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United States
Posted On Jul 19, 26
Full-time 1 views Experience : 8-8 yrs required
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital

Title: Senior Principal Consultant Job Responsibilities: - Participate in mock regulatory examinations and compliance program reviews. - Assist with policy and procedure reviews, draft reports and manuals promoting compliance with regulatory requirements. - Provide compliance assistance and advice to clients, including those advising private...

Posted On Aug 19, 26
Full-time 9 views Experience : Min 7 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Data Privacy - Transactional Corporate - General
Job Tags:
agreements Americans with Disabilities Act CCPA Cybersecurity Data Protection finance GDPR IP licensing M&A partnerships Privacy renewals Software stage startup technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Data Privacy - Transactional Corporate - General
Job Tags:
agreements Americans with Disabilities Act CCPA Cybersecurity Data Protection finance GDPR IP licensing M&A partnerships Privacy renewals Software stage startup technology transactions

Title: Senior Commercial Counsel Job Responsibilities: - Draft, review, and negotiate a wide range of commercial agreements, including enterprise SaaS MSAs and order forms, DPAs/security addenda, SLAs, SOWs, channel/reseller/MSP/OEM and distribution, marketplace, procurement/vendor, NDAs, and complex licensing. - Lead complex, multi-threaded negotiations with...

Posted On Aug 20, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Legal & Compliance - PWPF Legal Group at the company is situated in a dynamic and fast-growing business environment, focusing primarily on registered funds and Business Development Companies (BDCs) within the...

Posted On Jul 03, 26
Full-time 6 views Experience : Min 6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Wealth Legal Group - Securities Attorney, VP (BREIT) Job... Responsibilities: The Securities Attorney, VP (BREIT) at... the company will play a pivotal role within the Private Wealth Public Funds Legal group, specifically focusing on the **Members Only,** Real Estate Income Trust...

Posted On Aug 20, 26
Full-time 8 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Domestic Violence due diligence equity FINRA growth equity health benefits hedge funds Insurance investment management life sciences marketing Partnership private equity regulatory compliance Securities stalking
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Domestic Violence due diligence equity FINRA growth equity health benefits hedge funds Insurance investment management life sciences marketing Partnership private equity regulatory compliance Securities stalking

Title: Marketing & Distribution Compliance, VP Job Responsibilities: The Marketing & Distribution Compliance, VP is a pivotal role within the compliance team, focusing on regulatory compliance issues related to marketing and other investor/third-party materials and communications. The VP is tasked with serving...

Posted On Sep 11, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
Computer Science criminal Immigration Software
Job Tags:
Computer Science criminal Immigration Software

Title: Solutions Architect, Manager - Tax Transformation Job Responsibilities: - Collaborate with stakeholders to understand business challenges and opportunities, evaluate feasibility of requirements, determine priorities, and develop application architecture options and a technical roadmap. - Work directly with the architecture team to design,...

Posted On Aug 14, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Real Estate - Finance Real Estate - Residential Transactions Finance - General Real Estate - General
Job Tags:
agreements banking brokers contracts corporate contracts data security laws ECOA equity Ethics FACTA FCRA FTC Act Insurance Privacy regulatory compliance TCPA TILA UDAAP
Practice Area:
Finance - Banking Finance - Financial Services Regulation Real Estate - Finance Real Estate - Residential Transactions Finance - General Real Estate - General
Job Tags:
agreements banking brokers contracts corporate contracts data security laws ECOA equity Ethics FACTA FCRA FTC Act Insurance Privacy regulatory compliance TCPA TILA UDAAP

Description Company is dedicated to helping seniors unlock the power of their home equity. As a leading provider of home equity solutions for seniors, the company is committed to assisting older homeowners in maximizing their assets to live the retirement...

Posted On Sep 10, 26
Full-time 14 views Experience : 6-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Structured Finance Finance - Banking
Job Tags:
banking banking laws Capital Markets employee benefits investment management mortgages Secured lending Securities securities laws securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Structured Finance Finance - Banking
Job Tags:
banking banking laws Capital Markets employee benefits investment management mortgages Secured lending Securities securities laws securitization structured finance

Title: In-House Legal Coverage Position for Fixed Income Sales & Trading/Securitization and Secured Lending Coverage Attorney Job Responsibilities: - Provide senior legal coverage to the securitization and secured lending businesses within the Fixed Income Division's securitized products group (SPG) and Securitized...

