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United States
Full-time 2 views Experience : Min 8 yrs required

Title: Senior Counsel Anti Money Laundering and Sanctions Job Responsibilities: - Perform significant and complex legal work while regularly interacting with management. - Oversee legal research, analysis, consultation, and documentation within a framework of legal compliance and risk management. - Manage expenses for outside...

Full-time 1 views Experience : Min 15 yrs required

Title: Vice President & Deputy General Counsel, Compliance & Ethics Job Responsibilities: - Oversee the establishment, implementation, and periodic reassessment of company-wide compliance standards and policies, ensuring awareness of evolving regulatory standards and external developments relevant to the company’s compliance risks. - Design...

Full-time 2 views Experience : Min 10 yrs required

Title: Senior Legal Counsel Job Responsibilities: - Serve as the primary legal advisor to the Enhanced Protection Services (EPS) executive team, providing clear and strategic legal guidance that aligns with business objectives. - Partner closely with internal stakeholders, including sales, operations, finance, and...

Full-time 1 views Experience : 4-6 yrs required

Title: Counsel, Compliance Job Responsibilities: - Provide guidance and advice to internal stakeholders on consumer-facing regulatory matters, including compliance with the Telephone Consumer Protection Act (TCPA), CAN-SPAM Act, Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act (FDCPA), Unfair and Deceptive...

Full-time 2 views Experience : 10-5 yrs required

Title: AVP, Sr. Counsel Job Responsibilities: - Advise on broker-dealer and investment advisor regulatory compliance - Provide guidance on distribution agreements - Ensure adherence to relevant financial services, insurance, and broker-dealer laws - Stay updated on regulations from FINRA, SEC, DOL,...

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