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United States
Posted On Jun 26, 26
Full-time 11 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior... the distribution of registered investment companies and private investment... funds within the Wealth... and Investment Management division at the... company. Key responsibilities include: - Advising on the distribution of mutual funds, ETFs,...

Posted On Sep 24, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
company policies contracts Corporation Financial Services Law FINRA Insurance lending Mutual Funds Securities securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
company policies contracts Corporation Financial Services Law FINRA Insurance lending Mutual Funds Securities securities laws

Title: In-House Counsel Job Responsibilities: - Draft, review, and advise on contracts, disclosures, and legal documents related to broker-dealer and RIA products and services. - Conduct legal research on laws, rules, regulations, and industry guidance affecting assigned areas of responsibility. - Prepare legal opinions...

Posted On Aug 12, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Columbia Threadneedle Investments registered investment companies by performing ongoing... legal and regulatory activities under the direction of an attorney. Key duties include: - Coordinating the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional...

Posted On Sep 17, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

(SAIs), including annual updates and supplements thereto, and other disclosure documents required by the Investment Company Act of 1940,... Securities Act of 1933, and the Securities Exchange Act of 1934. - Solicit and coordinate input to disclosure documents from business...

Posted On Sep 10, 26
Full-time 5 views
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Tax - SALT Asset Management Job Responsibilities: - Participate... in multi-state alternative investment firms (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after preparation....

Posted On Sep 10, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, Salt Asset Management The candidate will participate... projects for multi-state alternative investment clients (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... Review tax calculations and information presented on state income tax returns. Build and manage...

Posted On Sep 10, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Senior Associate, SALT Asset Management The candidate will participate... in multi-state alternative investment firms (hedge fund, fund... to funds, private equity, real estate) with state and local tax issues including compliance, advising, planning, and controversies. Participate in multi-state companies with...

Posted On Sep 18, 26
Full-time 2 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Senior Manager, SALT Asset Management (remote option) Job Responsibilities:... Participate in multi-state alternative investment firms (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during and after...

Posted On Sep 21, 26
Full-time Experience : Min 5 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, SALT Asset Management Duties: The candidate will... projects for multi-state alternative investment clients (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... Review tax calculations and information presented on state income tax returns. Build and manage...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Senior Associate, SALT Asset Management (Remote Option) Job Responsibilities: - Participate... in multi-state alternative investment firms, including hedge funds,... fund of funds, private equity, and real estate, addressing state and local tax issues such as compliance, advising, planning, and controversies. - Engage with...

Posted On Sep 30, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: The Senior Associate General Counsel at the company is tasked with a variety of responsibilities primarily focused on legal counsel and strategic guidance. The main responsibilities include: - Providing legal...

Posted On Jul 06, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements board of directors corporate governance Corporate Law Corporation divestitures due diligence Joint Ventures M&A Mergers and Acquisitions NYSE Partnership
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements board of directors corporate governance Corporate Law Corporation divestitures due diligence Joint Ventures M&A Mergers and Acquisitions NYSE Partnership

Title: Attorney Job Responsibilities: The attorney will be a part of the corporate law group, supporting the corporate secretary and securities law function, as well as the mergers and acquisitions (M&A) function. Key responsibilities include: - Supporting the Board of Directors and Board...

Posted On Jul 08, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Finance - Banking Corporate - General
Job Tags:
acquisitions agreements banking closing documents corporate governance equity high yield Insurance mergers mortgage loans private equity Securities Venture Capital
Practice Area:
Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Finance - Banking Corporate - General
Job Tags:
acquisitions agreements banking closing documents corporate governance equity high yield Insurance mergers mortgage loans private equity Securities Venture Capital

Title: Legal Counsel - Investments Job Responsibilities: - Provide a range of legal expertise as part of the investments legal team, primarily focusing on Private Equity, Real Estate Equity, Private Debt, Private High Yield Credit, venture capital, and commercial mortgage loans. - Offer...

Posted On Jul 12, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

and private debt securities issuances, including investment grade and high yield... debt. - Review, draft, and negotiate transaction documentation for a wide variety of capital markets transactions, such as public offerings, 144A/Reg S transactions, private placements, and liability management transactions. -...

Posted On Sep 11, 26
Full-time 5 views Experience : Min 7 yrs required
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements children corporate governance Corporate Law corporate transactions divestitures due diligence family finance health insurance Insurance Joint Ventures letters of intent M&A mergers Mergers and Acquisitions partnerships pension Privacy special projects title Women
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements children corporate governance Corporate Law corporate transactions divestitures due diligence family finance health insurance Insurance Joint Ventures letters of intent M&A mergers Mergers and Acquisitions partnerships pension Privacy special projects title Women

Title: Corporate Attorney - Attorney Consulting Director Job Responsibilities: - Lead and support all phases of mergers, acquisitions, divestitures, strategic investments, joint ventures, and related special projects. This includes transaction strategy, structuring, due diligence, term sheets and letters of intent, purchase and...

Posted On Sep 14, 26
Full-time 52 views Experience : Min 6 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title . Private Bank – Private Banker – Vice President or Executive Director Job Responsibilities - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business...

Posted On Sep 07, 26
Full-time 1 views Experience : 3-4 yrs required
Job Tags:
Computer Science criminal estates finance Immigration investment management Software trusts
Job Tags:
Computer Science criminal estates finance Immigration investment management Software trusts

Title: Senior Consultant, Operations/Finance Tax Strategy - Tax Transformation Job Responsibilities: As a Tax Strategy and Transformation Senior Consultant in the Operations/Finance domain, you will engage with Tax subject matter specialists, technologists, and key stakeholders to support transformation initiatives. Your responsibilities...

Posted On Sep 07, 26
Full-time Experience : 3-4 yrs required
Job Tags:
Computer Science criminal estates Immigration investment management Software trusts
Job Tags:
Computer Science criminal estates Immigration investment management Software trusts

will collaborate with Tax subject matter specialists, technologists, and key stakeholders. They will work on tax transformation projects that span various business threads, including tax compliance and advisory client service delivery for Corporate, Investment Management, Operating Flowthroughs, Individuals,... Estates...

Posted On Sep 18, 26
Full-time
Job Tags:
Computer Science Cybersecurity data privacy Data Protection Privacy Software
Job Tags:
Computer Science Cybersecurity data privacy Data Protection Privacy Software

Title: Advisory Intern, Privacy & Data Protection - Summer 2027 Job Responsibilities: The Privacy & Data Protection Intern is primarily responsible for acquiring foundational knowledge in privacy and data protection risks and engaging in client projects and internal initiatives. The intern will...

Posted On Sep 22, 26
Full-time 2 views
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities The Compliance Quality Assurance (CQA) Lead Analyst is tasked with managing and executing testing activities within the Independent Risk Review and Assessment (IRRA) second line organization....

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