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United States
Posted On Jul 21, 26
Full-time 1 views Experience : 12-12 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors Capital Markets contracts corporate governance Corporate Law Corporation Insurance SEC filings Securities Securities Exchange Act of 1934 stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors Capital Markets contracts corporate governance Corporate Law Corporation Insurance SEC filings Securities Securities Exchange Act of 1934 stock exchange

Title: Lead Counsel - Securities Law Job Responsibilities: The Lead Counsel - Securities Law at the company is responsible for providing legal counsel and advice to the corporation and its subsidiaries to ensure effective operation in compliance with federal, state, and local...

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Posted On Sep 01, 26
Full-time 1 views Experience : 6-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange

securities law compliance, corporate governance, capital markets transactions, and public company reporting obligations. This role involves close collaboration with executive leadership, Finance, Accounting, Treasury, Investor Relations, Human Resources, and the Board of Directors to ensure adherence to SEC regulations, Nasd...

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Posted On Sep 10, 26
Full-time 2 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange

review, and filing of SEC reports and disclosures, including... registration statements, Section 16 filings, and beneficial ownership reports. ... - Provide legal and compliance support on securities law, disclosure obligations, and corporate finance matters. - Review and advise on earnings releases,...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for providing comprehensive legal advice and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. This role requires...

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Posted On Aug 31, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange

Title Vice President Assistant General Counsel Job Responsibilities The Assistant General Counsel plays a crucial role in providing comprehensive legal support and guidance within the company. The position is designed for a highly skilled legal professional with expertise in corporate, securities,...

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Posted On Aug 26, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange

Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel is tasked with providing legal counsel and support on a variety of corporate matters. Key responsibilities include: - Offering legal counsel concerning the company’s executive compensation programs, such as Long-Term Incentive Plans (LTIPs),...

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Posted On Sep 08, 26
Full-time 11 views
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

preparation and review of SEC filings, including Forms 10-K,... statements, and Section 16 filings. - Assist with the annual... proxy process, including drafting and coordination. - Ensure compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder approval requirements. - Contribute to...

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Posted On Aug 18, 26
Full-time 10 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

General Counsel Corporate Job Responsibilities: - SEC Compliance: Lead the company's... Act and 1934 Act filings, including registration statements and... statements, and Section 16 filings. Collaborate with Accounting, Tax,... and disclosure requirements. Provide advice on applicable SEC regulations and Nasdaq stock... exchang...

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Posted On Sep 02, 26
Contract, Full-time 21 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
company policies SEC filings Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
company policies SEC filings Securities

Securities and Exchange Commission (SEC), including Section 16 securities... ownership filings, proxy statements, and 10-K,... 10-Q, and 8-Ks. - Prepare correspondence, memoranda, board and committee resolutions, minutes, and written consents as needed. - Analyze legal documents and maintain a working knowledge of...

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Posted On Jun 19, 26
Full-time 4 views Experience : 1-3 yrs required
Practice Area:
Insurance
Job Tags:
family Insurance Litigation LLC Software
Practice Area:
Insurance
Job Tags:
family Insurance Litigation LLC Software

Title: Legal Administrative Assistant Job Responsibilities: - Manage and maintain litigation and transactional calendars and schedules for assigned attorneys with strong attention to detail. - Assist attorneys with reviewing and routing incoming mail, email management, document and office organization, and maintaining organized legal...

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Posted On Jul 13, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA fraud Government Investment Banking investment management Litigation Securities wealth management
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA fraud Government Investment Banking investment management Litigation Securities wealth management

Title: Vice President, Wealth Management Investigations Attorney Job Responsibilities: - Conduct and coordinate internal investigations involving potential employee misconduct, including serious violations of law or industry rules such as misappropriation, fraud, and insider trading, as well as internal violations of company policies. -...

