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United States
Posted On Sep 23, 26
Full-time 15 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management

compliance support for the company's . broker-dealer, ensuring adherence... to relevant regulatory requirements. - Draft, review, and negotiate a wide range of agreements related to fund distribution, service providers, platform relationships, and operations. - Advise internal stakeholders on complex legal,...

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Posted On Sep 14, 26
Full-time 21 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management

Job Title: Global Alternatives Investment Solutions Assistant General Counsel Job... to the Global Alternative Investment Solutions businesses within the... company, focusing on hedge fund... types, including open and closed-ended hedge funds-of-funds, private credit funds-of-funds, registered alternative investment funds, separately managed ......

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Posted On Jul 03, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management

Legal Department of the company. This role involves handling... duties related to the Investment Company Act. The Senior... Paralegal... a dynamic and innovative environment, providing paralegal support across all investment management-related areas of the... company. Key responsibilities include: - Drafting... an...

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Posted On Jul 08, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Columbia Threadneedle Investments registered investment companies. Under the guidance... the Legal Affairs Manager will be responsible for performing ongoing legal and regulatory activities related to the registered investment companies. The role involves... coordinating the creation, updating, and filing of re...

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Posted On Jul 14, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Trusts and Estates - General Estate & Tax Planning ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Asset/Investment Management Trusts and Estates - General Estate & Tax Planning ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Management Division of the company. The primary responsibilities include: -... legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. ... - Interpretation and application of fiduciary principles and duties. - Advising on advisory and brokerage service models and rela...

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Posted On Jul 21, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements Collective Bargaining contracts directors Insurance investment management marketing Mutual Funds Privacy
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements Collective Bargaining contracts directors Insurance investment management marketing Mutual Funds Privacy

Job Title: Investment Management Attorney Job Responsibilities: - Providing... structuring and maintaining registered investment vehicles, including the preparation... and ongoing review of registration statements. - Advising various internal business clients, such as portfolio managers, marketing, and sales personnel, on legal and regulatory matters...

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Posted On Aug 07, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

& Regulatory Counsel - Investment Products Job Responsibilities: - Serve as... Mercury Invest, overseeing the investment products portfolio. This includes... advising across the full product life cycle, supporting new feature development, drafting disclosures, working on marketing and customer communications, and advising on...

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Posted On Aug 07, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Legal Advisor for Investment Products Job Responsibilities: - Serve as... Mercury Invest, managing the investment products portfolio. - Advise across... the entire product life cycle, including supporting new feature development, drafting disclosures, and advising on marketing and customer communications. - Collaborate with product,...

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Posted On Aug 10, 26
Full-time 1 views Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
1940 Act agreements asset management contracts derivatives FLSA ISDA marketing organizational documents registered investment companies securities laws title
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
1940 Act agreements asset management contracts derivatives FLSA ISDA marketing organizational documents registered investment companies securities laws title

legal support for the Company's . registered funds, sub-advisory... separately managed accounts and model-based programs. The role involves close collaboration with senior management and various teams across the Company, including fund administration and... compliance, to address regulatory issues and g...

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Posted On Aug 12, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

documents required by the Investment Company Act of 1940,... Securities Act of 1933, and the... Securities Exchange Act of 1934. - Solicit and... coordinate input to disclosure documents from business lines, including product, marketing, fund administr...

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Posted On Aug 26, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Tax - M&A and Transactions Tax-General Practice (Transaction) Tax - Federal Tax - International Tax - General Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Tax - M&A and Transactions Tax-General Practice (Transaction) Tax - Federal Tax - International Tax - General Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

ongoing support of alternative investment and private markets products,... as well as private securities transactions. - Handle complex products and transactions involving alternative investment funds, feeder funds, private... equity, private credit, hedge funds, co-investments, direct private securities offerings, pre-IPO companies, and...

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Posted On Sep 17, 26
Full-time 3 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

The Paralegal at the company will primarily focus on... Columbia Threadneedle Investments registered investment companies. Key responsibilities include:... - Coordinating the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional information (SAIs), including annual...

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Posted On Sep 18, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
artificial intelligence fund formation hedge funds Insurance investment management lending marketing regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
artificial intelligence fund formation hedge funds Insurance investment management lending marketing regulatory compliance securities laws

in-house legal resource for investment, operations, compliance, and other... regulatory matters involving the Investment Advisers Act, Investment Company... Act of 1940, securities laws,... other requirements applicable to investment managers. - Support the formation,... of private and registered investment funds. - Provide legal su......

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Posted On Sep 23, 26
Full-time 4 views Experience : 4-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements directors ETFs Investment Advisers Act of 1940 Mutual Funds partnerships registered investment companies regulatory compliance SEC filings Securities Act of 1933 Securities Exchange Act of 1934 trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements directors ETFs Investment Advisers Act of 1940 Mutual Funds partnerships registered investment companies regulatory compliance SEC filings Securities Act of 1933 Securities Exchange Act of 1934 trusts wealth management

legal support for the company's . registered funds and... collective investment trusts, ensuring compliance with... the Investment Company Act of 1940,... Securities... Act of 1933, Securities Exchange... Act of 1934, and related... SEC rules and regulations. - Advise on the...

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Posted On Jul 07, 26
Full-time 6 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management

Job Title: Investment Management Attorney Job Responsibilities: The... Investment Management Attorney will be... responsible for advising on a wide range of legal issues related to investment management, including but not... limited to, structuring, and operation of investment funds. The attorney will......

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Posted On Jul 13, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Job Title: Investment Management Attorney Job Responsibilities: - Provide... accounts, private funds, 1940 Act registered funds, and ETFs. -... Advise on trading agreements and related regulatory obligations. - Collaborate with legal teams covering Public and Private Side businesses and other divisions, such as wealth...

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Posted On Jul 13, 26
Full-time 3 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management

legal team within the company. Reporting to the Head... of senior attorneys, the incumbent will provide legal guidance and support for the company's registered equity, fixed income,... and liquidity funds, ETFs, private funds, and institutional business. Key responsibilities include: - Advi...

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Posted On Jul 13, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

primarily responsible for advising investment professionals and directing outside... requirements arising from statutory, regulatory, and internal policy obligations. The role includes legal coverage within the company's Private Side business, with... specific duties such as: - Advising on the formation and managemen...

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Posted On Aug 17, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

Markets platforms at the company. The attorney's responsibilities include... advising on the structuring, distribution, marketing, diligence, and ongoing support of alternative investment and private markets products... and private securities transactions. Specific duties involve: - Advising on complex products and transact...

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Posted On Sep 18, 26
Full-time 5 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Technology Transactions Corporate - General
Job Tags:
agreements asset management contracts corporate governance equity Ethics FINRA fund formation Investment Company Act marketing regulatory compliance Securities securities laws title
Practice Area:
Corporate - Asset/Investment Management Corporate - Technology Transactions Corporate - General
Job Tags:
agreements asset management contracts corporate governance equity Ethics FINRA fund formation Investment Company Act marketing regulatory compliance Securities securities laws title

Corporate Counsel at the company, you will play a... role in supporting the company's long-term growth. Your responsibilities... governance matters, and other legal activities. You will actively participate in the development and success of the company's technology products. Key ......

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