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United States
Posted On Aug 06, 26
Full-time Experience : 5-8 yrs required
Job Tags:
Americans with Disabilities Act board of directors cryptocurrency derivatives EEOC equity finance Privacy regulatory compliance Securities Software swaps
Job Tags:
Americans with Disabilities Act board of directors cryptocurrency derivatives EEOC equity finance Privacy regulatory compliance Securities Software swaps

Title: Compliance Officer for the Swap Dealer & Security-Based Swap Dealer Job Responsibilities: - Regulatory Compliance: Ensure compliance with relevant regulations such as the Dodd-Frank Act, Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) regulations, National Futures Association (NFA)...

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Posted On Sep 08, 26
Full-time 9 views Experience : Min 6 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
corporate compliance Data Protection equity M&A
Practice Area:
Data Privacy - Transactional
Job Tags:
corporate compliance Data Protection equity M&A

Title: Associate General Counsel of Compliance Job Responsibilities: - Global Compliance Advice: Provide expert counsel to business stakeholders on various global compliance issues, such as data privacy and security, anti-corruption, sanctions, whistleblowing, and third-party risk management. - Internal Investigations and Reporting: Lead internal...

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Posted On Sep 10, 26
Full-time 3 views Experience : 4-4 yrs required
Job Tags:
company policies criminal derivatives family Insurance Securities swaps Taxation
Job Tags:
company policies criminal derivatives family Insurance Securities swaps Taxation

(RIC). This includes assessing RIC fiscal and excise tax provision work papers, financial statement disclosures, and annual book-to-tax adjustment analysis by evaluating the taxability of investment income/expenses, securities transactions, and complex derivatives such as futures, options, and swaps. - Prepare incom...

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Posted On Sep 08, 26
Full-time 8 views Experience : 4-6 yrs required
Practice Area:
Fintech & Blockchain Finance - Banking Finance - General
Job Tags:
agreements artificial intelligence asset management blockchain contracts derivatives developers Energy equity family finance Hardware hedge funds Investment Banking ISDA lending ordinances Partnership Software special projects
Practice Area:
Fintech & Blockchain Finance - Banking Finance - General
Job Tags:
agreements artificial intelligence asset management blockchain contracts derivatives developers Energy equity family finance Hardware hedge funds Investment Banking ISDA lending ordinances Partnership Software special projects

Title: Senior Counsel Job Responsibilities: - Serve as a strategic legal advisor for the company, focusing on market and derivative-related transaction matters. - Provide advice on ISDAs/CSAs, confirmations, prime brokerage agreements, lending, and vendor transactions. - Act as an advisor on swap dealer-related rules...

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Posted On Sep 10, 26
Full-time 11 views Experience : 3-6 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps

Title: Legal Counsel Job Responsibilities: The Legal Counsel is responsible for managing various operational and legal risks related to structured fixed income transactions, including deal contingent hedges. The principal accountabilities include: - Providing legal support to Company and its affiliated . and ....

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Posted On Sep 11, 26
Full-time 14 views Experience : Min 3 yrs required
Job Tags:
credit agreements criminal developers equity finance financial products Government Immigration Insurance marketing partnerships private equity securitization Software swaps Taxation
Job Tags:
credit agreements criminal developers equity finance financial products Government Immigration Insurance marketing partnerships private equity securitization Software swaps Taxation

Title: Tax Senior Job Responsibilities: As a Tax Senior within the Tax Services department at the company, you will be responsible for a range of duties that encompass managing relationships, ensuring timely reporting of milestone and dependency status, monitoring risks and issues...

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Posted On Jul 13, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Title: Investment Management Attorney Job Responsibilities: - Provide legal coverage to the Solutions and Multi-Assets businesses across a range of strategies and products, including separate accounts, private funds, 1940 Act registered funds, and ETFs. - Advise on trading agreements and related regulatory obligations. -...

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Posted On Jul 14, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements Capital Markets derivatives equity finance ISDA structured finance title
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements Capital Markets derivatives equity finance ISDA structured finance title

DESCRIPTION Job Title: Attorney – Derivatives Legal Team Job Responsibilities: As a key member of the Derivatives Legal team, the attorney will be responsible for providing expert legal guidance and support to the CIB Americas Platform on derivatives trading matters. The role involves...

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Posted On Jul 20, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
derivatives equity ISDA Litigation securities laws shareholders swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
derivatives equity ISDA Litigation securities laws shareholders swaps

company, the primary responsibilities include: - Supporting the company's Global Markets businesses on legal and regulatory matters concerning equity derivatives, with a focus on the Global Equities corporate derivatives and equity swaps businesses in the Americas. -... Identifying issues and guiding decision-maki...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
agreements artificial intelligence derivatives employee benefits family finance financial products Insurance Investment Company Act ISDA lending M&A project finance Securities securities laws spectrum
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
agreements artificial intelligence derivatives employee benefits family finance financial products Insurance Investment Company Act ISDA lending M&A project finance Securities securities laws spectrum

Title: Senior Lead Counsel - Director Job Responsibilities: The Senior Lead Counsel - Director is tasked with providing legal support to the Markets businesses, particularly focusing on Rates and Markets Treasury businesses. The role covers multiple desks within these businesses, including the...

