Legal jobs

Counsel The candidate will assist the Legal Department with day-to-day corporate legal needs and investment adviser and mutual fund work (including International... and Federal and State securities law analysis and compliance). Will report to the Deputy General Counsel, Funds. Work on the drafting... and filing of organizational documents for new products, regulatory filings, registration statements, proxy statements, corporate registrations, etc. Assist the firm with compliance w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will assist the Legal Department with day-to-day corporate legal needs and investment adviser and mutual fund work (including International,... Federal and State securities law analysis and compliance). Will report to the Deputy General Counsel. Assist with review of adviser and/or fund marketing materials and presentations for compliance with applicable standards (. FINRA, SEC). Assist with issues relating to adviser and funds business (., ERISA, FS...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will assist the legal department and the firm with day-to-day regulatory and litigation legal needs in the investment adviser and mutual fund area of law... (including Federal and State as well as International securities law analysis and compliance). Will respond to regulatory requests and audits, including being a point of contact on regulatory inquiries and exams such as SEC, FINRA, DOL, CFTC, NFA, IRS and corresponding foreign regulators. Oversee aspec... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Duties: Assist the Legal Department with day-to-day corporate legal needs and investment adviser and mutual fund work (including International,... Federal and State securities law analysis and compliance). Research, develop and prepare a variety of complex contracts such as license agreements and service agreements. Ensure such documentation is in compliance with applicable federal, state or multi-jurisdictional regulatory law. Review and interpret statutes, rules and p... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

- Legal Counsel Candidate will work in Institutional and Retail Legal Team within the Office of Corporate Counsel. Will serve as enterprise counsel for the client-facing businesses of company, including Advisor Services, Investor Services, and Corporate and Retirement Services, and serves as counsel for company’s Operational Services business which supports all of the client-facing business units. Serve as counsel for the Operational Services business, which suppo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director - Legal Counsel The candidate will be in Institutional and Retail Legal team within the Office of Corporate Counsel. Will serve as counsel for the Operational Services business, which supports nearly all areas of company including equity and fixed income trading, cashiering, corporate actions, margin services, mutual fund custody and operations,... account open and maintenance, operations control and other operational aspects related to servicing company’s clients. T... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will assist the Legal Department with day-to-day corporate legal needs and investment adviser and mutual fund work (including International,... Federal and State securities law analysis and compliance). Will support the portfolio management and trading groups and demonstrate discretion and judgment, provide legal counsel, planning and services to Dimensional, its subsidiary companies and its fund complexes. Research, develop and prepare a variety of lega... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director - Legal Counsel The candidate will be in Institutional and Retail Legal Team within the Office of Corporate Counsel. Will serve as counsel for the Operational Services business, which supports nearly all areas of company’s broker-dealer activities including equity and fixed income trading, cashiering, corporate actions, margin services, mutual fund custody and operations,... alternative investment custody, account solutions, operations control and other operational a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will assist the Legal Department with day-to-day legal needs relating to investment and trading activities of the investment adviser and mutual funds, which may involve... International, Federal and State securities law analysis and compliance. Will support the portfolio management and trading groups and demonstrate discretion and judgment provide legal counsel, planning and services to firm its subsidiary companies and its fund complexes. Research, develo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Duties: Will assist the Legal Department with day-to-day legal needs relating to investment and trading activities of the investment adviser and mutual funds, which may involve... International, Federal and State securities law analysis and compliance. Will support the portfolio management and trading groups and demonstrate discretion and judgment, provide legal counsel, planning and services to Dimensional, its subsidiary companies and its fund complexes. Research, dev... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here