Administrative Law Attorney / Government - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 09, 26

Full-time Experience : 5-10 yrs required

Practice Area:

Administrative Law Government - General

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: The VP, Assistant General Counsel - Brokerage will be responsible for providing comprehensive legal support and guidance to the brokerage department within the company. Key responsibilities include: - Advising on a wide range...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 01, 26

Full-time 2 views Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements artificial intelligence civil litigation due diligence equity FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing private equity regulatory compliance Securities securities laws stock options wealth management

Title: VP, Wealth Management Alternative Investments Attorney Job Responsibilities: - Provide day-to-day legal support for the company's alternative investments platform, ensuring compliance with applicable rules, regulations, and assessing legal risks related to the brokerage and investment advisory business. - Draft,...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 28, 26

Full-time 4 views Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management

Title: Vice President, Assistant General Counsel Job Responsibilities: - Provide strategic legal advice related to the onboarding, due diligence, sales, and ongoing controls of Alternative Investments, Complex Products, and Digital Assets. - Offer day-to-day legal support for the alternative investments platform, ensuring compliance...

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Corporate - Asset/Investment Management Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 20, 26

Full-time 1 views Experience : 5-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Compliance Corporate - General

Job Tags:

agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including legal analysis and advice regarding applicable rules, regulations, and legal risks related to brokerage and investment advisory businesses. -...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 19, 26

Full-time 4 views Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements brokers Commercial Contracts contracts fiduciary FINRA partnerships regulatory compliance wealth management

Title: Senior Counsel, VP – Wealth Services Legal Job Responsibilities: - Provide comprehensive legal support for the company's Wealth businesses focusing on retail brokerage elements within the Wealth initiatives. - Advise on SEC, CFTC, applicable bank regulation, and other regulatory...

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ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 20, 26

Full-time 2 views Experience : Min 8 yrs required

Practice Area:

ERISA/Executive Compensation Transactions & Compliance ERISA - General

Job Tags:

agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts

Title: Vice President, Assistant General Counsel - Retirement Job Responsibilities: The Vice President, Assistant General Counsel will be responsible for supporting the company’s retirement and recordkeeping business. Key responsibilities include: - Advising on the impacts of new and changing regulations affecting...

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Administrative Law Attorney / Government and Government Relations Attorney / Government - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 20, 26

Full-time Experience : Min 6 yrs required

Practice Area:

Administrative Law Government and Government Relations Government - General

Job Tags:

FINRA health benefits Securities stock options

examinations and inquiries from FINRA, the SEC, states, and... other SROs and regulators, including supporting the company's OCC-regulated affiliate and institutional partners with bank and credit union regulatory examinations. - Evaluate legal, regulatory, operational, and reputational risks in connection with matters,...

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ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney / Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Newton, MA

In-House • **Members Only** Newton, MA

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Posted On Aug 11, 26

Full-time Experience : Min 15 yrs required

Practice Area:

ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

asset management contracts ERISA family fiduciary FINRA Investment Advisers Act of 1940 Mutual Funds securities laws wealth management

The key job responsibilities include acting as the primary legal counsel in the subject matter of asset management and federal securities laws. This involves advising on disclosure, regulatory, compliance, and enforcement matters under SEC rules and FINRA regulation. The candida...

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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 6 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

Job Tags:

40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

Title: VP, Private Markets Attorney Job Responsibilities: The VP, Private Markets Attorney is primarily responsible for providing legal advice and directing external counsel in relation to fundraising, marketing activities, and compliance requirements. Key responsibilities encompass a wide range of activities within the...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 2 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Title Investment Management Attorney Job Responsibilities As an Investment Management Attorney, you will be part of the legal team in the department, reporting to the Head of Solutions and Multi-Assets Legal and working under the supervision of senior attorneys. Your...

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Finance - Financial Services Regulation Attorney / Finance - Banking Attorney / Finance - General Attorney in Westwood, MA

In-House • **Members Only** Westwood, MA

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Posted On Jul 14, 26

Full-time Experience : 3-5 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking Finance - General

Job Tags:

agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

General Counsel Job Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel will provide comprehensive legal support to the wealth management, trust, fiduciary, investment advisory, and brokerage businesses within the company. Key responsibilities include: - Offering legal advice on a wide range of matters...

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Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 28, 26

Full-time Experience : Min 7 yrs required

Job Tags:

advertising Disability Benefits equity finance financial services regulatory FINRA Insurance marketing partnerships regulatory compliance

Title: Compliance Officer (Distribution Marketing) Job Responsibilities: The Compliance Officer at the company will play a critical role in supporting the company's growth by ensuring marketing content adheres to global regulatory standards. Key responsibilities include: - Owning the end-to-end marketing...

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Corporate - Securities and Capital Markets Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 10, 26

Full-time 1 views Experience : Min 2 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General

Job Tags:

contracts FINRA Securities Software special projects title

Title: Junior Attorney Date: September 2025 Department: Legal Status: Full Time, Exempt Job Summary: We are seeking a highly motivated Junior Attorney to join our Legal team. The successful candidate will support the General Counsel and legal department in a wide range of responsibilities,...

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Finance - Financial Services Regulation Attorney / Corporate - Asset/Investment Management Attorney / Finance - General Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 07, 26

Full-time 7 views Experience : Min 9 yrs required

Practice Area:

Finance - Financial Services Regulation Corporate - Asset/Investment Management Finance - General Corporate - General

Job Tags:

banking corporate governance due diligence Employer Rights family fiduciary FINRA Genetics Registered Investment Advisor

Title: Senior Legal Counsel for Retail and Private Banking Job Responsibilities: - Provide legal counsel on investment products and services, focusing on regulatory and contractual requirements, suitability standards, fiduciary obligations, disclosure requirements, legal risk mitigation, and product due diligence activities. - Act as...

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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney / Corporate - General Attorney / Finance - General Attorney in

In-House • **Members Only** Boston, MA

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Posted On Jul 07, 26

Full-time 10 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General Finance - General

Job Tags:

agreements due diligence fiduciary FINRA Securities Act of 1933 Securities Exchange Act of 1934 securities laws trusts wealth management

Title: Counsel - Wealth Management Job Responsibilities: - Provide legal support to wealth management, trust, fiduciary, investment advisory, and brokerage business units. - Interpret and apply fiduciary principles and duties to ensure compliance with relevant laws and regulations. - Offer advice on advisory and...

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Finance - Financial Services Regulation Attorney / Finance - Banking Attorney / ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney / Finance - General Attorney in Westwood, MA

In-House • **Members Only** Westwood, MA

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Posted On Jun 24, 26

Full-time 9 views Experience : 3-5 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General

Job Tags:

agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary finance FINRA Insurance Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Counsel, Wealth Management Division Job Responsibilities: - Provide legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. - Interpret and apply fiduciary principles and duties. - Advise on advisory and brokerage service models and related regulatory requirements. - Review and draft...

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Data Privacy - Transactional Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 03, 26

Full-time 3 views Experience : 8-12 yrs required

Practice Area:

Data Privacy - Transactional

Job Tags:

banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities. - Advise on legal and regulatory obligations...

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Data Privacy - Transactional Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jun 30, 26

Full-time 10 views

Practice Area:

Data Privacy - Transactional

Job Tags:

banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: Vice President, Assistant General Counsel, Cybersecurity Job Responsibilities: The Vice President, Cybersecurity Attorney will serve as the lead legal advisor in cybersecurity matters, providing strategic legal counsel across various domains. Key responsibilities include: - Advising on legal and regulatory obligations...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jun 26, 26

Full-time 7 views Experience : Min 4 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds within the Wealth and Investment...

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