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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 28, 26

Full-time 3 views Experience : 3-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including certain funds... registered under the Investment Company Act of 1940. -... matters related to the Investment Advisers Act of 1940,... including governance, fiduciary obligations,... disclosures,...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney / Corporate - Compliance Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 16, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General Corporate - Compliance

Job Tags:

corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Acts as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders on legal requirements, fiduciary obligations, governance practices, and board processes. - Hires, evaluates,...

Corporate - M&A Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 30, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - M&A Corporate - Compliance Corporate - General

Job Tags:

Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

counsel regarding core federal banking laws and regulations, including prudential, safety and soundness, corporate governance, affiliate transaction, investment, and permissible activity requirements... applicable to company's operations and strategic initiatives. - Assist with regulatory approvals, applications, notices, and filings involving new activi...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Attorney in Mitchellville, MD

**MEMBERS ONLY**SIGN UP NOW***. • Mitchellville, MD

Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney in Hyattsville, MD

**MEMBERS ONLY**SIGN UP NOW***. • Hyattsville, MD

Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate - Investment Company Act Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate - Asset/Investment Management Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Private Funds Attorney The candidate will provide advice on the formation, structuring and marketing/distribution of open-end and closed-end funds and special purpose vehicles across various jurisdictions. Prepare, review and negotiate fund offering documents and side letters as well as agreements with service providers, including administrators, custodians and placement agents. Partner with internal stakeholders, including investment, finance and administration, tax,... compli... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate - Asset/Investment Management Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Director, Associate General Counsel (Wealth, Advisory & Brokerage Services Law) Company is seeking a Director, Associate General Counsel to join their Wealth, Advisory & Brokerage Services Law Team. This role will provide legal guidance and support a wide variety of products and services, including the wealth management business, self-directed brokerage platform, managed account programs, digital advice and wellness tools, banking and trust products and services, and edu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Regulatory/Compliance Attorney â€“ Investment Advisor Focus Duties:... Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance applicable to broker-dealers and independent investment advisors with whom IB... does business. Advising on issues relating to the Investment Advisers Act of 1940... and corresponding state laws.... Drafting and implementing firm policies and written supervisory procedures. Drafting webpage content and marketing... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Attorney for DC law firm

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

ahve experience advising registered investment companies on issues involving... the Investment Company Act of 1940,... for open-end and closed-end investment companies and preparing board... and advising boards of directors of registered investment companies. Ideal applicants would... also have experience... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Attorney - Regulatory/Compliance - Investment Advisor Focus The candidate... will research, interpret and advise the firm regarding compliance with laws, regulations and guidance applicable to broker-dealers and independent investment advisors with whom IB... does business. Will advise on issues relating to the Investment Advisers Act of 1940... and corresponding state laws.... Draft and implement firm policies and written supervisory procedures. Draft webpage content and marketing mate... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Attorney â€“ Regulatory/Compliance - Investment Advisor Focus The candidateâ€™s... responsibilities: Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance applicable to broker-dealers and independent investment advisors with whom IB... does business. Advising on issues relating to the Investment Advisers Act of 1940... and corresponding state laws.... Drafting and implementing firm policies and written supervisory procedures. Drafting w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate - Securities and Capital Markets Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Counsel 3 The candidate should have 6-10 years of experience to join the team of attorneys supporting the investment advisory business within Asset... Management. Will provide legal counsel on all aspects of the investment advisory business, with a... focus on portfolio management, trading, institutional client marketing and sales, product development, investment structuring and operational and... regulatory matters. Will report to the Managing Counsel overseeing day-to-day legal aff... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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