Legal jobs

Manager - Corporate Compliance Programs Duties: Responsibilities to include partnering with key stakeholders to identify, enhance and document processes, policies & procedures for both line-of- business and product specific in the creation, on-going maintenance and support of corporate compliance policies, procedures and compliance with the creation and on-going maintenance of compliance standards that clearly articulate expectations rega... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager, Third Party Actions Responsibilities: Collecting information and documents from throughout the company and organizing that information for production in Financial Industry Regulatory Authority (FINRA) arbitration cases and regulatory... inquiries. Complying with the FINRA discovery rules that require... broker-dealers to produce a significant amount of documents for each newly-filed arbitration claim. Researching inquiries from attorneys and outside counsel for company... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst/Paralegal Duties: Assist attorneys in support of Fund and investment advisor governance functions, including, (i) review and processing of Fund Board meeting materials, preparation of Board resolutions and communications, interfacing with Fund Board Relations business counterparts, preparation and coordination of shareholder meetings, and preparation of legal presentations to the Board; (ii) updates to Form ADV, (iii) updates to 38a-1 compliance program, (iv) f... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst/Paralegal The candidate will assists legal counsel in supporting the Schwab mutual funds and ETFs (exchange-traded funds). Will primarily assist in the creation and on-going maintenance of mutual fund registration statements, including filing and amending the funds’ registration statements, drafting and filing supplements, and various other SEC filings including proxy statements/information statements. Assist attorneys in support of Fund and investment adviso... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager - Corporate Compliance Programs Duties: Responsibilities to include partnering with key stakeholders to identify, enhance and document processes, policies & procedures for both line-of- business and product specific in the creation, on-going maintenance and support of corporate compliance policies, procedures and compliance with the creation and on-going maintenance of compliance standards that clearly articulate expectations rega... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager - Corporate Compliance Programs Duties: Responsibilities to include partnering with key stakeholders to identify, enhance and document processes, policies & procedures for both line-of- business and product specific areas. Assist in the creation, on-going maintenance and support of corporate compliance policies, procedures and compliance manuals. Assist with the creation and on-going maintenance of compliance standards that clearly articulate expectations re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will join Litigation & Regulatory Group, which represents the Company and its affiliates in litigation, arbitration, and regulatory enforcement cases. The role will handle the day-to-day operations of Employee Transition Practice Group, addressing broker departures and potential theft of intellectual property. The role also supports Company’s Affirmative Recovery Practice, pursuing affirmative recovery litigation in the US and internationally o... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel The candidate will assist in providing legal services related to employment law, including advice and counseling, litigation/arbitration, training, and project work. Will provide day-to-day advice and counsel to Human Resources colleagues and business managers on all stages of the employee lifecycle. Investigate and respond to EEOC and state discrimination charges and other agency claims. Monitor and analyze federal and state legal and regulatory chan... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Managing Director, Legal Counsel - Regulatory Enforcement & Arbitration Duties: Will represent the Company and its subsidiaries in arbitrations, mediations and customer disputes, supervise outside counsel in other arbitration and litigation matters; and participate in the Company's defense in regulatory investigations and enforcement proceedings. Representing the Company in Financial Industry Regulatory Authority (FINRA) arbitrations and/or mediations ,... including conductin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

- Tax, Estate Planning and Financial Planning Research and Commentary The candidate will investigate key topics of interest to individual investors who are seeking to understand and manage taxes and communicate those findings to employees and clients. Work includes advice both for clients with smaller balances as well as higher-net worth clients. Write and publish commentary on tax topics, including tax efficient investing, asset location, withdrawal strategies, for... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here