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United States
Posted On Aug 12, 26
Full-time 2 views Experience : 10-20 yrs required
Job Tags:
1940 Act advertising asset management corporate compliance due diligence entertainment equity ETFs Ethics finance FINRA Investment Advisers Act of 1940 Investment Company Act lending marketing Mutual Funds registered investment companies regulatory compliance
Job Tags:
1940 Act advertising asset management corporate compliance due diligence entertainment equity ETFs Ethics finance FINRA Investment Advisers Act of 1940 Investment Company Act lending marketing Mutual Funds registered investment companies regulatory compliance

Title: Chief Compliance Officer Job Responsibilities: Compliance Leadership & Governance - Serve as the designated Chief Compliance Officer for the company's registered investment adviser and applicable registered investment companies. - Maintain and oversee the firm's compliance program pursuant to Rules 206(4)-7 and 38a-1 under...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Administrator 2-Fin The candidate will have global responsibility for: Becoming an expert on the entire company Marketing Cloud bid management process and systems. This includes becoming an expert in creation all bid package deliverables (BPW, eSaaS Pricing Tool, RAW, SOW/Exhibits, etc) and systems (iPD, Q, DAS, etc); Providing guidance on how to structure contract documentation (Fixed Price vs Time and Material vs Other) to meet contracting standards and policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Finance Attorney The candidate will oversee and advise the business on all legal issues and requirements surrounding Consumer Finance and Compliance. Should have a . degree and admission to the Utah, Texas or California State Bar. Compliance Certification or equivalent is preferred. Prior financial institution experience is required. Regulatory compliance experience in the following disciplines is preferred: lending, operations, marketing, and finance. Supervisor... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

And Loan Documentation Specialist Duties: Collaborate professionally with leasing representatives and potential lessees to gather due diligence information and documents timely. Adhere to and modify with management approval a comprehensive/accurate document process to insure proper documentation and collateral position perfection as a prelude to closing and funding for various business and asset types. Investigate corporate organization(s) and associated standing, and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Administrator 2-Fin The candidate will have global responsibility for: Becoming an expert on the entire company Marketing Cloud bid management process and systems. This includes becoming an expert in creation all bid package deliverables (BPW, eSaaS Pricing Tool, RAW, SOW/Exhibits, etc) and systems (iPD, Q, DAS, etc); Providing guidance on how to structure contract documentation (Fixed Price vs Time and Material vs Other) to meet contracting standards and policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Document Specialist lll Duties: Lead position in the Loan Document area of the Credit Department and is responsible for the general oversight of the area. Position is responsible for coordinating and processing loan files, preparing loan documentation for loan closing, and completing administrative tasks associated with the loan closing. Organize and maintain existing loan files. Build new loan files. Review loan packages for completeness. Prepare loan documentation f... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Exchange Officer The candidate works with local and national customers in connection with their tax-deferred 1031 exchanges, with a focus on reverse and improvement exchanges. Manage 1031 reverse and improvement exchanges. Develop proficiency in 1031 rules and ability to independently handle reverse and improvement exchanges and answer client questions. Discuss transaction with clients and their counsel. Review documentation and work with clients’ representatives i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Part Time Tax Manager - Multistate Tax Services - Investment Management Industry The candidate will provide state tax compliance and consulting services to Investment Management industry clients such as hedge funds, mutual funds, private equity funds,... and other alternative investment... funds. Performing a detailed technical... review of partnership and corporate state tax returns and work papers for Investment Management clients. Assisting with engagement workflow management and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager - Multistate Tax Services - Investment Management Industry The candidate will perform a detailed technical review of partnership and corporate state tax returns and work papers for Investment Management clients. Will assist with engagement workflow management and supervise staff on assigned engagements. Oversee complex tax projects requiring research and tax analysis for a variety of investment fund structures. Assist with audit defense for state tax notices. Bac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Tax Director Duties: Serve multinational banks, insurance companies, investment managers, broker-dealers, and hedge funds. Serves more of the... largest and most complex financial services companies than any other firm. Provides tax consulting and compliance services to many of the world's largest mutual funds, common trust funds,... limited... partnerships, hedge funds, pension funds, annuities, trusts... and industry service providers.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

CHENEGA HEALTHCARE SERVICES Salt Lake City, UT   The Law Clerk II shall provide legal research and litigation support to the Security Exchange Commission (SEC), Division of Enforcement. The SEC’s Division of Enforcement utilizes a variety of data that contain current, historical and futures information about sensitive public company data, mutual fund data, and trade/quote... data. Responsibili... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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