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United States
Posted On Sep 09, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Corporation Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Corporation Securities

Counsel, Corporate Governance and Securities Job Responsibilities The Senior Counsel,... Corporate Governance and Securities will be responsible for... a variety of legal duties and obligations within the company. Key responsibilities include: - Advising on corporate records. - Ensuring compliance with securities laws and...

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Posted On Aug 27, 26
Full-time 1 views Experience : 10-18 yrs required
Job Tags:
asset management banking branding construction Ethics fiduciary finance financial products investment management Partnership shareholders wealth management
Job Tags:
asset management banking branding construction Ethics fiduciary finance financial products investment management Partnership shareholders wealth management

Title: Portfolio Manager II Job Responsibilities: - Develop and recommend customized investment strategies for complex, high-net-worth investors in collaboration with Senior Managers. - Manage all aspects of clients' investment portfolios, including asset allocation, portfolio construction, security/manager selection, trade execution, risk management, compliance, and...

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Posted On Jun 24, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary finance FINRA Insurance Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary finance FINRA Insurance Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Counsel, Wealth Management Division Job Responsibilities: - Provide legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. - Interpret and apply fiduciary principles and duties. - Advise on advisory and brokerage service models and related regulatory requirements. - Review and draft...

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Posted On Jul 14, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

General Counsel Job Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel will provide comprehensive legal support to the wealth management, trust, fiduciary, investment advisory, and brokerage businesses within the company. Key responsibilities include: - Offering legal advice on a wide range of matters...

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Posted On Sep 03, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence commercial real estate confidentiality agreements contracts Cybersecurity data privacy equity family Harassment information technology Insurance licensing Litigation marketing Privacy Scams Software
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence commercial real estate confidentiality agreements contracts Cybersecurity data privacy equity family Harassment information technology Insurance licensing Litigation marketing Privacy Scams Software

Title: Vice President & Associate General Counsel of Technology and Data Privacy Job Responsibilities: - Serve as product counsel to Product and Engineering teams throughout the product lifecycle, advising on legal and regulatory considerations from product design and development through launch, commercialization,...

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