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United States
Full-time 2 views Experience : 3-5 yrs required

Title Counsel Job Responsibilities - Lead legal support for the wealth management business’s acquisition program targeting advisors leaving the industry and seeking to sell their advisor practice. This includes diligence, drafting, counseling, and negotiating all legal aspects of these transactions. -...

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Financial Consultant V Duties: Will join the Basel securitization team in portfolio analytics... is responsible for ensuring that the appropriate framework exists for calculating regulatory capital of structured finance / securitization exposures related to Basel... III. This is a dynamic and evolving project given both the complexity of structured finance and the regulatory changes impacting the industry. Develop Basel III qualification standards and Independent challenge framewo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Consultant V The candidate will develop Basel III qualification standards and Independent Challenge framework for Securitization Workstream. Will assist with... compliance of Corporate Governance and Oversight framework. Assist LOBs in evaluating the transaction characteristics to make the determination whether the exposure(s) qualify as a securitization under Basel III. Work... with the LOBs to identify and source the appropriate information of the exposures for capital... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager Company Securities Control Room (Compliance Consultant V) The candidate will be tasked with handling highly sensitive and nonpublic information with profound care. Proficiently assess corporate finance and capital markets transactions for regulatory, legal and reputation conflicts. Creatively fashion methodology for information barrier-related issues and resolution of client conflicts dealing with all types of capital markets activities including: M&A engageme... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Markets Counsel III The candidate will serve as a legal advisor in the Structured Products & Corporate Trust Services Section of the Global Commercial & Securities Division of the Law Department, providing support to the following lines of business: Asset Backed Finance, portions of Structured Real Estate and portions of Investment Portfolio & Principal Investments, and certain other lines of business in the context of any structured products transactions being execu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Markets Counsel III - Global Commercial and Securities Division The candidate will serve as a legal advisor in the Structured Products and Commercial Services Section of the Global Commercial and Securities Division of the Legal Department, providing support to the following lines of business: Asset Backed Finance, portions of Structured Real Estate and portions of Investment Portfolio and Principal Investments, and certain other lines of business in the context of a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Markets Counsel III - Global Commercial and Securities Division The candidate will serve as a legal advisor in the Structured Products and Commercial Services Section of the Global Commercial and Securities Division of the Legal Department, providing support to the following lines of business: Asset Backed Finance, portions of Structured Real Estate and portions of Investment Portfolio and Principal Investments, and certain other lines of business in the context of a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Program Manager Duties: Manage the Global Anti-Corruption Compliance Program. Responsible for supporting the Wholesale Banking lines of business. Will partner with the Corporate Anti-Corruption Compliance Office, and develop, implement and enforce a Wholesale Banking Division program to comply with company’s Global Anti-Corruption Compliance Program, as well as any addition program requirements which are required for Wholesale Banking as a result... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Consultant IV The candidate will be responsible for conducting regulatory risk management oversight for Fair Lending and Responsible Banking programs (including UDAAP) to assure compliance with applicable regulatory and internal policy requirements, providing subject matter expertise to businesses and support group partners on select regulations and risk topics, and providing regulatory risk expertise and consulting for projects to identify and mitigate regulatory... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Specialist 2 The candidate reads, interprets, researches and processes subpoenas, levies and other legal documents on behalf of company. Determines proper course of action and coordinates correspondence. Responds to inquiries from external customers, internal team members, government agencies and outside attorneys. Negotiates with attorneys and government agents to assure appropriate resolutions are met and deadlines are achieved. Makes witness appearance ar... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Manager - Compliance Manager IV The candidate will be responsible to use managerial expertise and powerful communication skills to oversee team of Compliance and Operational Risk professionals. Will develop and integrate risk analysis and reporting into a global investment management company with multiple legal entities. Manage new initiatives during development phase for Risk and Compliance to assure appropriate integration with procedures. Create and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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