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Full-time 4 views Experience : Min 10 yrs required

Title General Counsel Job Responsibilities Public Company Compliance & Governance - Own all SEC reporting obligations including 10-K, 10-Q, 8-K, and proxy statement preparation and review. - Lead Sarbanes-Oxley compliance, insider trading policy enforcement, Regulation FD, and earnings call and...

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Full-time 9 views Experience : Min 10 yrs required

Title: SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: The Senior Vice President, Associate General Counsel will be responsible for providing strategic legal advice to various business units within the company, primarily focusing on the broker-dealer and custodial platform...

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Posted On Jun 30, 26
Full-time 7 views

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities across broker-dealer and investment...

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Posted On Sep 14, 26
Full-time 5 views

Title: Global Employer Services Senior Manager - Employment Tax Job Responsibilities: The Global Employer Services (GES) Senior Manager is tasked with overseeing a team of professionals to aid clients in managing global payroll liabilities, minimizing compliance risks, and recovering overpaid global payroll....

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Posted On Jul 03, 26
Full-time 7 views Experience : 8-12 yrs required

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters for the company, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities. - Advise on legal...

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Full-time 7 views Experience : Min 3 yrs required

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: - Collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. - Advise on and support the operation of...

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Full-time 4 views Experience : Min 6 yrs required

Title: VP, Assistant General Counsel Job Responsibilities: - Provide day-to-day counseling on employment matters to Human Resources partners. - Advise Human Resources and business partners on employee relations matters such as terminations, restructurings, lay-offs, discipline, leaves of absence, and accommodations. - Ensure compliance with...

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Full-time 1 views Experience : Min 4 yrs required

Title: Counsel, Product & Regulatory - Payments & AML Job Responsibilities: - Advise on payments products and infrastructure: Support a broad portfolio of payments-related initiatives, advising on matters involving payment rails, product launches, operational incidents, partner relationships, and customer-facing experiences. Help product...

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Full-time 1 views Experience : Min 6 yrs required

Title: Senior Product & Regulatory Counsel - Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, overseeing the investment products portfolio. This includes advising across the full product life cycle, supporting new feature development,...

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Full-time Experience : Min 6 yrs required

Title: Legal Advisor for Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, managing the investment products portfolio. - Advise across the entire product life cycle, including supporting new feature development, drafting disclosures, and advising...

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Posted On Sep 07, 26
Full-time 1 views

Title: Summer Associate Job Responsibilities: - Attend orientation to learn about the company's culture, benefits, and responsibilities of being a member. - Receive training to aid in success within the role. - Work on real responsibilities alongside fellow interns and company employees. - Utilize advanced...

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Full-time Experience : Min 8 yrs required

Title: Vice President, Assistant General Counsel - Retirement Job Responsibilities: - Advise on the impacts of new and changing regulations affecting the retirement business of a broker-dealer, investment advisor, custodian, and record keeper. This includes staying updated with regulatory developments from...

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Full-time 1 views Experience : Min 6 yrs required

Title: VP, Assistant General Counsel, Regulatory Exams and Inquiries Job Responsibilities: - Manage regulatory examinations and inquiries from FINRA, the SEC, states, and other SROs and regulators. This includes supporting the company’s OCC-regulated affiliate and institutional partners in connection with...

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Full-time 3 views Experience : 5-10 yrs required

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including legal analysis and advice on applicable rules, regulations, and legal risks relating to the brokerage and investment advisory business. -...

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Full-time 2 views Experience : Min 5 yrs required

Title: Legal Counsel Job Responsibilities: - Commercial Transactions & Strategy: - Negotiate high-stakes technology, SaaS, payor, and strategic partnership agreements. - Audit existing commercial relationships to improve terms and align with evolving data strategies. - Build the "Legal Engine" by creating...

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Full-time 1 views Experience : 5-7 yrs required

Title: Legal Counsel Job Responsibilities: - Navigate complex regulatory frameworks to help the business design and implement innovative financial products and services. - Lead legal reviews of product design, marketing, and customer onboarding processes to ensure compliance with applicable regulations while enabling business...

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Full-time 4 views Experience : Min 5 yrs required

Title: Senior Commercial and Product Counsel Job Responsibilities: - **Commercial Transactions & Strategy**: Negotiate high-stakes technology, SaaS, payor, and strategic partnership agreements. Audit existing commercial relationships to improve terms and align with evolving data strategies. Build the "Legal Engine" by creating contracting...

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