Legal jobs

Sr. Regulatory Counsel- Investor Services-100000803 Job Description The Senior Regulatory Counsel is responsible for the day to day oversight and strategic direction of the Fund Regulatory Services Group, including the management of the professionals in the group. The group provides SEC registration statement and corporate secretary services to mutual fund clients of all types, including open-end and closed-end funds, as well as ETFs. In addition, the incumbent... currently is... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Administrator Company: BlackRock Location: Boston, MA Job Type: Full Time Category: Accounting Posted: 3/14/2013 Job Description The Client Business Group serves institutional and retail clients, including corporate, public, union and industry pension plans; insurance companies; third-party mutual funds; endowments; foundations; charities; corporations; official institutions; banks; and individuals worldwide. Professionals within the te... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Managing Counsel, Vice-president The essential function of this role is to Serve as the internal legal expert regarding ETFs and provide consultation to... ETF clients and their counsel; act as a trusted adviser to internal senior management regarding ETF servicing (including administration, transfer agency and custody), asset management and capital markets; Serve as a key team member for new business presentations to senior management of current and potential ETF clients and t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

CIB Regulatory Services and Compliance VP – Sourcing Duties: The Regulatory Administration Advisor VP is responsible for the day to day review and production of the work and services provided by the fund regulatory services group and compliance group. The group provides SEC registration statement and corporate secretary services to mutual fund clients of all types, including openend and closedend funds, as well as ETFs. Review and production of... materials for client board m... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Managing Counsel, Vice-President The candidate will serve as the internal legal expert regarding ETFs and provide consultation to... ETF clients and their counsel. Will act as a trusted adviser to internal senior management regarding ETF servicing (including administration, transfer agency and custody), asset management and capital markets. Serve as a key team member for new business presentations to senior management of current and potential ETF clients and their counsel, incl... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Fund/ETF Governance Compliance Analyst, Assistant Vice President The candidate will report to the Funds’ Chief Compliance Officer. Will serve as a resource for business personnel on applicable regulatory developments and rules and regulations involving the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Commodities Exchange Act of 1934 and other regulatory requirements for mutual funds/ETFs. Prepare periodic and annual compliance program rep... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Fund/ETF Governance Compliance Analyst, Assistant Vice President The candidate will be responsible for assisting the Funds’ Chief Compliance Officer (Funds’ CCO) with the oversight and governance for five proprietary mutual fund/ exchange traded fund families with assets of approximately $340 billion. Reports to the Funds’ Chief Compliance Officer and offers the opportunity to be promoted to Deputy Funds’ CCO. Serve as a resource for business personnel on appl... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Fund and ETF Compliance Manager, VP Duties: Be responsible for assisting the Funds’ Chief Compliance Officer (Funds’ CCO) with the oversight and governance for five proprietary mutual fund/ exchange traded fund families with assets of approximately $340 billion. Reports to the Funds’ Chief Compliance Officer and offers the opportunity to be promoted to Deputy Funds’ CCO. Serve as a key resource for both business personnel and the Funds’ CCO on applicable reg... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Fund and ETF Compliance Manager, VP Duties: Serve as a key resource for both business personnel and the Funds’ CCO on applicable regulatory developments and rules and regulations involving the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Commodities Exchange Act of 1934 and other regulatory requirements for mutual funds/ETFs. Oversee a team that prepares periodic and annual compliance program reports to satisfy regulator, client (includin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

– Asset Management Duties: Will report to General Counsel and works under the direction of Counsel and/or more senior paralegal staff. Research legal and regulatory requirements and industry practices relevant to business issues presented to General Counsel's Office. Provide advice and recommendations appropriate to level of knowledge and research performed. Prepare legal documents, including legal memoranda and responses to inquiries. Provide legal review of com... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here