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  1. Legal Jobs
  2. Browse Legal Jobs
  3. New Jersey
  4. Rochelle Park
  5. Rule 144a
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United States
Posted On Jul 20, 26
Full-time Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements AML banking Capital Markets Code of Conduct derivatives Energy equity equity financing family FINRA Foreign Exchange Investment Banking marketing mergers Money Laundering offering memoranda Rule 144A securities laws wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements AML banking Capital Markets Code of Conduct derivatives Energy equity equity financing family FINRA Foreign Exchange Investment Banking marketing mergers Money Laundering offering memoranda Rule 144A securities laws wealth management

issued via SEC registration, Rule 144A, Regulation S, or... other applicable exemptions. These instruments are linked to various asset classes, including equities, rates, commodities, currencies, indices, or baskets of these categories. - Advise on . securities laws and FINRA requirements related...

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Posted On Jul 27, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Finance - Structured Finance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Finance - Structured Finance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters

Title: Director, Legal Counsel-Capital Markets Job Responsibilities: - Provide strategic legal advice and support to senior management, influencing business strategy and decision-making. - Anticipate regulatory and legal risks and proactively design strategies to manage them. - Perform legal and regulatory...

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Posted On Jul 30, 26
Full-time 1 views Experience : 4-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors bylaws Capital Markets construction corporate governance directors Energy equity finance health insurance Insurance Partnership Rule 144A Securities securities disclosure securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors bylaws Capital Markets construction corporate governance directors Energy equity finance health insurance Insurance Partnership Rule 144A Securities securities disclosure securities laws

Title: Director, Legal Counsel, Corporate & Securities Job Responsibilities: - Lead the preparation of materials for the Board of Directors and its committees, including agendas, presentations, minutes, and resolutions. - Manage the preparation and distribution of stockholder consents and notices, including vote threshold...

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Posted On Sep 09, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Case Law contracts equity FINRA Investment Banking licensing Litigation M&A Rule 144A securities laws tender offers
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Case Law contracts equity FINRA Investment Banking licensing Litigation M&A Rule 144A securities laws tender offers

Title Assistant General Counsel - Capital Markets - Vice President Job Responsibilities - Draft and negotiate engagement letters, underwriting/purchase agreements, dealer manager agreements, rep letters, NDAs, and other relevant documents. - Review registration statements, offering memorandum, counsel opinions, accountant comfort...

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Posted On Sep 10, 26
Full-time 14 views Experience : 6-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Structured Finance Finance - Banking
Job Tags:
banking banking laws Capital Markets employee benefits investment management mortgages Secured lending Securities securities laws securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Structured Finance Finance - Banking
Job Tags:
banking banking laws Capital Markets employee benefits investment management mortgages Secured lending Securities securities laws securitization structured finance

Title: In-House Legal Coverage Position for Fixed Income Sales & Trading/Securitization and Secured Lending Coverage Attorney Job Responsibilities: - Provide senior legal coverage to the securitization and secured lending businesses within the Fixed Income Division's securitized products group (SPG) and Securitized...

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Posted On Jul 12, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Title: Senior Corporate Counsel - Securities Capital Markets Job Responsibilities: The Senior Corporate Counsel for Securities Capital Markets at the company will be a key member of the Capital Markets Legal Team within the Law Division. The successful candidate will be responsible...

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Posted On Jul 14, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

Title: Legal Counsel Job Responsibilities: - Provide legal support to the Corporate & Investment Banking Group (CIB) of the company, including the New York branch and Houston representative office, as well as its SEC-registered broker dealer. - Counsel on legal and regulatory issues,...

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Posted On Aug 28, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

Title: Investment Banking In-House Finance Counsel Job Responsibilities: The successful candidate for the Investment Banking In-House Finance Counsel position at the company will be responsible for providing legal counsel on various legal and regulatory issues, particularly in support of the Corporate &...

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