Post Jobs Upload Your Resume Log in

Legal jobs

63 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. New Jersey
  4. Ridgefield Park
  5. Finra
  6. In-House

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Sign Up

United States
Posted On Sep 23, 26
Full-time 8 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Domestic Violence due diligence equity FINRA growth equity health benefits hedge funds Insurance investment management life sciences marketing Partnership private equity regulatory compliance Securities stalking
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Domestic Violence due diligence equity FINRA growth equity health benefits hedge funds Insurance investment management life sciences marketing Partnership private equity regulatory compliance Securities stalking

Title: Marketing & Distribution Compliance, VP Job Responsibilities: The Marketing & Distribution Compliance, VP is a pivotal role within the compliance team, focusing on regulatory compliance issues related to marketing and other investor/third-party materials and communications. The VP is tasked with serving...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 11, 26
Full-time 4 views Experience : 8-15 yrs required
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title

Executive Director, Associate General Counsel Job Responsibilities: The Executive Director, Associate General Counsel serves as a senior legal advisor supporting legal and regulatory matters impacting the financial market infrastructure businesses of the company. This role involves addressing issues related to risk management,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

Title: Assistant General Counsel - Wealth Management - Vice President Job Responsibilities: - Serve as a primary legal contact supporting the company’s wealth management bank-based sales channel for the retail investment business. - Act as legal counsel for banking products distributed through the...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

Title: Legal Counsel Job Responsibilities: - Provide legal support to the Corporate & Investment Banking Group (CIB) of the company, including the New York branch and Houston representative office, as well as its SEC-registered broker dealer. - Counsel on legal and regulatory issues,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 28, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

Title: Investment Banking In-House Finance Counsel Job Responsibilities: The successful candidate for the Investment Banking In-House Finance Counsel position at the company will be responsible for providing legal counsel on various legal and regulatory issues, particularly in support of the Corporate &...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 17, 26
Full-time 8 views Experience : Max 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa

research, trading activities, investment products, and related regulatory matters. - Advise on . regulatory frameworks such as Dodd-Frank, SEC and CFTC rules, Investment Advisers Act, FINRA, and state securities laws. -... Monitor regulatory developments in derivatives, trading, and advisory, assessing their im...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 17, 26
Full-time 7 views Experience : Min 4 yrs required 1 applications
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements asset management Broker Dealer Capital Markets corporate governance credit agreements Ethics finance FINRA Harassment investment management Joint Ventures partnerships Privacy Securities securities laws structured finance syndicated transactions Syndication
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements asset management Broker Dealer Capital Markets corporate governance credit agreements Ethics finance FINRA Harassment investment management Joint Ventures partnerships Privacy Securities securities laws structured finance syndicated transactions Syndication

Title: Director, Legal, Brookfield Capital Solutions Job Responsibilities: The Director, Legal, at Company will play a crucial role in supporting the Capital Solutions Business and other business initiatives, as well as general corporate governance and regulatory matters. The Director will...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 23, 26
Full-time 3 views
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements contracts Financial Services Law FINRA hedge funds lending Mutual Funds Securities swaps
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements contracts Financial Services Law FINRA hedge funds lending Mutual Funds Securities swaps

Title: Legal Counsel Job Responsibilities: - Negotiate contracts supporting multiple business lines, including but not limited to prime brokerage, OTC swaps, securities lending, repo, futures, cleared swaps, cash equities, and exchange-traded funds seeding/creation. - Ensure timely updates to umbrella trading agreements...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - General
Job Tags:
acquisitions artificial intelligence Contractual Obligations corporate governance Corporate Law corporate transactions equity finance FINRA Genetics Government Insurance Litigation lobbying Privacy restructuring Securities Software
Practice Area:
Corporate - General
Job Tags:
acquisitions artificial intelligence Contractual Obligations corporate governance Corporate Law corporate transactions equity finance FINRA Genetics Government Insurance Litigation lobbying Privacy restructuring Securities Software

