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United States
Posted On Sep 29, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
FINRA Securities Securities Exchange Act of 1934 swaps
Practice Area:
Administrative Law Government - General
Job Tags:
FINRA Securities Securities Exchange Act of 1934 swaps

directly with trading, technology, operations, and legal teams, as well as external regulators and market participants. - Advise company personnel about regulatory requirements concerning securities, commodities, and swaps, with a focus on... trading and market-related matters. - Assess new regulations, determine th...

Posted On Jul 06, 26
Full-time 5 views Experience : 10-15 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds

Title: Legal Advisor for Proprietary Mutual Funds Job Responsibilities: - Provide leadership, direction, and subject matter expertise on complex projects and initiatives. - Serve as a legal lead and trusted advisor to business leaders on legal and regulatory matters related to the company's...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Regulation Attorney Duties: Advise personnel about regulatory requirements regarding securities, commodities and swaps, particularly focused on trading... and market issues. Assess new regulations and their impact, advise appropriate staff, and assist in coordination of compliance. Draft written supervisory procedures and other compliance documents. Coordinate with staff to address regulatory examinations and inquiries, including preparation of response letters. Repr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Regulatory Legal Counsel The candidate will focus on assuring regulatory compliance related to futures, swaps, energy, and securities across... our business as well as assisting with associated litigation matters. Review regulations and ensure compliance with applicable regulations relating to futures, swaps, and energy products. Conduct... legal research related to regulatory and related issues. Advise trading, compliance, operations, and technology staff regarding regulat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Legal Counsel The candidate will focus on assuring regulatory compliance related to futures, swaps, energy, and securities across... our business as well as assisting with associated litigation matters. Review regulations and ensure compliance with applicable regulations relating to futures, swaps, and energy products. Conduct... legal research related to regulatory and related issues. Advise trading, compliance, operations, and technology staff regarding regulatory mat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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