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United States
Full-time 12 views

preparation and review of SEC filings, including Forms 10-K,... statements, and Section 16 filings. - Support the annual... proxy process, including drafting and coordination. - Assist with compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder approval requirements....

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Full-time 11 views Experience : Min 2 yrs required

Title: Associate Legal Counsel - Capital Markets Job Responsibilities: The Associate Legal Counsel - Capital Markets at Company is responsible for a variety of legal tasks associated with the firm’s investment banking and capital markets business. The primary job functions include: -...

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Full-time 4 views Experience : Min 5 yrs required

review, and filing of SEC filings, including 10-K, 10-Q,... S-3, S-8, and other filings as needed to ensure... compliance with federal securities laws and NYSE listing requirements. - Assist with the review of earnings and investor communications materials, including earnings announcements,...

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Full-time 6 views Experience : Min 3 yrs required

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: - Collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. - Advise on and support the operation of...

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Full-time 3 views Experience : Min 6 yrs required

General Counsel Job Title Associate General Counsel Job Responsibilities Corporate Governance Matters - Leads corporate governance and corporate compliance work in the Legal function, ensuring that the company is observing corporate formalities globally. - Advises on legal and governance matters relating to the parent company, providing...

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Full-time 3 views Experience : Min 7 yrs required

Based Finance US Deal Counsel The Role This is a full-time position centered in New York, dedicated to managing the day-to-day legal facets of new investments by the company. The individual will be part of the Legal team, collaborating closely with Investing...

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Full-time 5 views Experience : 4-8 yrs required

Title Transactional Attorney Job Responsibilities - Structure, negotiate, and execute M&A, growth equity, and capital markets transactions, as well as strategic commercial and intellectual property contracts for Company and Company International. - Collaborate directly with investment, operating, and functional teams...

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Full-time 1 views Experience : Min 4 yrs required

issues. - Manage public company filings and internal processes. - Handle... Board, Committee, and other corporate governance matters for the company and its subsidiaries and joint ventures. - Assist with corporate and securities transactions, including mergers and acquisitions (M&A) and other strategic investments. -...

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Full-time 1 views Experience : Min 10 yrs required

stages of pre-term sheet through due diligence, drafting, negotiations, and post-closing activities. This role involves coordinating necessary regulatory filings with other legal teams... and business units and serving as the primary legal support for corporate development or equivalent verticals. T...

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Full-time 2 views Experience : Min 8 yrs required

Title: Associate General Counsel Job Responsibilities: - Work with and advise the investment team and portfolio company leadership on platform deals and add-on investments to portfolio companies, including both sell and buy sides. - Coordinate with outside counsel on all aspects of transactions,...

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Full-time 9 views Experience : Min 10 yrs required

Title: Associate General Counsel - Corporate Governance & Securities Job Responsibilities: The Associate General Counsel - Corporate Governance & Securities is a senior legal advisor tasked with overseeing corporate governance, securities law, disclosure, capital markets, treasury matters, and other strategic corporate transactions....

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Full-time 3 views Experience : 5-10 yrs required

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including legal analysis and advice on applicable rules, regulations, and legal risks relating to the brokerage and investment advisory business. -...

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Full-time 3 views Experience : 5-7 yrs required

Title: Assistant General Counsel, M&A Job Responsibilities: - Develop and implement legal strategies for M&A activities aligning with the company’s business and legal objectives. - Advise on Securities laws and reporting requirements. - Drive corporate governance in partnership with the Chief Legal Officer, engaging...

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Full-time 1 views Experience : Min 3 yrs required

Title Assistant General Counsel - Capital Markets - Vice President Job Responsibilities - Draft and negotiate engagement letters, underwriting/purchase agreements, dealer manager agreements, rep letters, NDAs, and other relevant documents. - Review registration statements, offering memorandum, counsel opinions, accountant comfort...

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