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United States
Full-time 3 views Experience : 4-7 yrs required

actionable legal advice and counsel with respect to investments and trading businesses, with a particular focus on fixed income offerings. Key responsibilities include: - Providing advice related to structuring, formation, issuance, management, and ongoing operation of collateralized loan obligation (CL...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Officer, Wealth Management The candidate ‘will work on synthesizing and documenting changing regulations and assisting with training and audits to ensure compliant operations of the Division’s legal entities, which include an SEC Registered Investment Adviser (**Members Only.** Company’s Trust and Investment Department. Should have a minimum of 5 five years compliance or regulatory experience as it pertains to the investment... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Duties: Advise executive management and ensure compliance within the line of business with all applicable consumer protection laws, rules and regulations relevant to full service national financial institution. Advise executive management as well as control function colleagues on securities regulations that apply to introducing brokers and registered investment advisors. Assist in connection with submission of regulatory filings and prudential examinations. Mo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel III The candidate will provide counsel to the company on legal rights and obligations pertaining to specific areas... including preparing and reviewing legal documents, reviewing proposed legislation and regulations and advising management of changes that impact the company. Will provide advice and counsel to executives and line managers concerning the laws that impact their functional areas. Manage the work of outside counsel and preparation of legal documents; s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel II The candidate will provide counsel to the company on legal rights and obligations pertaining to specific areas... including: preparing and reviewing legal documents, reviewing proposed legislation and regulations, and advising management of changes that impact the company. Will identify and analyze legal issues. Prepare and review contracts. Prepare legal memorandums. Provide legal services to certain divisions of the company or with respect to certain legal ma... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel III The candidate will provide counsel to the company on legal rights and obligations pertaining to specific areas... including: preparing and reviewing legal documents, reviewing proposed legislation and regulations, and advising management of changes that impact the company. Will provide advice and counsel to executives and line managers concerning the laws that impact their functional areas. Manage the work of outside counsel and preparation of legal documents.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel Duties: Advise business units and support centers of the Bank in reviewing and negotiating all manner of vendor contracts, including technology services agreements, to help ensure that the legal rights of the Bank are protected, that its legal obligations and potential exposures are... well defined and understood by management and that the Bank and its affiliates comply with applicable laws and regulations. Manage the preparation of timely responses to all subpoen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Legal Counsel The candidate provides legal counsel and guidance to the company's and its various entities' management and boards of directors on strategies and solutions to potential, anticipated and/or identified legal, regulatory and/or compliance matters and issues of concern. Advises management and various partners to help ensure operations comply with laws and other regulatory provisions and contractual obligations. Represents or oversees the... company in transacti... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Compliance - Wealth Management The candidate will be responsible for marketing, operations, and customer service to ensure compliance with all State (State Securities and State Insurance Divisions) and Federal (SEC and MSRB) and SRO (FINRA), and Bank (OCC, FDIC, CFPB) regulations as well as the bank's corporate policies and audit programs. Will direct and lead the administration of an in-depth compliance plan to proactively and reasonably protect the firm and its... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel - Business Banking Duties: Will help provide customized solutions and high quality, cost effective legal services to support company's goals and objectives while ensuring compliance with relevant laws and regulations. Primary attorney providing general regulatory and legal advice to the bank’s business banking line of business. Provides specific advice on business banking products, services and certain legal actions. Responsible for providing counsel to the c... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel - Regulatory The candidate will provide counsel to the company on legal rights and obligations pertaining to specific areas... including preparing and reviewing legal documents, reviewing proposed legislation and regulations and advising management of changes that impact the company. Will provide advice and counsel to executives and line managers concerning the laws that impact their functional areas. Manage the work of outside counsel and preparation of legal doc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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