Title: Senior Corporate Paralegal Job Responsibilities: - Support corporate governance activities, including maintaining corporate records and minute books, managing subsidiaries, preparing for board meetings, drafting resolutions and consents, and maintaining compliance-related documents. - Maintain qualifications, registered agent relationships, and annual report filings for...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 07, 26
Full-time 4 views Experience : 3-3 yrs required
Practice Area:
Data Privacy - Transactional Intellectual Property - General Corporate - Technology Transactions Corporate - General
Job Tags:
artificial intelligence contracts corporate governance Cybersecurity data privacy Data Protection emerging technologies FINRA Hardware Intellectual Property IP licensing Litigation Media Privacy Software
Practice Area:
Data Privacy - Transactional Intellectual Property - General Corporate - Technology Transactions Corporate - General
Job Tags:
artificial intelligence contracts corporate governance Cybersecurity data privacy Data Protection emerging technologies FINRA Hardware Intellectual Property IP licensing Litigation Media Privacy Software

Title: Vice President, Attorney Enterprise Job Responsibilities: - Advise on global legal and regulatory requirements, trends, and developments for a broad range of technology and data-related matters, including artificial intelligence, emerging technologies, recordkeeping, electronic communications, social media, intellectual property, cybersecurity, privacy, data...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 13, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
acquisitions agreements artificial intelligence banking Cybersecurity Data Protection divestitures emerging technologies Financial Industry Regulatory Authority FINRA Insurance Intellectual Property Investment Banking IP Litigation Media Privacy Securities Software wealth management
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
acquisitions agreements artificial intelligence banking Cybersecurity Data Protection divestitures emerging technologies Financial Industry Regulatory Authority FINRA Insurance Intellectual Property Investment Banking IP Litigation Media Privacy Securities Software wealth management

Title: Vice President, Attorney Enterprise Job Responsibilities: - Advise on global legal and regulatory requirements, trends, and developments for a broad range of technology and data-related matters, including artificial intelligence, emerging technologies, recordkeeping, electronic communications, social media, intellectual property, cybersecurity, privacy, data...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 07, 26
Full-time 6 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: - Collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. - Advise on and support the operation of...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 08, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: The Assistant General Counsel will collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. The role involves...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 12, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Title: Senior Corporate Counsel - Securities Capital Markets Job Responsibilities: The Senior Corporate Counsel for Securities Capital Markets at the company will be a key member of the Capital Markets Legal Team within the Law Division. The successful candidate will be responsible...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 13, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Title: Investment Management Attorney Job Responsibilities: - Provide legal coverage to the Solutions and Multi-Assets businesses across a range of strategies and products, including separate accounts, private funds, 1940 Act registered funds, and ETFs. - Advise on trading agreements and related regulatory obligations. -...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 13, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

Title: VP, Private Markets Attorney Job Responsibilities: The VP, Private Markets Attorney is primarily responsible for advising investment professionals and directing outside counsel regarding fundraising, marketing activities, and compliance requirements arising from statutory, regulatory, and internal policy obligations. The role includes legal...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 14, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Trusts and Estates - General Estate & Tax Planning ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Asset/Investment Management Trusts and Estates - General Estate & Tax Planning ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

General Counsel Job Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel will serve as Counsel supporting the Wealth Management Division of the company. The primary responsibilities include: - Providing legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. -...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 20, 26
Full-time Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements AML banking Capital Markets Code of Conduct derivatives Energy equity equity financing family FINRA Foreign Exchange Investment Banking marketing mergers Money Laundering offering memoranda Rule 144A securities laws wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements AML banking Capital Markets Code of Conduct derivatives Energy equity equity financing family FINRA Foreign Exchange Investment Banking marketing mergers Money Laundering offering memoranda Rule 144A securities laws wealth management

Rule 144A, Regulation S, or other applicable exemptions. These instruments are linked to various asset classes, including equities, rates, commodities, currencies, indices, or baskets of these categories. - Advise on . securities laws and FINRA requirements related to the... marketing an...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 07, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, overseeing the investment products portfolio. This includes advising across the full product life cycle, supporting new feature development,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 07, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Legal Advisor for Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, managing the investment products portfolio. - Advise across the entire product life cycle, including supporting new feature development, drafting disclosures, and advising...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend