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United States
Posted On Sep 18, 26
Full-time 28 views Experience : Min 12 yrs required

Title: Tax Partner - Capital Markets - Financial Services Job Responsibilities: As a Tax Partner within the Capital Markets practice, you will work on a variety of capital market clients, focusing on the taxation of financial products and investment vehicles....

Posted On Jul 06, 26
Full-time 4 views Experience : Min 10 yrs required

Title: Compliance Director Job Responsibilities: - Regulatory Oversight: The Compliance Director is responsible for administering and overseeing compliance policies and procedures for FCM and retail foreign exchange activities. They must take reasonable steps to ensure compliance with the Act and CFTC regulations...

Full-time 1 views Experience : 10-15 yrs required

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Provide legal advice and guidance to internal clients, including sales and trading personnel, and support staff such as operations, compliance, documentation, credit, and other functions within the Commodities business. - Develop and support...

Full-time 1 views Experience : 2-5 yrs required

Title: ETF + RIA Legal Job Responsibilities: - Own the SEC filing lifecycle across all company ETF trusts: N-1A, 485A, 485(b), N-PORT, N-CEN, proxy statements, and annual updates. - Draft, review, and negotiate prospectus and SAI disclosure for new fund launches and ongoing...

Full-time Experience : Min 5 yrs required

Title: Counsel Job Responsibilities: - Prepare responses to regulatory inquiries and examinations from exchanges, the Commodity Futures Trading Commission (CFTC), and the National Futures Association (NFA) by coordinating with key stakeholders and the Compliance team to produce well-reasoned and well-supported submissions. - Assist...

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