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United States
Posted On Sep 08, 26
Full-time 11 views
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

preparation and review of SEC filings, including Forms 10-K,... statements, and Section 16 filings. - Assist with the annual... proxy process, including drafting and coordination. - Ensure compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder approval requirements. - Contribute to...

Posted On Sep 14, 26
Full-time 3 views Experience : 1-4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title

related to corporate entities. - Prepare materials for the Board of Directors in a NYSE publicly listed company. - Work on US Securities and Exchange Commission (SEC) filings and compliance matters.... - Review and collaborate with a team on fina...

Posted On Aug 18, 26
Full-time 10 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

General Counsel Corporate Job Responsibilities: - SEC Compliance: Lead the company's... Act and 1934 Act filings, including registration statements and... statements, and Section 16 filings. Collaborate with Accounting, Tax,... and disclosure requirements. Provide advice on applicable SEC regulations and Nasdaq stock... exchang...

Posted On Sep 30, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance equity family fiduciary FINRA M&A NASDAQ Securities Securities Exchange Act of 1934 Software
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance equity family fiduciary FINRA M&A NASDAQ Securities Securities Exchange Act of 1934 Software

governance. - Ensure securities disclosures, filings, and governance practices meet... . and applicable international requirements. - Manage outside counsel expertise effectively. - Build and maintain knowledge databases for automation, digitization, chat bot, and AI tool utilization. - Collaborate with senior leadership and law dep...

Posted On Sep 02, 26
Contract, Full-time 21 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
company policies SEC filings Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
company policies SEC filings Securities

Securities and Exchange Commission (SEC), including Section 16 securities... ownership filings, proxy statements, and 10-K,... 10-Q, and 8-Ks. - Prepare correspondence, memoranda, board and committee resolutions, minutes, and written consents as needed. - Analyze legal documents and maintain a working knowledge of...

Posted On Sep 16, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Litigation - General (consumer) Litigation - Commercial
Job Tags:
civil litigation depositions health insurance Insurance Litigation pleadings
Practice Area:
Litigation - General (consumer) Litigation - Commercial
Job Tags:
civil litigation depositions health insurance Insurance Litigation pleadings

Title: Legal Secretary Job Responsibilities: * Organize and maintain case files, ensuring they are well-organized and requesting necessary documents. * Manage and review the legal calendar, ensure deadlines are met, document actions, and input information into the file database. * Draft legal documents and...

Posted On Jul 13, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA fraud Government Investment Banking investment management Litigation Securities wealth management
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA fraud Government Investment Banking investment management Litigation Securities wealth management

Title: Vice President, Wealth Management Investigations Attorney Job Responsibilities: - Conduct and coordinate internal investigations involving potential employee misconduct, including serious violations of law or industry rules such as misappropriation, fraud, and insider trading, as well as internal violations of company policies. -...

Posted On Jul 13, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Administrative Law Finance - General Government - General
Job Tags:
employee benefits FINRA fraud Government Investment Banking investment management Litigation Securities wealth management
Practice Area:
Finance - Financial Services Regulation Administrative Law Finance - General Government - General
Job Tags:
employee benefits FINRA fraud Government Investment Banking investment management Litigation Securities wealth management

Title: Executive Director, Senior Wealth Management Investigations Attorney Job Responsibilities: The Executive Director, Senior Wealth Management Investigations Attorney at the company is tasked with managing a docket of internal and regulatory enforcement investigations and inquiries for the Wealth Management business segment. This...

Posted On Jul 10, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects

(RIA) fund compliance platform, including managing quarterly and annual reporting processes for both internal compliance procedures and required SEC filings. - Coordinate quarterly valuation... and expense allocation meetings, which involves scheduling, preparing materials, and documenting meeting minutes. - Monitor investment guidelines, restrict...

Posted On Jul 03, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Contract Law Real Estate - General Real Estate - Tax Corporate - General Tax - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects
Practice Area:
Corporate - Compliance Corporate - Contract Law Real Estate - General Real Estate - Tax Corporate - General Tax - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects

Title Legal and Risk Management Specialist Job Responsibilities This position is a vital part of the Legal and Risk Management Department, supporting a wide array of legal, corporate governance, compliance, risk management, and operational initiatives. Key responsibilities include: - Overseeing...

Posted On Jul 03, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
commercial real estate company policies contracts corporate governance corporate transactions due diligence Energy finance Government Insurance licensing Litigation renewals Software special projects

Title Paralegal/Legal Assistant Job Responsibilities This position is a vital component of the Legal and Risk Management Department at the company. The role encompasses a wide range of responsibilities in legal, corporate governance, compliance, risk management, and operational initiatives. Key responsibilities...

