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United States
Posted On Sep 08, 26
Full-time 9 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

preparation and review of SEC filings, including Forms 10-K,... statements, and Section 16 filings. - Assist in the annual... proxy process, including drafting and coordination. - Ensure compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder approval requirements. - Contribute to...

Posted On Jul 31, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions banking family M&A Media NASDAQ Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions banking family M&A Media NASDAQ Securities

Title: Corporate Counsel Job Responsibilities: The Corporate Counsel at Company is tasked with a variety of responsibilities that support the company's growth and expansion in the legal, accounting, consulting, private capital, and real assets sectors. The role encompasses: - Corporate Governance: -...

Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice concerning applicable rules, regulations, and legal risks related to the brokerage and investment advisory business....

Posted On Aug 25, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Commercial Contracts corporate transactions due diligence Joint Ventures M&A NYSE partnerships Visa
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Commercial Contracts corporate transactions due diligence Joint Ventures M&A NYSE partnerships Visa

Title: M&A and Corporate Transactions Attorney – Hybrid Job Responsibilities: - Work closely with senior legal department leadership and cross-functional teams to support strategic transactions and ongoing compliance with regulatory requirements. - Lead and support M&A transactions, including drafting and negotiating NDAs, conducting...

Posted On Sep 23, 26
Full-time 17 views Experience : 8-14 yrs required
Practice Area:
Antitrust and Competition - Litigation and Investigations Antitrust and Competition - Mergers and Acquisitions (Corporate)
Job Tags:
AML antitrust antitrust Compliance Competition Law criminal Energy finance first chair Government government contracts Insurance Litigation M&A OFAC regulatory compliance Software white collar
Practice Area:
Antitrust and Competition - Litigation and Investigations Antitrust and Competition - Mergers and Acquisitions (Corporate)
Job Tags:
AML antitrust antitrust Compliance Competition Law criminal Energy finance first chair Government government contracts Insurance Litigation M&A OFAC regulatory compliance Software white collar

Title: Assistant General Counsel - Antitrust and White Collar Job Responsibilities: The Assistant General Counsel - Antitrust and White Collar will serve as the key leader on antitrust and white-collar criminal matters for the company. This role is integral to the company's...

Posted On Aug 12, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Title: Paralegal Job Responsibilities: - Coordinate the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional information (SAIs), including annual updates and supplements. These documents are required by the Investment Company Act of 1940, the Securities...

Posted On Sep 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - General
Job Tags:
corporate governance Corporate Law Corporation directors Financial Institutions regulatory compliance Securities shareholders
Practice Area:
Corporate - General
Job Tags:
corporate governance Corporate Law Corporation directors Financial Institutions regulatory compliance Securities shareholders

Title: Legal Counsel - Corporate Governance Job Responsibilities: - Provide legal counsel and manage corporate governance activities for the boards of Company Corporation, its wholly owned nationally chartered bank subsidiaries, and other . subsidiaries. - Advise on corporate governance matters and...

Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Title: SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, offering legal analysis and advice related to compliance with applicable rules, regulations, and legal risks impacting brokerage and...

Posted On Sep 17, 26
Full-time 2 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Title: Paralegal Job Responsibilities: - Coordinate the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional information (SAIs), including annual updates and supplements, and other disclosure documents required by the Investment Company Act of 1940...

Posted On Jul 08, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Title: Legal Affairs Manager Job Responsibilities: The Legal Affairs Manager at the company will primarily focus on supporting the Columbia Threadneedle Investments registered investment companies. Under the direction of an attorney, the individual will be responsible for performing ongoing legal and regulatory...

Posted On Sep 25, 26
Full-time 3 views Experience : Min 3 yrs required
Job Tags:
Capital Markets criminal divestitures Energy Immigration initial public offerings Mergers and Acquisitions Partnership partnerships private equity public offerings Securities Taxation underwriters
Job Tags:
Capital Markets criminal divestitures Energy Immigration initial public offerings Mergers and Acquisitions Partnership partnerships private equity public offerings Securities Taxation underwriters

Senior - Strategic Partnership Solutions Duties: The candidate will support clients through complex partnership tax matters tied to public offerings, Up-C structures, special purpose acquisition companies (SPACs), and other strategic transactions. Will also have the opportunity to contribute to proprietary...

Posted On Sep 10, 26
Full-time 1 views Experience : 8-10 yrs required
Job Tags:
company policies corporate governance criminal family Insurance Taxation
Job Tags:
company policies corporate governance criminal family Insurance Taxation

Title: Senior Manager - Business License, Tax Registration and Global Entity Management Job Responsibilities: - Define and execute practice strategy across business license, tax registration, global entity management, corporate secretarial, and annual report services. - Lead the development of go-to-market...

Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice with respect to applicable rules, regulations, and legal risks related to the brokerage and investment...

Posted On Sep 23, 26
Full-time 10 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A
Job Tags:
board of directors Commercial Contracts corporate governance due diligence Employment Law family Intellectual Property licensing Litigation M&A NASDAQ Partnership Securities trademarks
Practice Area:
Corporate - M&A
Job Tags:
board of directors Commercial Contracts corporate governance due diligence Employment Law family Intellectual Property licensing Litigation M&A NASDAQ Partnership Securities trademarks

corporate governance, securities compliance, and strategic initiatives. - Lead and execute mergers and acquisitions (M&A) transactions from due diligence through integration, in collaboration with the CEO and CFO. - Provide guidance on SEC reporting obligations, including Forms... 10-K, 10-Q, 8-K, proxy statements,...

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