and regulations. - Develop and implement best practice legal strategies to manage compliance. - Provide legal advice and support to business units...

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Posted On Jul 07, 26
Full-time 6 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: - Collaborate with... technology, compliance, finance, HR, and marketing teams. - Advise on and support the operation of the company's Alternative Trading Systems (ATSs), including supporting the Broker-Dealer business in managing ATS-related... regulatory obligations, dr...

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Posted On Jul 08, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: The Assistant General... including product development, technology, compliance, finance, HR, and marketing teams. The role involves advising on and supporting the operation of Alternative Trading Systems (ATSs), including supporting the Broker-Dealer business in managi...

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Posted On Jul 13, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Finance - Structured Finance Finance - General Corporate - General Corporate - Securities and Capital Markets
Job Tags:
Affirmative Action agreements AML banking Broker Dealer corporate governance credit agreements Cybersecurity Data Protection derivatives developers employee benefits finance Insurance Investment Banking lending Letters of Credit Litigation Negotiable Instruments real estate finance regulatory compliance Securities securitization Syndication UCC Visa
Practice Area:
Finance - Structured Finance Finance - General Corporate - General Corporate - Securities and Capital Markets
Job Tags:
Affirmative Action agreements AML banking Broker Dealer corporate governance credit agreements Cybersecurity Data Protection derivatives developers employee benefits finance Insurance Investment Banking lending Letters of Credit Litigation Negotiable Instruments real estate finance regulatory compliance Securities securitization Syndication UCC Visa

(CIB), which includes the New York branch of the company and an SEC-registered broker dealer. Key responsibilities include: -... Supporting trade finance activities, such as drafting and reviewing receivables purchase and invoice discounting facilities, supply chain finance documentation, bilateral working capita...

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Posted On Jul 20, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
derivatives equity ISDA Litigation securities laws shareholders swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
derivatives equity ISDA Litigation securities laws shareholders swaps

Title: Director - Corporate and Equity Derivatives Attorney Job Responsibilities: As a Director in the role of a Corporate and Equity Derivatives Attorney at the company, the primary responsibilities include: - Supporting the company's Global Markets businesses on legal and regulatory matters concerning...

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