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Posted On Jul 26, 26
Full-time 1 views Experience : 5-8 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements artificial intelligence banking contracts derivatives employee benefits family Insurance ISDA swaps
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements artificial intelligence banking contracts derivatives employee benefits family Insurance ISDA swaps

Title: Lead Counsel - ISDA Contracts, AVP Job Responsibilities: - Provide legal counsel to the business, offering guidance and thought leadership on strategic initiatives and business proposals. - Offer subject matter expertise and interpretations of relevant laws, rules, regulations, and industry practices. - Advise...

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Posted On Jul 29, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
acquisitions banking Capital Markets collateralized loan obligations derivatives document review due diligence Energy equity equity financing family finance Foreign Exchange Investment Banking lending M&A marketing mergers Securities spectrum swaps title wealth management
Job Tags:
acquisitions banking Capital Markets collateralized loan obligations derivatives document review due diligence Energy equity equity financing family finance Foreign Exchange Investment Banking lending M&A marketing mergers Securities spectrum swaps title wealth management

Director, Transaction Advisory - Structured Credit Job Responsibilities: The Director, Transaction Advisory - Structured Credit, plays a crucial role within the Transaction Advisory Group (TAG), which provides structuring and execution expertise across various products such as asset-backed securities, residential and commercial mortgage-backed...

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Posted On Jul 30, 26
Full-time 4 views Experience : 10-15 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products including physically-settled commodity spot and forward transactions,...

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Posted On Jul 31, 26
Full-time 2 views Experience : 3-6 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
acquisitions asset purchase agreements Capital Markets credit agreements derivatives employee benefits equity finance Investment Banking LLC M&A mergers restructuring Securities securities laws swaps

& acquisitions, structured notes, and other structured cash and derivatives products, as well as Fixed Income business lines on transactional, regulatory, and general legal matters. - Advise on deal-contingent hedges and related swaps. - Analyze merger and acquisition-related... materials, including asset purchas...

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Posted On Jul 31, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets credit agreements derivatives employee benefits equity finance FINRA Investment Banking lending M&A restructuring Securities swaps
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets credit agreements derivatives employee benefits equity finance FINRA Investment Banking lending M&A restructuring Securities swaps

margin lending, equity repo (bi-lateral and tri-party), securities lending, and delta-one equity swaps. - Offer legal guidance on... margin lending regulations, FINRA, Regulation T, and Regulation U compliance. - Provide guidance on Dodd-Frank and rules applicable to Security-Based Swaps (SBS) and Securit...

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Posted On Jul 31, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity finance Investment Banking ISDA lending M&A restructuring Securities swaps title
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity finance Investment Banking ISDA lending M&A restructuring Securities swaps title

Title Legal Counsel - (Equity Derivatives, Trading Documentation) Job Responsibilities - Provide legal coverage for the equities sales and trading business, including equity derivatives and structured equity finance transactions. - Draft, review, and negotiate ISDA Master Agreements, Initial and Variation...

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Posted On Aug 03, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements derivatives Energy International Law Securities
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements derivatives Energy International Law Securities

Title: Financial Regulatory Lawyer Job Responsibilities: - Provide advice and ensure that regulated businesses comply with their regulatory and commercial obligations. - Offer legal support and advice to various internal stakeholders, including business, operations, compliance, risk, and sales and marketing teams. - Assist in...

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Posted On Aug 05, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
banking Bankruptcy derivatives equity finance Investment Banking investment management ISDA Securities swaps title wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
banking Bankruptcy derivatives equity finance Investment Banking investment management ISDA Securities swaps title wealth management

products. The primary focus will be on OTC equity derivatives and swaps, cash and synthetic prime... brokerage, equity and fund-linked loans, structured notes, and proprietary indices. - Advise and assist in the creation, structuring, regulatory analysis, and launch of new pr...

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Posted On Aug 24, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
agreements children derivatives Disability Benefits equity finance FINRA health benefits hedge funds Insurance Securities swaps Visa
Practice Area:
Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
agreements children derivatives Disability Benefits equity finance FINRA health benefits hedge funds Insurance Securities swaps Visa

Title: Assistant General Counsel, VP - Equity Finance Job Responsibilities: - Serve as a legal advisor to senior leaders in the Equity Finance business. - Advise on the negotiation and documentation of prime brokerage agreements and equity swap master confirmation agreements with institutional...

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Posted On Sep 08, 26
Full-time Experience : Min 4 yrs required
Job Tags:
Affirmative Action Capital Markets developers employee benefits finance Financial Institutions FINRA Investment Banking licensing Securities Visa
Job Tags:
Affirmative Action Capital Markets developers employee benefits finance Financial Institutions FINRA Investment Banking licensing Securities Visa

Title: Control Room Associate Job Responsibilities: The Control Room Associate is responsible for supporting the day-to-day management of the company's Control Room (CR) and Registration programs. This includes implementing and maintaining a compliance framework to identify, assess, and mitigate regulatory risks related...

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