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United States
Posted On Sep 01, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933

professionals on investment management, mutual fund, ETF, and CIT... legal and regulatory compliance. - Assist with SEC filings, including the annual update of fund registration statements and prospectus supplement filings. - Prepare board meeting materials for the company funds’ Board of Truste...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title

Compliance Team. Key duties include advising business professionals on investment management, mutual funds, ETFs, and CIT... legal and regulatory compliance. The role involves preparing SEC filings, including annual updates of fund registration statements and prospectus supplement filings, and preparing board...

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Posted On Aug 17, 26
Full-time 28 views Experience : Min 12 yrs required
Job Tags:
brokers Capital Markets derivatives Domestic Violence family financial products Harassment hedge funds Insurance Mutual Funds Partnership private equity Securities swaps Taxation
Job Tags:
brokers Capital Markets derivatives Domestic Violence family financial products Harassment hedge funds Insurance Mutual Funds Partnership private equity Securities swaps Taxation

clients, focusing on the taxation of financial products and investment vehicles. Your responsibilities will include providing both tax consulting and tax compliance services to entities such as proprietary and high-frequency trading firms, brokers and dealers, hedge funds, mutual funds, priva...

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Posted On Aug 18, 26
Full-time 5 views Experience : 8-10 yrs required
Job Tags:
equity fiduciary finance Insurance Mutual Funds Software wealth management
Job Tags:
equity fiduciary finance Insurance Mutual Funds Software wealth management

Title Client PM Portfolio Manager, Senior Job Responsibilities The Senior Portfolio Manager plays a crucial role in developing and retaining high-net-worth client relationships by delivering an exceptional and cohesive client experience. The responsibilities include: - Managing investment activities for fee...

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Posted On Sep 10, 26
Full-time 4 views Experience : 5-5 yrs required
Job Tags:
company policies Computer Science criminal developers family hedge funds information technology Insurance Mutual Funds partnerships private equity Securities Taxation
Job Tags:
company policies Computer Science criminal developers family hedge funds information technology Insurance Mutual Funds partnerships private equity Securities Taxation

Title: Manager, Tax Technology - Data Automation Job Responsibilities: - Develop and implement cutting-edge solutions with the Data Automation Solutions Team, focusing on training and onboarding strategic clients. - Manage project timelines effectively, ensuring all milestones and deliverables are met while adhering to...

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Posted On Sep 10, 26
Full-time 5 views Experience : 8-8 yrs required
Job Tags:
asset management company policies Corporation criminal family Insurance Partnership partnerships Taxation
Job Tags:
asset management company policies Corporation criminal family Insurance Partnership partnerships Taxation

Title: Senior Manager, Business Tax Services - Asset Management Job Responsibilities: - Build and manage client relationships while overseeing a portfolio of large clients, serving as the primary point of contact for both internal and external clients. - Manage relationships at a senior...

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Posted On Jul 13, 26
Full-time 1 views Experience : 1-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
AML entertainment Ethics finance Investment Advisers Act of 1940 investment management Securities special projects title
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
AML entertainment Ethics finance Investment Advisers Act of 1940 investment management Securities special projects title

Title: Senior SMA Compliance Examiner Investment Management Job Responsibilities: - Assist in implementing the compliance program for the broker-dealer wrap, or "SMA," advisory business for affiliated investment advisers. - Focus on portfolio monitoring, testing, and compliance with company policies and federal...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-4 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions hedge funds Insurance Mutual Funds pension private equity Securities spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions hedge funds Insurance Mutual Funds pension private equity Securities spectrum Taxation

Title: Financial Services - Tax - Wealth and Asset Management - Senior Job Responsibilities: As a Senior in Tax Compliance within the Wealth & Asset Management practice, the candidate will be responsible for managing and implementing tax compliance strategies. This includes providing...

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Posted On Aug 20, 26
Full-time 1 views Experience : 4-6 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance Partnership pension private equity Securities spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance Partnership pension private equity Securities spectrum Taxation

Title: Financial Services - Tax - Wealth and Asset Management - Manager Job Responsibilities: As a Tax Compliance Manager within the Wealth & Asset Management Tax practice, the individual will play a pivotal role in managing and implementing tax compliance strategies for...

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Posted On Sep 07, 26
Full-time 1 views
Job Tags:
agreements finance Insurance private equity
Job Tags:
agreements finance Insurance private equity

Title: Summer Legal Intern Job Responsibilities: - Support legal research and analysis across various domains including corporate, insurance, reinsurance, employment, and compliance matters. - Assist with drafting, reviewing, and updating a variety of legal and business documents such as non-disclosure agreements, vendor agreements,...

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