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Posted On Jul 13, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Administrative Law Finance - General Government - General
Job Tags:
employee benefits FINRA fraud Government Investment Banking investment management Litigation Securities wealth management
Practice Area:
Finance - Financial Services Regulation Administrative Law Finance - General Government - General
Job Tags:
employee benefits FINRA fraud Government Investment Banking investment management Litigation Securities wealth management

Title: Executive Director, Senior Wealth Management Investigations Attorney Job Responsibilities: The Executive Director, Senior Wealth Management Investigations Attorney at the company is tasked with managing a docket of internal and regulatory enforcement investigations and inquiries for the Wealth Management business segment. This...

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Posted On Jul 10, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects

(RIA) fund compliance platform, including managing quarterly and annual reporting processes for both internal compliance procedures and required SEC filings. - Coordinate quarterly valuation... and expense allocation meetings, which involves scheduling, preparing materials, and documenting meeting minutes. - Monitor investment guidelines, restrict...

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Posted On Jun 18, 26
Full-time 6 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
corporate governance due diligence NYSE organizational documents physicians Profit Sharing Registered Investment Advisor SEC filings special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
corporate governance due diligence NYSE organizational documents physicians Profit Sharing Registered Investment Advisor SEC filings special projects

Title: Corporate Paralegal Job Responsibilities: The Corporate Paralegal plays a crucial role in supporting the Legal Department at **Members Only.**, focusing primarily on fund compliance related to the Company's registered investment advisor (RIA), providing holistic fund platform support, and managing corporate governance matters...

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Posted On Jul 03, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Contract Law Real Estate - General Real Estate - Tax Corporate - General Tax - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects
Practice Area:
Corporate - Compliance Corporate - Contract Law Real Estate - General Real Estate - Tax Corporate - General Tax - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects

Title Legal and Risk Management Specialist Job Responsibilities This position is a vital part of the Legal and Risk Management Department, supporting a wide array of legal, corporate governance, compliance, risk management, and operational initiatives. Key responsibilities include: - Overseeing...

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Posted On Jul 03, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects

Title Paralegal/Legal Assistant Job Responsibilities This position is a vital component of the Legal and Risk Management Department at the company. The role encompasses a wide range of responsibilities in legal, corporate governance, compliance, risk management, and operational initiatives. Key responsibilities...

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Posted On Jul 10, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
corporate governance Corporation directors Incorporation Joint Ventures organizational documents special projects
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
corporate governance Corporation directors Incorporation Joint Ventures organizational documents special projects

Title: Corporate and Entity Management Paralegal Job Responsibilities: - Update and maintain a corporate entity management database with information on legal entities, including states of incorporation, qualifications to do business, organizational structures, entity officers and boards of directors, and corporate records to...

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Posted On Jul 13, 26
Full-time 2 views
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management

inquiries from regulators and law enforcement at the state and federal level, including the SEC, FINRA, DOJ, and various... state agencies. - Collect and preserve documents and data from internal systems, departments, and clients for review, analysis, and production. This incl...

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Posted On Sep 09, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Residential Transactions
Job Tags:
agreements Contract Law contracts corporate governance family Genetics investment management lease licensing Litigation Partnership Property Management regulatory compliance renewals residential real estate
Practice Area:
Real Estate - Residential Transactions
Job Tags:
agreements Contract Law contracts corporate governance family Genetics investment management lease licensing Litigation Partnership Property Management regulatory compliance renewals residential real estate

Title: Corporate Paralegal Job Responsibilities: - Contract Management: Maintain organized records of all contracts, including saving revised and executed versions using established naming conventions. Monitor and track automatic renewals, expirations, and notice deadlines. Prepare signature packets and coordinate execution of agreements. - Compliance...

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Posted On Sep 11, 26
Full-time 3 views Experience : Min 3 yrs required
Job Tags:
Capital Markets criminal divestitures Energy Immigration initial public offerings Mergers and Acquisitions Partnership partnerships private equity public offerings Securities Taxation underwriters
Job Tags:
Capital Markets criminal divestitures Energy Immigration initial public offerings Mergers and Acquisitions Partnership partnerships private equity public offerings Securities Taxation underwriters

Senior - Strategic Partnership Solutions Duties: The candidate will support clients through complex partnership tax matters tied to public offerings, Up-C structures, special purpose acquisition companies (SPACs), and other strategic transactions. Will also have the opportunity to contribute to proprietary...

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