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United States
Posted On Aug 14, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

Title Vice President, Associate General Counsel – Corporate Job Responsibilities The Vice President, Associate General Counsel – Corporate is tasked with overseeing several critical functions within the company. This includes managing the company's SEC compliance program, leading corporate governance efforts,...

Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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IV The candidate will provide senior level legal support to the business units within company. Will play a key role in reviewing and assessing the legal and strategic framework within which these products are offered to clients. Will also coordinate with other attorneys on the team on the day-to-day legal support for the distribution and offering products. Report to the Managing Counsel for the WIM Investments Center of Excellence. Must have 8+ years of experience as... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Alternative Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with... compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

IV The candidate will provide senior level legal support to the business units within company. Will play a key role in reviewing and assessing the legal and strategic framework within which these products are offered to clients. Will also coordinate with other attorneys on the team on the day-to-day legal support for the distribution and offering products. Report to the Managing Counsel for the WIM Investments Center of Excellence. Must have 8+ years of experience as... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Counsel The candidate will compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks, 10-Qs, 8-Ks, proxy statements and Section 16 filings. Monitoring, maintaining and implementing various corporate governance practices and policies, including compliance with NYSE listing and SOX requirements. Supporting Disclosure Committee and quarterly certification process. Supportin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

VP Deputy General Counsel The candidate performs all duties and responsibilities in support of field services and operations. Manages the preparation and filing of all reports with the Securities and Exchange Commission ("SEC"),... including annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, earnings releases, proxy statements and related reports and filings. Oversees communication with Shareholders and handles shareholder requests for inf... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of General Counsel The candidate will perform all duties and responsibilities in support of field services and operations. Supports the Support Center Objectives, including: "If you are not serving the Guest, serve someone who is." Manages the preparation and filing of all reports for annual reports, quarterly reports, current reports earnings releases, proxy statements and related reports and filings. Oversees communication with Shareholders and handles shareholder re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President, Legal Affairs The candidate will manage the company's compliance with the securities laws and negotiating and... documenting complex business transactions. Will provide advice to senior management, help manage the legal function, and obtain and oversee the work of outside counsel. Research, analyze and advise leadership and the organization on the federal securities laws (including the Securities... Act of 1933, Securities... Exchange Act of 1934,... Dodd-Frank Act). Pre... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director of Legal Affairs Duties: Responsible for managing the Company’s compliance with the securities laws and negotiating and... documenting complex business transactions. Provide advice to senior management, help manage the legal function, and obtain and oversee the work of outside counsel. Research, analyze and advise leadership and the organization on the federal securities laws (including the Securities... Act of 1933, Securities... Exchange Act of 1934,... Dodd-Frank Act). Pre... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney The candidate will handle all legal issues and matters relating to the areas of securities law, corporate governance, treasury... and other legal issues affecting a public company listed on the NYSE. Handle compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks, 10-Qs, 8-Ks, proxy statements and Section 16 filings. Monitor, maintain and implement various corporate governa... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Counsel The candidate will be the “go to” person for all legal issues and matters relating to the areas of securities law, corporate governance, treasury... and other legal issues affecting a public company listed on the NYSE. Compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks, 10-Qs, 8-Ks, proxy statements and Section 16 filings. Monitoring, maintaining and impl... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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