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United States
Posted On Jul 12, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Senior Corporate Counsel - Securities Capital Markets Job Responsibilities... public and private debt securities issuances, including investment grade... and high yield debt. - Review, draft, and negotiate transaction documentation on a wide variety of capital markets transactions, such as public...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

broad range of corporate, securities, governance, finance, disclosure, and... compliance matters for a publicly traded company. This position requires close collaboration with executive leadership, finance, investor relations, treasury, human resources, internal audit, tax, compliance, and other business teams to ens...

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Posted On Sep 08, 26
Full-time 9 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

Title: Corporate Counsel (Director) - Remote Job Responsibilities: - Support the preparation and review of SEC filings, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 filings. - Assist in the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq...

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Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: - Advise on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution...

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions,...

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Posted On Jul 31, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions banking family M&A Media NASDAQ Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions banking family M&A Media NASDAQ Securities

Title: Corporate Counsel Job Responsibilities: The Corporate Counsel at Company is tasked with a variety of responsibilities that support the company's growth and expansion in the legal, accounting, consulting, private capital, and real assets sectors. The role encompasses: - Corporate Governance: -...

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Posted On Aug 12, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

including annual updates and supplements. These documents are required by the Investment Company Act of 1940, the Securities Act of 1933, and... the Securities Exchange Act of 1934. -... Solicit and coordinate input to disclosure documents from various business lines,...

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Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice concerning applicable rules, regulations, and legal risks related to the brokerage and investment advisory business....

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Posted On Sep 14, 26
Full-time 2 views Experience : 8-8 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts

Corporate Counsel - Financial Services Job Responsibilities: - Finance, Lending, and Strategic Transactions: Support commercial finance, secured lending, dealer and fleet documentation, workouts, restructurings, customer-facing financial products, and strategic transactions, including new business models, joint ventures, and strategic partnerships. - Commercial Contracting and...

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Posted On Sep 16, 26
Full-time 3 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management

Title: Vice President, Assistant General Counsel Job Responsibilities: - Provide strategic legal advice regarding onboarding, due diligence, sales, and controls related to Alternative Investments, Complex Products, and Digital Assets. - Offer day-to-day legal support for the company's alternative investments platform, including compliance analysis and...

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Posted On Sep 23, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements Capital Markets corporate governance credit facilities derivatives equity Insurance Investment Law lending Letters of Credit Partnership Privacy Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements Capital Markets corporate governance credit facilities derivatives equity Insurance Investment Law lending Letters of Credit Partnership Privacy Securities securities laws Visa

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Posted On Jul 30, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements corporate governance Corporate Law family H-1B Insurance M&A Securities shareholders Visa wealth management
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements corporate governance Corporate Law family H-1B Insurance M&A Securities shareholders Visa wealth management

Title Counsel Job Responsibilities - Lead legal support for the wealth management business’s acquisition program targeting advisors leaving the industry and seeking to sell their advisor practice. This includes diligence, drafting, counseling, and negotiating all legal aspects of these transactions. -...

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Posted On Sep 14, 26
Full-time 2 views Experience : 7-15 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders

Title: Attorney - Corporate M&A Transactions and Global Strategic and Sustainable Investments Job Responsibilities: - Provide legal counsel on Corporate M&A and GSSI transactions, including purchases, investments, sales, and wind-downs of businesses. - Coordinate with Corporate M&A and GSSI teams across various...

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Posted On Aug 25, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Commercial Contracts corporate transactions due diligence Joint Ventures M&A NYSE partnerships Visa
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Commercial Contracts corporate transactions due diligence Joint Ventures M&A NYSE partnerships Visa

Title: M&A and Corporate Transactions Attorney – Hybrid Job Responsibilities: - Work closely with senior legal department leadership and cross-functional teams to support strategic transactions and ongoing compliance with regulatory requirements. - Lead and support M&A transactions, including drafting and negotiating NDAs, conducting...

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Posted On Sep 16, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Acts as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hires,...

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Posted On Aug 23, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements due diligence finance Insurance Joint Ventures M&A Partnership Privacy Securities treaties Visa
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements due diligence finance Insurance Joint Ventures M&A Partnership Privacy Securities treaties Visa

Title: Assistant General Counsel- M&A Law Job Responsibilities: - Lead drafting, review, and negotiation of term sheets, transaction agreements, specifically coinsurance, modco, and funds-withheld reinsurance treaties, retrocession agreements, trust and security/collateral arrangements, administrative services agreements, transition services agreements, and ancillary deal...

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Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Title: SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, offering legal analysis and advice related to compliance with applicable rules, regulations, and legal risks impacting brokerage and...

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Posted On Jul 07, 26
Full-time 2 views Experience : Min 12 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - M&A Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
Affirmative Action agreements criminal employee benefits IP licensing Privacy shareholders Software Visa Women
Practice Area:
Corporate - Technology Transactions Corporate - M&A Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
Affirmative Action agreements criminal employee benefits IP licensing Privacy shareholders Software Visa Women

Title: Product Counsel Legal Lead Strategic Growth Initiatives Counsel Senior Manager Senior Level Full time Job No. R00330343 Multiple Locations Job Responsibilities: - Lead a team of global legal professionals focused on go-to-market enablement of software products,...

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Posted On Jul 15, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects

Title: Corporate Counsel I Job Responsibilities: The Corporate Counsel I is responsible for providing legal support and managing the day-to-day contracting needs of their assigned business unit under the direction of the Assistant General Counsel or Deputy General Counsel. Key responsibilities include: -...

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