Posted On Jul 10, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
corporate governance Corporation directors Incorporation Joint Ventures organizational documents special projects
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
corporate governance Corporation directors Incorporation Joint Ventures organizational documents special projects

Title: Corporate and Entity Management Paralegal Job Responsibilities: - Update and maintain a corporate entity management database with information on legal entities, including states of incorporation, qualifications to do business, organizational structures, entity officers and boards of directors, and corporate records to...

Posted On Jul 13, 26
Full-time 2 views
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management

inquiries from regulators and law enforcement at the state and federal level, including the SEC, FINRA, DOJ, and various... state agencies. - Collect and preserve documents and data from internal systems, departments, and clients for review, analysis, and production. This incl...

Posted On Sep 09, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Residential Transactions
Job Tags:
agreements Contract Law contracts corporate governance family Genetics investment management lease licensing Litigation Partnership Property Management regulatory compliance renewals residential real estate
Practice Area:
Real Estate - Residential Transactions
Job Tags:
agreements Contract Law contracts corporate governance family Genetics investment management lease licensing Litigation Partnership Property Management regulatory compliance renewals residential real estate

Title: Corporate Paralegal Job Responsibilities: - Contract Management: Maintain organized records of all contracts, including saving revised and executed versions using established naming conventions. Monitor and track automatic renewals, expirations, and notice deadlines. Prepare signature packets and coordinate execution of agreements. - Compliance...

Posted On Sep 14, 26
Full-time 2 views Experience : 6-6 yrs required
Practice Area:
General Practice - Transactional & Litigation Litigation - Labor & Employment Litigation - Appellate Litigation - Real Estate - Defense Litigation - Civil Rights Employment Law - General Real Estate - General Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - Purchase and Sale (Residential) Real Estate - Tax Tax - General
Job Tags:
appeals contracts Energy FLSA Government Labor and Employment Litigation petroleum pleadings Software special projects
Practice Area:
General Practice - Transactional & Litigation Litigation - Labor & Employment Litigation - Appellate Litigation - Real Estate - Defense Litigation - Civil Rights Employment Law - General Real Estate - General Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - Purchase and Sale (Residential) Real Estate - Tax Tax - General
Job Tags:
appeals contracts Energy FLSA Government Labor and Employment Litigation petroleum pleadings Software special projects

Title: Legal Assistant III Job Responsibilities: The role of Legal Assistant III in the company involves performing a variety of legal administrative and clerical functions under minimum supervision. The incumbent supports the entire Legal Department, which includes areas such as litigation, contracts,...

Posted On Sep 25, 26
Full-time 3 views Experience : Min 3 yrs required
Job Tags:
Capital Markets criminal divestitures Energy Immigration initial public offerings Mergers and Acquisitions Partnership partnerships private equity public offerings Securities Taxation underwriters
Job Tags:
Capital Markets criminal divestitures Energy Immigration initial public offerings Mergers and Acquisitions Partnership partnerships private equity public offerings Securities Taxation underwriters

Senior - Strategic Partnership Solutions Duties: The candidate will support clients through complex partnership tax matters tied to public offerings, Up-C structures, special purpose acquisition companies (SPACs), and other strategic transactions. Will also have the opportunity to contribute to proprietary...

Posted On Sep 25, 26
Full-time 15 views Experience : Min 5 yrs required
Job Tags:
acquisitions agreements Capital Markets criminal divestitures finance Immigration initial public offerings mergers Mergers and Acquisitions Partnership partnerships public offerings Securities Taxation underwriters
Job Tags:
acquisitions agreements Capital Markets criminal divestitures finance Immigration initial public offerings mergers Mergers and Acquisitions Partnership partnerships public offerings Securities Taxation underwriters

Title: Tax Manager - National Federal Tax Services - Strategic Partnership Solutions Job Responsibilities: As a Manager in the Tax Services team within the Strategic Partnership Solutions practice, your core responsibilities will include: - Advising large operating partnership clients on . federal...

Posted On Sep 10, 26
Full-time 1 views Experience : 8-10 yrs required
Job Tags:
company policies corporate governance criminal family Insurance Taxation
Job Tags:
company policies corporate governance criminal family Insurance Taxation

Title: Senior Manager - Business License, Tax Registration and Global Entity Management Job Responsibilities: - Define and execute practice strategy across business license, tax registration, global entity management, corporate secretarial, and annual report services. - Lead the development of go-to-market plans and multi-disciplinary...

Posted On Jul 21, 26
Full-time 2 views Experience : 12-12 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors Capital Markets contracts corporate governance Corporate Law Corporation Insurance SEC filings Securities Securities Exchange Act of 1934 stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors Capital Markets contracts corporate governance Corporate Law Corporation Insurance SEC filings Securities Securities Exchange Act of 1934 stock exchange

Title: Lead Counsel - Securities Law Job Responsibilities: The Lead Counsel - Securities Law at the company is responsible for providing legal counsel and advice to the corporation and its subsidiaries to ensure effective operation in compliance with federal, state, and local...

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