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United States
Full-time 2 views Experience : Min 3 yrs required

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

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Full-time Experience : Min 5 yrs required

directly with trading, technology, operations, and legal teams, as well as external regulators and market participants. - Advise company personnel about regulatory requirements concerning securities, commodities, and swaps, with... a focus on trading and market-related matters. - Assess new regulations, determine th...

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Counsel The candidate will serve as a specialist providing legal advice to various members of management across the Company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law, real estate law, competition law or mergers and acquisitions. Work directly with senior management to provide legal advice on issues related to software licensing. Work with the sales and s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal (Securities) Duties: Under the... general direction of the Group General Counsel, or other managing attorney within the Legal Department, will perform legal and project management services on corporate, securities, contract and corporate governance... matters that are handled by the Legal Department. Administration of the Section 16 compliance program and preparing and filing of Section 16 forms and assisting in the preparation of periodic and annual filings with the S... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Counsel Responsibilities: Advise on... and respond to 1933 Act, 1934 Act and NYSE... compliance and shareholder matters and stay current on governance trends and SEC and stock exchange rules and regulations. Advise... on disclosure matters and stock exchange, SEC, and corporate legal... requirements  Draft SEC periodic filings (including 10-Ks, 10-Qs and with Proxy Statement and Annual Meeting of Shareholders. Prepare Section 16 reports for officers and director... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

The RoleThe Counsel - RPS, provides legal support to the read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Fund Law The candidate responsibilities will include: Provide advice to retail and institutional sales and marketing teams on matters related to the distribution of the company's products. Review distribution-related agreements for retail channels, including selling agreements, networking agreements and business agreements. Review distribution and service-related agreements for institutional channels, including recordkeeping and platform agreements. Work wit... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

SVP, Corporate, Securities & Finance Law, and... Corporate Secretary Responsibilities: Developing an overall strategic vision for the corporate, securities and finance law functional... areas, including organizational goals, objectives and operating procedures. Providing leadership and ensuring that there is strong organizational capability within the corporate, securities and finance law functions.... Trusted advisor to the Lincoln Board and Senior Leadership Team Oversight and pr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel - Fund Management The candidate will provide legal advice and support to the company Group business segments, including SEC-registered investment adviser, that are responsible for providing investment management services to proprietary mutual funds and separate accounts. Provide significant and pro-active legal support, legal project management and sophisticated guidance regarding the proprietary mutual funds, including advice regarding fund operations an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

SVP Corporate Securities Finance Law And Corporate... Secretary The candidate will work directly with the firm's board, CEO, and strategic business unit heads and the Senior Leadership Team, providing counsel on the corporate, securities and finance law functional... areas. Will also provide advice and counsel with respect to board responsibilities, logistics and corporate governance and will work cross-functionally with various internal stakeholders including Finance, Investor Re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel, Retail Advice (Hybrid) An Investment Management Company is seeking a Senior Counsel to join their Retail Advice Legal Team and provide guidance to advisory offers that serve more than 300,000 individual clients. The successful candidate will have knowledge of the investment industry and an understanding of the Securities Exchange Act of 1934,... the Investment Advisers Act of 1940, the Investment... Company Act of 1940, SEC rules,... and FINRA rules. Job Responsi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

to practice law in at least one US jurisdiction Job Title: Managing Attorney Company: An Investment Management Company Location: Malvern, PA Experience: 5+ Years Salary: 157666 Job Description: An Investment Management Company is seeking a Managing Attorney to lead a team focusing on federal and state laws applicable to investment limitations. The successful candidate will be responsible for providing business leaders with legal advice on issues i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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