Posted On Jul 14, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Finance - Banking
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

Title: Legal Counsel Job Responsibilities: - Provide legal support to the Corporate & Investment Banking Group (CIB) of the company, including the New York branch and Houston representative office, as well as its SEC-registered broker dealer. - Counsel on legal and regulatory issues,...

Posted On Jul 31, 26
Full-time 2 views Experience : 3-6 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps

Title: Fixed Income Structured Products Attorney Job Responsibilities: - Provide legal support to company and affiliated . and non-US entities regarding mergers & acquisitions, structured notes, and other structured cash and derivatives products, as well as Fixed Income business lines on transactional,...

Posted On Aug 28, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

Title: Investment Banking In-House Finance Counsel Job Responsibilities: The successful candidate for the Investment Banking In-House Finance Counsel position at the company will be responsible for providing legal counsel on various legal and regulatory issues, particularly in support of the Corporate &...

Posted On Aug 17, 26
Full-time 28 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Finance - Banking Finance - General Corporate - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Finance - Banking Finance - General Corporate - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities

Title: Senior Vice-President/Counsel - Global Markets and Treasury Services Job Responsibilities: The Senior Vice-President/Counsel will play a crucial role in the Global Markets and Treasury Services Team within the Legal Hub and Practice. The primary responsibilities include: - Drafting, reviewing,...

Posted On Jun 22, 26
Full-time 17 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Securities and Capital Markets Corporate - Contract Law Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
agreements AML artificial intelligence banking Capital Markets Commercial Lending commercial real estate corporate governance equity escrow Ethics Fannie Mae finance Freddie Mac Government health insurance Insurance investment management leasing lending licensing Litigation mortgage loans NYSE Privacy Property Management structured finance Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Securities and Capital Markets Corporate - Contract Law Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
agreements AML artificial intelligence banking Capital Markets Commercial Lending commercial real estate corporate governance equity escrow Ethics Fannie Mae finance Freddie Mac Government health insurance Insurance investment management leasing lending licensing Litigation mortgage loans NYSE Privacy Property Management structured finance Visa

Title: Lead Senior Counsel Job Responsibilities: - Oversee legal matters for the company's Debt and Structured Finance (DSF), including corporate governance, compliance, employment, litigation, and risk management. - Support the mortgage loan brokerage business by negotiating client engagement letters and reviewing ancillary documents. -...

Posted On Sep 11, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Advisory: - Provide legal counsel regarding core federal banking laws and regulations, including prudential,... safety and soundness, corporate governance, affiliate transaction, investment, and permissible activity requirements applicable to the company's operations and strategic initiatives. - Assist with regulatory approvals, appli...

Posted On Sep 08, 26
Full-time 12 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

Title: Corporate Counsel (Director) - Remote Job Responsibilities: - Support the preparation and review of SEC filings, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 filings. - Support the annual proxy process, including drafting and coordination. - Assist...

Posted On Sep 10, 26
Full-time 11 views Experience : 3-6 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps

Title: Legal Counsel Job Responsibilities: The Legal Counsel is responsible for managing various operational and legal risks related to structured fixed income transactions, including deal contingent hedges. The principal accountabilities include: - Providing legal support to Company and its affiliated . and ....

Posted On Jul 01, 26
Full-time 11 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Chapter 11 Financial Institutions Investment Banking LLC marketing restructuring Securities Securities and Capital Markets
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Chapter 11 Financial Institutions Investment Banking LLC marketing restructuring Securities Securities and Capital Markets

Title: Associate Legal Counsel - Capital Markets Job Responsibilities: The Associate Legal Counsel - Capital Markets at Company is responsible for a variety of legal tasks associated with the firm’s investment banking and capital markets business. The primary job functions include: -...

Posted On Jul 03, 26
Full-time 7 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Capital Markets derivatives distribution agreements equity ISDA Litigation marketing Rule 144A securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Capital Markets derivatives distribution agreements equity ISDA Litigation marketing Rule 144A securities laws

division's activities with applicable laws, rules, and regulations. - Develop... and implement best practice legal strategies to manage compliance. - Provide legal advice and support to business units in the Markets division regarding products/services. - Offer subject matter support in legal proceedings related...

Posted On Jul 07, 26
Full-time 6 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: - Collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. - Advise on and support the operation of...

Posted On Jul 08, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: The Assistant General Counsel will collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. The role involves...

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