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Full-time 2 views Experience : Min 3 yrs required

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

Full-time 1 views Experience : 10-10 yrs required

Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic... legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and business leaders...

Full-time 4 views Experience : 4-7 yrs required

Title: Private Funds Attorney Job Responsibilities: - Oversee outside counsel in drafting, reviewing, and negotiating operative documents for the Company's closed-end and evergreen commingled funds and separately managed accounts. This includes documents such as limited partnership agreements, LLC agreements, subscription agreements, private...

Full-time 4 views Experience : 3-8 yrs required

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including funds registered... under the Investment Company Act of 1940. -... issues arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures, conflicts...

Full-time 3 views Experience : 5-10 yrs required

transactions in a fast-paced corporate environment. This includes handling... master services agreements, outsourcing agreements, statements of work, service level agreements, licensing agreements, SaaS agreements, data transfer agreements, and requests for proposals. The scope extends to agreements involving cloud, blockchain security,...

Posted On Aug 27, 26
Full-time 1 views Experience : Min 1 yrs required

Job Title: Investment Management Agreement Review Analyst Job... Responsibilities: The Investment Management Agreement Review Analyst... is responsible for providing dedicated administrative and operational support to legal teams during the intake, drafting, review, negotiation, and execution of Investment Management Agreements (IMAs). The... role...

Posted On Jul 22, 26
Full-time 2 views Experience : Min 8 yrs required

tasked with supporting the Asset Management legal team. Responsibilities... or preparation of various agreements, organizational documents, and regulatory filings related to pooled investment vehicles and the adviser.... Additionally, the role involves preparing investment company board meeting materials... and maintaining corpora...

Full-time 3 views Experience : Min 10 yrs required

Title: Senior Director, Senior Corporate Counsel, Intellectual Property (IP) Job... critical IP advisor to Corporate Development teams, offering strategic... support for various transactions such as acquisitions, licensing, collaborations, joint ventures, and divestitures. - Conduct comprehensive IP due diligence for potential acquisitions and...

Posted On Sep 10, 26
Full-time 11 views Experience : 5-8 yrs required

Manager, Tax - SALT Asset Management Job Responsibilities: The role of... tax-related services to alternative investment firms. The primary duties... participating in multi-state alternative investment firms (such as hedge... funds, fund to funds, private equity, and real estate) with state and local...

Posted On Aug 06, 26
Full-time Experience : Min 12 yrs required

Job Title: Sr Director, Investment Compliance Job Responsibilities: -... comprehensive compliance program for investment advisory activities over the... Code Chapters 508/511, and New York Insurance Law. - Establish and maintain written policies and procedures covering investment advisory, portfolio management, t......

Posted On Sep 18, 26
Full-time 2 views Experience : 5-8 yrs required

or Senior Manager, SALT Asset Management (remote option) Job... Participate in multi-state alternative investment firms with state and... subject matter and alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 2 yrs required

Title: Senior Associate, SALT Asset Management (Remote Option) Job Responsibilities: -... Participate in multi-state alternative investment firms involving hedge funds,... funds to funds, private equity, and real estate, addressing state and local tax issues such as compliance, advising, planning, and controversies. - Engage...

Posted On Jul 27, 26
Full-time 1 views Experience : 2-5 yrs required

responsibilities of this role include providing legal services to support the company's market units and corporate entities. The position involves... legal work related to accounting, administration, and distribution services for registered investment products such as mutual... funds, exchange-traded funds, clos...

Full-time 1 views Experience : 10-15 yrs required

strategic legal advisor on corporate governance matters, providing practical... advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire, evaluate, and supervise staff, providing guidance and training as necessary...

Full-time 1 views Experience : Min 10 yrs required

the Personal Wealth business, specifically focusing on the retail brokerage and wealth platform that serves over nine million clients. The position requires the attorney to function as a strategic legal partner, sitting at the intersection of trading, investment product innovation,...

Full-time 2 views Experience : Min 4 yrs required

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

Full-time 1 views Experience : Min 10 yrs required

within the company. This role requires a combination of deep legal expertise and a comprehensive understanding of emerging technologies and business objectives to manage legal risk while promoting responsible AI adoption across various functions such as investment, operations, and clie...

Posted On Sep 27, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Paralegal Job Responsibilities: - Conduct legal research using various law sources such as statutes, judicial decisions, legal articles, and media relevant to the company’s business operations and pending legal issues. - Prepare correspondence and documents, communicate with business partners and all levels...

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