Legal jobs

SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCO”) of company Mutual Funds and the company... Advantage... Funds (the “Funds”). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney Duties: Support all aspects of the company’s compliance group in the implementation and management of fixed income products. Review and negotiate various contracts binding to the firm including investment management agreements, counter party agreements, and other general agreements as they arise from time to time. Conduct legal research and provide advice related to the investment management business and other corporate matters. Assist in the preparati... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange lis... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange lis... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Planner The candidate support the Senior Wealth Planner and/or Wealth Planning Strategist in providing planning services to high net worth clients. Prepares analysis and work product on moderate to complex cases. May delivery the plan in partnership with the relationship manager. Helps the Senior Wealth Planner or other Wealth Planners develop new clients jointly with internal partners as well as individually with external sources. Partners with relationship managers... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Loan Documentation and Funding Supervisor The candidate will be responsible for the supervision of the commercial loan origination team from receipt of the documentation request through funding of the loan. Will supervises loan documentation preparation, executed loan documentation review, the funding and boarding activities associated with commercial loans, SBA and commercial real estate loans. Perform 2nd review on loan documentation, and approve all funding req... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Closing Officer The candidate manages the post-approval stage closing processes for new deals and portfolio management credit actions (amendments & increases). Satisfies new client on-boarding compliance requirements, e-file set up & population; pre-funding activities and pre-disbursement funding requirements. As an extension of the Underwriting & Portfolio Management group, interacts closely with an assigned Business Unit’s deal team members (underwriters, analysts, or... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President - Closing Officer The candidate will manages the post-approval stage closing processes for new deals and portfolio management credit actions (amendments and increases). Satisfies new client on-boarding compliance requirements, e-file set up and population; pre-funding activities and pre-disbursement funding requirements. As an extension of the Underwriting and Portfolio Management group, interacts closely with an assigned Business Unit s deal team me... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President, Loan Closer Duties: Manages the post-approval stage closing processes for new deals and portfolio management credit actions (amendments & increases). Satisfies new client on-boarding compliance requirements, e-file set up & population; pre-funding activities and pre-disbursement funding requirements. As an extension of the Underwriting & Portfolio Management group, interacts closely with an assigned Business Unit’s deal team members (underwriters, a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Overview of . Private Bank - Private Banker - Vice President or Executive Director Position Company is actively seeking a talented and motivated individual to join their . Private Bank team as a Private Banker Vice President or Executive Director. The position will be based in Pasadena, CA and the successful candidate will be responsible for managing and maintaining relationships with clients, generating business results and acquiring new assets, advising clients... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here