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United States
Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic... legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and business leaders...

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Posted On Sep 16, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

strategic legal advisor on corporate governance matters, providing practical... advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire, evaluate, and supervise staff, providing guidance and training as necessary...

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Posted On Aug 11, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title

the Personal Wealth business, specifically focusing on the retail brokerage and wealth platform that serves over nine million clients. The position requires the attorney to function as a strategic legal partner, sitting at the intersection of trading, investment product innovation,...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

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Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence asset management contracts Data Protection emerging technologies Ethics investment management IP rights Machine Learning regulatory compliance Visa
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence asset management contracts Data Protection emerging technologies Ethics investment management IP rights Machine Learning regulatory compliance Visa

within the company. This role requires a combination of deep legal expertise and a comprehensive understanding of emerging technologies and business objectives to manage legal risk while promoting responsible AI adoption across various functions such as investment, operations, and clie...

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Posted On Sep 27, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law
Job Tags:
Bankruptcy company policies Contract Law finance Litigation Media UCC
Practice Area:
Corporate - Contract Law
Job Tags:
Bankruptcy company policies Contract Law finance Litigation Media UCC

Title: Paralegal Job Responsibilities: - Conduct legal research using various law sources such as statutes, judicial decisions, legal articles, and media relevant to the company’s business operations and pending legal issues. - Prepare correspondence and documents, communicate with business partners and all levels...

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Posted On Jul 29, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

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Posted On Jul 27, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts

responsibilities of this role include providing legal services to support the company's market units and corporate entities. The position involves... legal work related to accounting, administration, and distribution services for registered investment products such as mutual... funds, exchange-traded funds, clos...

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Posted On Jul 28, 26
Full-time 4 views Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking

Title: Private Funds Attorney Job Responsibilities: - Oversee outside counsel in drafting, reviewing, and negotiating operative documents for the Company's closed-end and evergreen commingled funds and separately managed accounts. This includes documents such as limited partnership agreements, LLC agreements, subscription agreements, private...

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Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including funds registered... under the Investment Company Act of 1940. -... issues arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures, conflicts...

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Posted On Sep 29, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
Affirmative Action agreements blockchain company policies contracts criminal licensing agreements Visa Women
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
Affirmative Action agreements blockchain company policies contracts criminal licensing agreements Visa Women

transactions in a fast-paced corporate environment. This includes handling... master services agreements, outsourcing agreements, statements of work, service level agreements, licensing agreements, SaaS agreements, data transfer agreements, and requests for proposals. The scope extends to agreements involving cloud, blockchain security,...

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Posted On Aug 27, 26
Full-time 1 views Experience : Min 1 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management Computer Engineering Computer Science criminal emerging technologies Immigration information technology investment management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management Computer Engineering Computer Science criminal emerging technologies Immigration information technology investment management

Job Title: Investment Management Agreement Review Analyst Job... Responsibilities: The Investment Management Agreement Review Analyst... is responsible for providing dedicated administrative and operational support to legal teams during the intake, drafting, review, negotiation, and execution of Investment Management Agreements (IMAs). The... role...

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Posted On Jul 22, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Bank Secrecy Act document review equity Ethics family FCPA FINRA Insurance OFAC organizational documents pension Securities special projects stage
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Bank Secrecy Act document review equity Ethics family FCPA FINRA Insurance OFAC organizational documents pension Securities special projects stage

tasked with supporting the Asset Management legal team. Responsibilities... or preparation of various agreements, organizational documents, and regulatory filings related to pooled investment vehicles and the adviser.... Additionally, the role involves preparing investment company board meeting materials... and maintaining corpora...

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Posted On Aug 10, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Intellectual Property - General IP_ - Patent Licensing Cellular Technology Chemistry Biochemistry Biology Biotechnology Molecular Biology Bioengineering Genomics Biophysics Biomechanics Neuroscience Oncology Endocrinology Organic Chemistry Genetics Medicine Intellectual Property - Patent - Life Sciences General Pharmacology Chemical Engineering
Job Tags:
acquisitions agreements Biochemistry Biotechnology Chemistry corporate transactions divestitures due diligence Infringement Intellectual Property invention IP Joint Ventures licensing licensing agreements life sciences Litigation Mergers and Acquisitions Neuroscience Oncology partnerships Patent patent litigation patent prosecution pharmaceuticals
Practice Area:
Intellectual Property - General IP_ - Patent Licensing Cellular Technology Chemistry Biochemistry Biology Biotechnology Molecular Biology Bioengineering Genomics Biophysics Biomechanics Neuroscience Oncology Endocrinology Organic Chemistry Genetics Medicine Intellectual Property - Patent - Life Sciences General Pharmacology Chemical Engineering
Job Tags:
acquisitions agreements Biochemistry Biotechnology Chemistry corporate transactions divestitures due diligence Infringement Intellectual Property invention IP Joint Ventures licensing licensing agreements life sciences Litigation Mergers and Acquisitions Neuroscience Oncology partnerships Patent patent litigation patent prosecution pharmaceuticals

Title: Senior Director, Senior Corporate Counsel, Intellectual Property (IP) Job... critical IP advisor to Corporate Development teams, offering strategic... support for various transactions such as acquisitions, licensing, collaborations, joint ventures, and divestitures. - Conduct comprehensive IP due diligence for potential acquisitions and...

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Posted On Sep 10, 26
Full-time 11 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, Tax - SALT Asset Management Job Responsibilities: The role of... tax-related services to alternative investment firms. The primary duties... participating in multi-state alternative investment firms (such as hedge... funds, fund to funds, private equity, and real estate) with state and local...

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Posted On Aug 06, 26
Full-time Experience : Min 12 yrs required
Job Tags:
asset management child derivatives employee benefits family finance Government Insurance NYSE pension private equity regulatory compliance stock exchange Women
Job Tags:
asset management child derivatives employee benefits family finance Government Insurance NYSE pension private equity regulatory compliance stock exchange Women

Job Title: Sr Director, Investment Compliance Job Responsibilities: -... comprehensive compliance program for investment advisory activities over the... Code Chapters 508/511, and New York Insurance Law. - Establish and maintain written policies and procedures covering investment advisory, portfolio management, t......

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Posted On Sep 18, 26
Full-time 2 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

or Senior Manager, SALT Asset Management (remote option) Job... Participate in multi-state alternative investment firms with state and... subject matter and alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after...

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Posted On Sep 22, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Title: Senior Associate, SALT Asset Management (Remote Option) Job Responsibilities: -... Participate in multi-state alternative investment firms involving hedge funds,... funds to funds, private equity, and real estate, addressing state and local tax issues such as compliance, advising, planning, and controversies. - Engage...

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Posted On Sep 17, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
asset management children contracts EEOC finance investment management Privacy Software
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
asset management children contracts EEOC finance investment management Privacy Software

Title: Associate, Client Contracting Job Responsibilities: - Drive the contracting process from initial drafting through negotiation and execution for a portfolio of business and meet client expectations. - Own a client channel, supervise the book of work for that channel including complexity assessment...

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