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Full-time 2 views Experience : 5-10 yrs required

Job Title Senior Counsel, Corporate Governance and Securities Job Responsibilities... The Senior Counsel, Corporate Governance and Securities will... be responsible responsibilities include: - Advising on corporate governance matters, including the... drafting resolutions, and maintaining corporate records. - Ensuring compliance with... securities laws and...

Posted On Sep 24, 26
Full-time 12 views Experience : Min 3 yrs required

support the Securities & Corporate Governance and Compensation &... Benefits teams on corporate governance and compensation-related matters.... The responsibilities include: - Maintaining meticulous entity records for domestic and foreign subsidiaries across various jurisdictions. - Drafting resolutions, minutes, certificates, authorizations, and...

Full-time 2 views Experience : 5-5 yrs required

on filings with the Securities and Exchange Commission (SEC),... including periodic reports on Forms 10-K, 10-Q, and 8-K, registration statements on Forms S-3 and S-8, proxy statements, and Section 16 filings, ensuring compliance with SEC and NYSE rules and regulations. -...

Full-time Experience : Min 15 yrs required

The key job responsibilities include acting as the primary legal counsel in the subject matter of asset management and federal securities laws. This involves advising... on disclosure, regulatory, compliance, and enforcement matters under SEC rules and FINRA regulation. The candida...

Full-time 1 views Experience : Min 5 yrs required

Job Title: Securities & Corporate Counsel (Senior / Principal... level considered) Job Responsibilities: - Support the preparation, review, and filing of periodic SEC reports, proxy statements, registration statements, and other SEC filings, collaborating with finance, accounting, and investor relations teams. - Advise on...

Full-time 4 views Experience : Min 5 yrs required

Job Title: Securities & Corporate Counsel (Senior / Principal... level considered) Job Responsibilities: - Support the preparation, review, and filing of periodic SEC reports (Forms 10-K, 10-Q, 8-K), proxy statements (DEF 14A), registration statements (Forms S-3, S-8), and other SEC filings. Collaborate...

Full-time 4 views Experience : 3-5 yrs required

range of transactions and corporate matters, including venture financings,... capital markets, and M&A transactions,... general corporate governance, and equity issuances. -... the company enterprise. - Work on all aspects of financing and corporate governance matters with the... company’s 40+ public and p...

Posted On Aug 17, 26
Full-time 2 views Experience : 5-10 yrs required

Corporate Paralegal Job Title Corporate Paralegal Job Responsibilities The... Corporate Paralegal will be responsible... to attorneys handling governance, corporate, business development transactions, alliance... management, and employment matters. Key responsibilities include conducting legal research, preparing summaries and updates, assisting with document preparation and exhibits, and...

Full-time 7 views Experience : 5-8 yrs required

Senior Vice-President/Counsel - Global Markets and Treasury Services Job Responsibilities: -... Draft, review, and negotiate legal documents for the company's Fixed Income Clearing Sponsored Member Program, including the Master Repurchase Agreement and the FICC SMP Customer Agreement governed by New York law. -...

Full-time 100 views Experience : Min 6 yrs required

Job Title: Securities Attorney, Vice President (VP)... - Private Wealth Legal Group Job Responsibilities: The role is situated within a fast-growing and dynamic business environment, focusing on global fundraising and marketing initiatives alongside day-to-day legal matters for the **Members Only,** Real Estate...

Full-time 4 views Experience : 5-7 yrs required

Title: Assistant General Counsel, Corporate and M&A Job Responsibilities: - Develop... Advise the company on Securities laws and reporting requirements... ensure compliance. - Drive best-in-class corporate governance in collaboration with... the Chief Legal Officer (CLO), including direct engagement with the Board of Directors. -...

Full-time 6 views Experience : 5-7 yrs required 1 applications

legal objectives. - Advise the company on securities laws and reporting requirements. -... Drive best-in-class corporate governance in partnership with... the Chief Legal Officer (CLO), including direct engagement with the company's Board of Directors and its committees. - Lead and coordinate comprehensive...

Full-time 3 views Experience : Min 3 yrs required

Matters Counsel Manager **Job Responsibilities:** The Corporate Matters Counsel Manager is... a broad spectrum of corporate, securities, governance, finance, disclosure,... and compliance matters for a publicly traded company. This role involves close collaboration with executive leadership and various business units, including finance,...

Full-time 5 views Experience : Min 5 yrs required

Job Title: Corporate Counsel Job Responsibilities: The... Corporate Counsel will be responsible... for assisting with the Corporate, Securities, Governance, and Compliance... functions within the company. The individual will work closely with the General Counsel and Assistant General Counsel to manage...

Full-time 2 views Experience : 10-10 yrs required

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: Under the direction... supporting the company's global capital markets business. This includes... with crypto exchanges, digital asset market makers, and institutional capital markets partners, as well... as the company's Arc network, a purpose-built...

Full-time 6 views Experience : 3-6 yrs required

Job Title: Corporate Counsel (Director) - Remote... with the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder... approval requirements. - Contribute to . reporting obligations, including annual re...

Full-time 4 views Experience : 5-5 yrs required

on filings with the Securities and Exchange Commission (SEC),... including '34 Act periodic reports on Forms 10-K, 10-Q, and 8-K, '33 Act registration statements on Forms S-3 and S-8, proxy statements, and Section 16 filings, ensuring compliance with SEC and...

Full-time 5 views Experience : Min 6 yrs required

Title: Vice President, Assistant General Counsel Job Responsibilities: - Provide strategic legal advice related to the onboarding, due diligence, sales, and ongoing controls of Alternative Investments, Complex Products, and Digital Assets. - Offer day-to-day legal support for the alternative investments platform, ensuring compliance...

Full-time 2 views Experience : Min 6 yrs required

Title: VP, Wealth Management Alternative Investments Attorney Job Responsibilities: - Provide day-to-day legal support for the company's alternative investments platform, ensuring compliance with applicable rules, regulations, and assessing legal risks related to the brokerage and investment advisory business. - Draft,...

Full-time 3 views Experience : 10-10 yrs required

Title: Senior Counsel, Transactions, (Enterprise, Payments, and Ecosystem) Job Responsibilities: - Act as a trusted partner to the Enterprise, Payments, and Ecosystem teams, facilitating collaboration and strong communication across global business teams. Support enterprise sales, product partnerships, growth, and ecosystem business development...

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