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Full-time 4 views Experience : Min 6 yrs required

Title: Vice President, Assistant General Counsel Job Responsibilities: - Provide strategic legal advice concerning the onboarding, due diligence, sales, and ongoing controls related to Alternative Investments, Complex Products, and Digital Assets. - Support the broker-dealer business and investment advisory business. - Collaborate with teams...

Full-time 4 views Experience : 5-10 yrs required

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice with respect to applicable rules, regulations, and legal risks related to the brokerage and investment...

Full-time Experience : Min 6 yrs required

Title: VP, Wealth Management Alternative Investments Attorney Job Responsibilities: - Provide day-to-day legal support for the company's alternative investments platform, offering legal analysis and advice concerning compliance with applicable rules, regulations, and legal risks related to the brokerage and investment...

Posted On Sep 07, 26
Full-time 23 views Experience : Min 7 yrs required

Senior Manager – Private Equity Job Responsibilities: - Consult on complex... tax matters and oversee the tax compliance process for passthrough entities to ensure adherence to federal and state tax regulations. - Lead engagement teams, advise on tax issues, and recommend solutions to...

Full-time 9 views Experience : 3-6 yrs required

Title: Corporate Counsel (Director) - Remote Job Responsibilities: - Support the preparation and review of SEC filings, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 filings. - Assist in the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq...

Full-time 3 views Experience : 5-8 yrs required

Title Senior Corporate Counsel - Securities Capital Markets Job Responsibilities - Provide legal advice to internal stakeholders who originate and underwrite public and private debt securities issuances, including investment grade and high yield debt. - Review, draft, and negotiate transaction...

Full-time 1 views Experience : 10-15 yrs required

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions,...

Full-time 2 views Experience : 7-15 yrs required

Title: Attorney - Corporate M&A Transactions and Global Strategic and Sustainable Investments Job Responsibilities: - Provide legal counsel on Corporate M&A and GSSI transactions, including purchases, investments, sales, and wind-downs of businesses. - Coordinate with Corporate M&A and GSSI teams across various...

Full-time 1 views Experience : Min 3 yrs required

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for providing legal advice and support on a broad range of corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. This position requires close...

Full-time 2 views Experience : Min 10 yrs required

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: - Provide legal counsel on core federal banking laws, including prudential, safety and soundness, corporate governance, affiliate transactions, investment, and permissible activity requirements applicable to the company's operations and strategic...

Full-time 11 views Experience : Min 10 yrs required

Title: Vice President, Legal Job Responsibilities: The Vice President, Legal at Company serves as the chief legal advisor and strategic business partner, providing essential legal guidance to support business objectives while managing legal and commercial risks. This role encompasses a wide array...

Full-time 8 views Experience : Min 4 yrs required

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

Full-time 1 views Experience : Min 4 yrs required

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: - Advise on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution...

Full-time 2 views Experience : 3-5 yrs required

Title Counsel Job Responsibilities - Lead legal support for the wealth management business’s acquisition program targeting advisors leaving the industry and seeking to sell their advisor practice. This includes diligence, drafting, counseling, and negotiating all legal aspects of these transactions. -...

Full-time 2 views Experience : Min 3 yrs required

Title: Corporate Counsel Job Responsibilities: The Corporate Counsel at Company is tasked with a variety of responsibilities that support the company's growth and expansion in the legal, accounting, consulting, private capital, and real assets sectors. The role encompasses: - Corporate Governance: -...

Posted On Aug 12, 26
Full-time Experience : 1-3 yrs required

Title: Paralegal Job Responsibilities: - Coordinate the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional information (SAIs), including annual updates and supplements. These documents are required by the Investment Company Act of 1940, the Securities...

Full-time 3 views Experience : 5-10 yrs required

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice concerning applicable rules, regulations, and legal risks related to the brokerage and investment advisory business....

Full-time 2 views Experience : Min 5 yrs required

Title: M&A and Corporate Transactions Attorney – Hybrid Job Responsibilities: - Work closely with senior legal department leadership and cross-functional teams to support strategic transactions and ongoing compliance with regulatory requirements. - Lead and support M&A transactions, including drafting and negotiating NDAs, conducting...

Posted On Aug 31, 26
Full-time 1 views

Title: Tax Senior, Transaction Advisory Services (M&A) Job Responsibilities: The Tax Senior, Transaction Advisory Services is a crucial team member responsible for ensuring the timely execution of engagements and surpassing client expectations. This role supports the delivery of the national Transaction...

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