Legal jobs

Sr. Paralegal The candidate will provide support on a variety of matters to a team of attorneys in the Mutual Fund Law unit with the primary focus on managing the annual registration statement update process for more than 50 mutual funds and ETFs. Assist with registration statement... changes/updates. Assist with preparation of product filings with the SEC. Work independently and with other team members to support a diverse client base. Coordinate with business areas to gather... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel, Investment Management Regulation Duties: Will join the investment management regulation team. Works with a team of talented professionals who share a commitment to excellence as represent company and its affiliates and subsidiaries on a wide range of investment management regulatory matters. Works closely with the business on matters related to company's current fund line-up as well as provide legal advice on new/novel products and investment opportunities... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Analyst The candidate supports . ETF life-cycle events, such as launching new ETFs, changing their corresponding benchmarks,... or updating SEC regulatory filings. Manages a legal process supporting the life-cycle event by working with colleagues and clients to draft prospectus disclosure, prepare SEC regulatory filings, review relevant internal and external communications, and research and resolve corresponding legal issues. Provides legal advice to internal clients b... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel, Marketing and Distribution The candidate will provide advice, counseling and education to internal clients to comply with, navigate and raise awareness of applicable legal issues, policies, regulations and laws, including federal securities laws and FINRA rules. Will support and develop key relationships with firm’s global product teams and sales and marketing businesses. Provide legal advice regarding the distribution of mutual funds and ETFs globally. Pro... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel, Marketing and Distribution The candidate will partner with the business to provide legal advice on all aspects of mutual fund/ETF marketing and distribution. Provide advice, counseling and education to internal clients to comply with, navigate and raise awareness of applicable legal issues, policies, regulations and laws, including federal securities laws and FINRA rules. Support and develop key relationships with Vanguard’s global product teams and sales a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel, Funds & Advisors The candidate work with a team of talented professionals who share a commitment to excellence as represent firm on a variety of investment management regulatory matters. Should have law degree from a competitive law school. Must have 4+ years of experience providing legal advice on securities, banking and/or insurance regulatory matters, Candidates with experience providing interpretive advice under the Investment Company Act of 1940 and t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel The candidate must have 4+ years of experience providing legal advice on securities, banking and/or insurance regulatory matters and academic credentials (.). Must have experience providing interpretive advice under the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to mutual funds, ETFs and other pooled investment... vehicles. Experience preparing SEC exemptive applications and no action letters is a plus. Experience advising a glob... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

2 - QRP Emphasis Candidate will be responsible for providing consulting services to company clients through company’s technical access service, providing in-house consulting, conducting seminars, technical research, analysis and special projects as assigned. Answer 1-800 QRP queues and Helpdesk queues. Conduct presentations at the ERISA technical consulting meeting or other internal ERISA department training. Conduct internal intermediate ERISA technical trainin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Consultant The candidate primary responsibilities include providing consulting services to company clients through company’ technical access service, providing in-house consulting, conducting seminars, technical research, analysis and special projects as assigned. Answer 1-800 QRP queues. Answer Helpdesk queues. Answer Advanced Helpdesk queues. Conduct Peer Call Reviews. Conduct presentations at the ERISA technical consulting meeting or other internal ERISA departmen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

ERISA The candidate will be providing consulting services to company’s clients through company’s technical access service, providing in-house consulting, conducting seminars, technical research, analysis and special projects as assigned. Answer 1-800 QRP queues. Answer Helpdesk queues. Answer Advanced Helpdesk queues. Conduct Peer Call Reviews. Conduct presentations at the ERISA technical consulting meeting or other internal ERISA department training. Conduct... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here