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United States
Posted On Jun 26, 26
Full-time 11 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior... the distribution of registered investment companies and private investment... funds within the Wealth... and Investment Management division at the... company. Key responsibilities include: - Advising on the distribution of mutual funds, ETFs,...

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Posted On Sep 24, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
company policies contracts Corporation Financial Services Law FINRA Insurance lending Mutual Funds Securities securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
company policies contracts Corporation Financial Services Law FINRA Insurance lending Mutual Funds Securities securities laws

Title: In-House Counsel Job Responsibilities: - Draft, review, and advise on contracts, disclosures, and legal documents related to broker-dealer and RIA products and services. - Conduct legal research on laws, rules, regulations, and industry guidance affecting assigned areas of responsibility. - Prepare legal opinions...

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Posted On Jul 08, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Finance - Banking Corporate - General
Job Tags:
acquisitions agreements banking closing documents corporate governance equity high yield Insurance mergers mortgage loans private equity Securities Venture Capital
Practice Area:
Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Finance - Banking Corporate - General
Job Tags:
acquisitions agreements banking closing documents corporate governance equity high yield Insurance mergers mortgage loans private equity Securities Venture Capital

Title: Legal Counsel - Investments Job Responsibilities: - Provide a range of legal expertise as part of the investments legal team, primarily focusing on Private Equity, Real Estate Equity, Private Debt, Private High Yield Credit, venture capital, and commercial mortgage loans. - Offer...

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Posted On Sep 30, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

is tasked with a variety of responsibilities primarily focused on legal counsel and strategic guidance. The main responsibilities include: - Providing legal advice on prudential banking regulation, corporate activities, investments, affiliate transactions,... and new products and services. This includes innovative pr...

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Posted On Aug 12, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Columbia Threadneedle Investments registered investment companies by performing ongoing... legal and regulatory activities under the direction of an attorney. Key duties include: - Coordinating the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional...

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Posted On Sep 17, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

(SAIs), including annual updates and supplements thereto, and other disclosure documents required by the Investment Company Act of 1940,... Securities Act of 1933, and the Securities Exchange Act of 1934. - Solicit and coordinate input to disclosure documents from business...

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Posted On Sep 10, 26
Full-time 5 views
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, Tax - SALT Asset Management Job Responsibilities: -... Participate in multi-state alternative investment firms (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after...

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Posted On Sep 18, 26
Full-time 2 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

or Senior Manager, SALT Asset Management (remote option) Job... Participate in multi-state alternative investment firms (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during and after...

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Posted On Sep 22, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Title: Senior Associate, SALT Asset Management (Remote Option) Job Responsibilities: -... Participate in multi-state alternative investment firms, including hedge funds,... fund of funds, private equity, and real estate, addressing state and local tax issues such as compliance, advising, planning, and controversies. - Engage...

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Posted On Jul 08, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Columbia Threadneedle Investments registered investment companies. The individual will... responsible for performing ongoing legal and regulatory activities concerning these registered investment companies under the direction... of an attorney. Key responsibilities include: - Coordinating the creation, updating, and filing of registration state...

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Posted On Sep 22, 26
Full-time 2 views
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities The Compliance Quality Assurance (CQA) Lead Analyst is tasked with managing and executing testing activities within the Independent Risk Review and Assessment (IRRA) second line organization....

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Posted On Sep 30, 26
Full-time Experience : Min 6 yrs required
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

within the Independent Risk Review and Assessment (IRRA) second line organization. Key responsibilities include: - Partnering with WCIB Business Units (BUs) and other Risk, Compliance, and Audit Professionals to develop, implement, maintain, review, and oversee an effective risk management framework. - Comp...

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Posted On Sep 24, 26
Full-time Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity
Job Tags:
acquisitions actors agreements asset purchase agreements emerging technologies equity family fund formation Government Identity Theft Insurance LLC M&A marketing Media portfolio companies private equity Private Equity Law Rule of Law
Practice Area:
Corporate - M&A Corporate - Private Equity
Job Tags:
acquisitions actors agreements asset purchase agreements emerging technologies equity family fund formation Government Identity Theft Insurance LLC M&A marketing Media portfolio companies private equity Private Equity Law Rule of Law

Title: Senior Specialist Legal Editor, Corp & M&A (Private Equity) Job Responsibilities: - Research, write, and maintain clear, current, and practical legal content that aligns with market practices, customer needs, and business objectives. - Review and edit content written by others, including colleagues...

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